0001193125-14-220425.txt : 20140623 0001193125-14-220425.hdr.sgml : 20140623 20140530211424 ACCESSION NUMBER: 0001193125-14-220425 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20131231 1.02 20131231 FILED AS OF DATE: 20140602 DATE AS OF CHANGE: 20140530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fabrinet CENTRAL INDEX KEY: 0001408710 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-34775 FILM NUMBER: 14881958 BUSINESS ADDRESS: STREET 1: 5/6 MOO 6, SOI KHUNPRA, PHAHOLYOTHIN RD STREET 2: KLONGNUENG, KLONGLUANG CITY: PATUMTHANEE STATE: W1 ZIP: 12120 BUSINESS PHONE: 662-524-9600 MAIL ADDRESS: STREET 1: 5/6 MOO 6, SOI KHUNPRA, PHAHOLYOTHIN RD STREET 2: KLONGNUENG, KLONGLUANG CITY: PATUMTHANEE STATE: W1 ZIP: 12120 SD 1 d738576dsd.htm FORM SD Form SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

Specialized Disclosure Report

 

 

FABRINET

(Exact name of the registrant as specified in its charter)

 

 

 

Cayman Islands   001-34775   Not applicable

(State of other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

c/o Intertrust Corporate Services (Cayman) Limited

190 Elgin Avenue

George Town

Grand Cayman

KY1-9005

Cayman Islands

(Address of principal executive offices)

Toh-Seng Ng

Chief Financial Officer

66-81-948-1663

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.

 

 

 


Section 1 - Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

A copy of the Conflict Minerals Report of Fabrinet (“Fabrinet” or the “Company”) is filed as Exhibit 1.02 hereto and is publicly available at http://www.fabrinet.com/conflict_minerals_report.html.

The full text of Fabrinet’s Conflict Minerals Policy is publicly available at http://www.fabrinet.com/conflict_minerals_statement.html.

Any websites referenced in this Form SD and the information accessible through them are not incorporated in this Form SD.

 

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.02 to this Form SD.

Section 2 - Exhibits

 

Item 2.01 Exhibits

 

Exhibit
No.

  

Description

1.02    Fabrinet Conflict Minerals Report for Calendar Year 2013.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

FABRINET    
(Registrant)    
By:  

/s/ Toh-Seng Ng

   

        5/30/14        

  Toh-Seng Ng     (Date)
  Executive Vice President, Chief Financial Officer    

 

3

EX-1.02 2 d738576dex102.htm EX-1.02 EX-1.02

Exhibit 1.02

FABRINET

CONFLICT MINERALS REPORT

YEAR ENDED DECEMBER 31, 2013

 

I. Introduction

We provide advanced optical packaging and precision optical, electro-mechanical and electronic manufacturing services to original equipment manufacturers (OEMs) of complex products such as optical communication components, modules and sub-systems, industrial lasers and sensors. We offer a broad range of advanced optical and electro-mechanical capabilities across the entire manufacturing process, including process design and engineering, supply chain management, manufacturing, advanced packaging, integration, final assembly and test. Certain Fabrinet products contain materials or components that use tin, tantalum, tungsten and/or gold (“3TG”). Due to the depth of the supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores; the efforts undertaken to identify the country(ies) or origin of those ores reflect our circumstances and position in the supply chain. The amount of information available globally on the traceability and sourcing of these ores is extremely limited at this time; this situation is not unique to us. We have taken steps we believe to be reasonable under the circumstances to identify the applicable smelters and refiners of such 3TG metals in our supply chain; however, we believe that the smelters and refiners of the 3TG contained in our products are best situated to identify the sources and countries of origin of the 3TG.

We do not directly manufacture products but “contract to manufacture” from our suppliers branded and generic products containing 3TG. The efforts were undertaken on the exclusive and/or privately-branded products sourced directly by, and manufactured for, us in 2013.

 

II. Reasonable Country of Origin Inquiry (RCOI)

Direct suppliers were asked to provide answers to the Electronic Industry Citizenship Coalition-Global e-Sustainability Initiative (EICC-GeSI) Conflict Minerals Common Reporting Template reflecting Fabrinet’s position on the supply chain. The EICC-GeSI Conflict Minerals Common Reporting Template is regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide, developed by several of the world’s leading consumer electronics companies.

We reviewed questionnaires received and reviewed them for completeness and consistency of answers. Suppliers were required to provide corrections and clarifications where needed.

