0001209191-23-018174.txt : 20230313 0001209191-23-018174.hdr.sgml : 20230313 20230313161100 ACCESSION NUMBER: 0001209191-23-018174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watts Claudius E. IV CENTRAL INDEX KEY: 0001408738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36146 FILM NUMBER: 23727409 MAIL ADDRESS: STREET 1: THE CARLYLE GROUP STREET 2: 101 S. TRYON STREET, 25TH FLOOR CITY: CHARLOTTE STATE: NC ZIP: 28280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommScope Holding Company, Inc. CENTRAL INDEX KEY: 0001517228 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 274332098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 828-324-2200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-10 0 0001517228 CommScope Holding Company, Inc. COMM 0001408738 Watts Claudius E. IV C/O COMMSCOPE HOLDING COMPANY, INC. 1100 COMMSCOPE PLACE, SE HICKORY NC 28602 1 0 0 0 Common Stock 614030 D Common Stock 2023-03-10 4 P 0 10000 6.7495 A 10000 I Watts Family Foundation As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; and (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.73 to $6.76. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. /s/ Michael D. Coppin, under a Power of Attorney 2023-03-13