-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BeSRnD+vVptq5hIcgQZ6EBOZe8CgagET631rT/9JtVPcRB07EbkGjqNjPnrpP/Sj HfLSb8rn3GIj3D+TUYzPvw== 0001144204-11-004742.txt : 20110128 0001144204-11-004742.hdr.sgml : 20110128 20110128165901 ACCESSION NUMBER: 0001144204-11-004742 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AdvisorShares Trust CENTRAL INDEX KEY: 0001408970 IRS NUMBER: 260636087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34450 FILM NUMBER: 11556554 BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (202) 684-6383 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: SUITE 700 CITY: BETHESDA STATE: MD ZIP: 20814 8-A12B 1 v209372_8-a12b.htm Unassociated Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934

AdvisorShares Trust
 (Exact name of registrant as specified in its charter)

Delaware
  
See Below
(State of incorporation or organization)
  
(IRS Employer
Identification No.)
     
c/o AdvisorShares Trust
3 Bethesda Metro Center, Suite 700
Bethesda, MD
  
20814
 (Address of principal executive offices)
  
(Zip Code)
 

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each
class to be registered
Name of exchange on which each class is to be registered
I.R.S. Employer
Identification Number
SiM Dynamic Allocation Diversified Income ETF
NYSE Arca, Inc.
27-4156482
SiM Dynamic Allocation Growth Income ETF
NYSE Arca, Inc.
27-4156699

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [  ]

Securities Act registration statement file number to which this form relates:  333-157876

Securities to be registered pursuant to Section 12(g) of the Act:  None.


 
 
 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. 
Description of Registrant’s Securities to be Registered.

Reference is made to Post-Effective Amendment No. 16 to the Registrant’s Registration Statement on Form N-1A, filed via EDGAR Accession No. 0001144204-10-068568 on December 28, 2010 (Securities Act File Number 333-157876 and Investment Company Act File Number 811-22110), which is incorporated herein by reference.

Item 2. 
Exhibits

A.
Agreement and Declaration of Trust of AdvisorShares Trust (the “Registrant”) is incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR Accession No. 0001104659-09-037448 on June 9, 2009.

B.
Registrant’s By-Laws are incorporated herein by reference to Exhibit (b) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC via EDGAR Accession No. 0001104659-09-037448 on June 9, 2009.

C.
Registrant’s Form of Authorized Participant Agreement is incorporated herein by reference to Exhibit (e)(2) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the SEC via EDGAR Accession No. 0001104659-09-052948 on September 1, 2009.

 
 
 

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
 
 
Date:  January 28, 2011
 
 
 
AdvisorShares Trust
 
By:  /s/ Noah Hamman
        Noah Hamman
        Chief Executive Officer, Principal Financial Officer & President
 
 
 
 
 

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