As such, we believe our RCOI process was reasonably designed and performed in good faith, but there are inherent limitations in the information provided to us by third parties, including the possibility of information being inaccurate, incomplete or falsified despite our efforts to validate and confirm the information.

 

1


III. Due Diligence Program

We designed our overall conflict minerals procedures based on, and in conformity with the five step framework of OECD (2011), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the supplements on tin, tantalum, tungsten and gold (the “Guidance”). The five step framework consists of:

(1) Establish strong company management systems

 

    We have created a Conflict Mineral Task Force led by our Supply Chain Management organization to implement our Conflict Mineral Sourcing Policy

 

    We have published our Conflict Mineral Sourcing Policy, a copy of which is publicly available at our website <http://www.fabrinet.com/conflict_minerals_statement.html>

 

    We have communicated our policy on Conflict Minerals to direct suppliers

 

    We have conducted awareness sessions concerning the commitments and requirements expected of our suppliers

(2) Identify and assess risks in the supply chain

 

    We identified direct suppliers that supply product or material that may contain conflict minerals

 

    We conducted supplier surveys using the EICC-GeSI Conflict Minerals Common Reporting Template (“CMRT”)

 

    We reviewed CMRT received for completeness and consistency of answers. Suppliers were required to provide corrections and clarifications where needed

 

    We compared smelters and refiners identified by suppliers to the CFSI list of validated conflict free facilities

(3) Design and implement a strategy to respond to identified risks

 

    We reported to senior management on direct suppliers’ responses to our conflict minerals information requests, including updates on monitoring and tracking corrective action and risk mitigation efforts (where applicable)

 

    We developed a risk mitigation plan that allows for continued trade with a supplier during the supplier’s risk mitigation efforts

(4) Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain

 

    We supported the development and implementation of independent third party audits of smelter/refiner’s sourcing through our policy and procurement practices that encourage suppliers to purchase materials from audited smelters/refiners

 

    We supported EICC Conflict Free Sourcing Initiative which directly supports and implements third party audits of smelters/refiners

(5) Report on supply chain due diligence

 

    We communicated our conflict mineral report on our company website at http://www.fabrinet.com/conflict_minerals_report.html

We implemented appropriate elements of the Guidance as were reasonably applied to our circumstances and position in the supply chain as a “downstream” company with little to no direct influence on smelters/refiners.

 

2


IV. Product Determination

We conducted survey with our identified suppliers and approximately 90% of our suppliers responded. We received inconclusive data from our direct suppliers and materials sources indicating that the 3TG originated in the Covered Countries.

 

V. Product Description

Our customer base includes companies in complex industries that require advanced precision manufacturing capabilities, such as optical communications, industrial lasers and sensors. The products that we manufacture for our OEM customers include: selective switching products; tunable transponders and transceivers; active optical cables; solid state, diode-pumped, gas and fiber lasers; and sensors.

We compared smelters and refiners identified by our suppliers to the CFSI list of validated conflict free facilities. Of the 224 smelters/refiners identified by our suppliers, 181 of those smelters/refiners are in the CFSI list.

Below is the identified smelters and refineries list:

 

Metal

  

Smelter Names

Gold

   Academy Precious Metals (China) Co. LTD

Gold

   Aida Chemical Industries Co. Ltd.

Gold

   Allgemeine Gold- und Silberscheideanstalt A.G.

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)

Gold

   AngloGold Ashanti Mineração Ltda

Gold

   Argor-Heraeus SA

Gold

   Asahi Pretec Corporation

Gold

   Asaka Riken Co Ltd

Gold

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

Gold

   Aurubis AG

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Gold

   Boliden AB

Gold

   Caridad

Gold

   Cendres & Métaux SA

Gold

   Central Bank of the DPR of Korea

Gold

   Changzhou Chemical Research Institute Co. Ltd.

Gold

   Chimet SpA

Gold

   China Gold

Gold

   China National Gold Group (Henan)

Gold

   Chugai Mining

Gold

   Codelco

Gold

   Cookson Group

 

