0001144204-11-071854.txt : 20111228 0001144204-11-071854.hdr.sgml : 20111228 20111228135423 ACCESSION NUMBER: 0001144204-11-071854 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20111228 DATE AS OF CHANGE: 20111228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AdvisorShares Trust CENTRAL INDEX KEY: 0001408970 IRS NUMBER: 260636087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34450 FILM NUMBER: 111283550 BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (202) 684-6383 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 8-A12B 1 v244127_8a12b.htm FORM 8-A12B Unassociated Document
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-A
 
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
 PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
ADVISORSHARES TRUST
(Exact name of registrant as specified in its charter)

Delaware
(State of incorporation or organization)
See Below
(I.R.S. Employer Identification No.)
 

2 Bethesda Metro Center
Suite 1330
Bethesda, Maryland 20814
(Address of principal executive offices, including zip code)
 
Securities to be registered pursuant to Section 12(b) of the Act:

Title of Each Class
to be so Registered
Name of Exchange on which
each Class is to be so registered
I.R.S. Employer Identification Number
Rockledge SectorSAM ETF
NYSE Arca, Inc.
45-2532706

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective upon filing pursuant to General Instruction A.(c), please check the following box.  x
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is to become effective pursuant to General Instruction A.(d), please check the following box.  o
 
Securities Act registration statement file number to which this form relates:  333-157876

Securities to be registered pursuant to Section 12(g) of the Act:  None.
 
 
 
 
 
INFORMATION REQUIRED IN REGISTRATION STATEMENT
 
Item 1. 
Description of Registrant’s Securities to be Registered.
 
Reference is made to Post-Effective Amendment No. 28 to the AdvisorShares Trust’s Registration Statement on Form N-1A, filed via EDGAR Accession No. 0001144204-11-037754 on June 27, 2011 (Securities Act File Number 333-157876 and Investment Company Act File Number 811-22110), which is incorporated herein by reference.
 
Item 2. 
Exhibits.
 
A.
Registrant’s Agreement and Declaration of Trust dated July 30, 2007 is incorporated herein by reference to Exhibit (a)(2) of Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-157876 and 811-22110), as filed with the SEC via EDGAR Accession No. 0001104659-09-037448 on June 9, 2009.

B.
Registrant’s By-Laws dated July 30, 2007 are incorporated herein by reference to Exhibit (b) of Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-157876 and 811-22110), as filed with the SEC via EDGAR Accession No. 0001104659-09-037448 on June 9, 2009.

C.
Form of Authorized Participant Agreement is incorporated herein by reference to Exhibit (e)(2) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-157876 and 811-22110), as filed with the SEC via EDGAR Accession No. 0001104659-09-052948 on September 1, 2009.
 
 
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SIGNATURE
 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
ADVISORSHARES TRUST
  
       
Date:  December 28, 2011
By:
/s/ Noah Hamman  
    Noah Hamman  
    Chief Executive Officer, Principal  
    Financial Officer & President  
 
 
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