3


Gold    CV Nurjanah
Gold    Daejin Indus Co. Ltd
Gold    DaeryongENC
Gold    Do Sung Corporation
Gold    Dowa
Gold    FSE Novosibirsk Refinery
Gold    Guangdong macro jin precious metal smelting plant
Gold    H.C. Starck GmbH
Gold    Harima Smelter
Gold    Harmony Gold Refinery
Gold    HeeSung
Gold    Heesung Metal Ltd
Gold    Heimerle + Meule GmbH
Gold    Heraeus (zhaoyuan)Precious Metal Materials Co., Ltd.
Gold    Heraeus Ltd Hong Kong
Gold    Heraeus Ltd. – Canada
Gold    Heraeus Ltd. - USA Heraeus Precious Metals, Inc, USA
Gold    Heraeus Precious Metals GmbH & Co. KG
Gold    Heraeus Zhaoyuan (Changshu) Electronic Material Co., Ltd.
Gold    Hon Hai
Gold    Hwasung CJ Co. Ltd
Gold    Imicore / Unicore SA Umicore SA Business Unit Precious Metals Refining
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
Gold    Ishifuku Metal Industry Co., Ltd.
Gold    Istanbul Gold Refinery
Gold    Japan Mint
Gold    Japan Pure Chemcial
Gold    Jiangxi Copper Company Limited
Gold    Jinfeng Gold Mine Smelter
Gold    Johnson Matthey Inc
Gold    Johnson Matthey Limited
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Gold    JSC Uralectromed
Gold    JX Nippon Mining & Metals Co., Ltd
Gold    Kazzinc Ltd
Gold    Kennecott Utah Copper
Gold    Kojima Chemicals Co. Ltd
Gold    Korea Metal Co. Ltd
Gold    Kunshan Jinli chemical industry reagents co.,Ltd.

 

4


Gold    Kyrgyzaltyn JSC
Gold    L’ azurde Company For Jewelry
Gold    La Caridad
Gold    London Metal Exchange (LME)
Gold    LS- Nikko, Japan
Gold    LS-Nikko Copper Inc
Gold    Malaysia Smelting Corporation Berhad
Gold    Materion
Gold    Matsuda Sangyo Co. Ltd
Gold    Metalor Technologies (Hong Kong) Ltd
Gold    Metalor Technologies SA
Gold    Metalor USA Refining Corporation
Gold    Met-Mex Peñoles, S.A.
Gold    Minsur
Gold    Mitsubishi Materials Corporation
Gold    Mitsui Mining and Smelting Co., Ltd.
Gold    Moscow Special Alloys Processing Plant
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.
Gold    Navoi Mining and Metallurgical Combinat
Gold    Nihon Material Co. LTD
Gold    Ohio Precious Metals LLC.
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
Gold    OJSC Kolyma Refinery
Gold    PAMP SA
Gold    Pan Pacific Copper Co. LTD
Gold    Prioksky Plant of Non-Ferrous Metals
Gold    PT Aneka Tambang (Persero) Tbk
Gold    PT Tambang Timah
Gold    PX Précinox SA
Gold    Rand Refinery (Pty) Ltd
Gold    Royal Canadian Mint
Gold    Sabin Metal Corp.
Gold    SAMWON Metals Corp.
Gold    Schone Edelmetaal
Gold    SEMPSA Joyeria Plateria SA
Gold    Shandong Zhaojin Gold & Silver Refinery Co. Ltd
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals
Gold    Solar Applied Materials Technology Corp.
Gold    Sumitomo Metal Mining Co. Ltd.
Gold    Suzhou Xingrui Noble
Gold    Tanaka Kikinzoku Kogyo K.K.

 

5


Gold    The Great Wall Gold and Silver Refinery of China
Gold    The Refinery of Shandong Gold Mining Co. Ltd
Gold    Tokuriki Honten Co. Ltd
Gold    Torecom
Gold    Umicore Brasil Ltda
Gold    Umicore SA Business Unit Precious Metals Refining
Gold    United Precious Metal Refining, Inc.
Gold    Valcambi SA
Gold    Western Australian Mint trading as The Perth Mint
Gold    Xstrata Canada Corporation
Gold    Yokohama Metal Co Ltd
Gold    Yunnan Chengfeng
Gold    Yunnan Tin Company Limited
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation
Gold    Zijin Mining Group Co. Ltd

Metal

  

Smelter Names

Tantalum    Conghua Tantalum and Niobium Smeltry
Tantalum    Duoluoshan
Tantalum    Exotech Inc.
Tantalum    F&X
Tantalum    Gannon & Scott
Tantalum    Global Advanced Metals
Tantalum    H.C. Starck GmbH
Tantalum    Hi-Temp
Tantalum    JiuJiang JinXin Nonferrous Metals Co. Ltd.
Tantalum    JiuJiang Tambre Co. Ltd.
Tantalum    Kemet Blue Powder
Tantalum    Mitsui Mining & Smelting
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.
Tantalum    Plansee
Tantalum    RFH
Tantalum    Solikamsk Metal Works
Tantalum    Taki Chemicals
Tantalum    Tantalite Resources
Tantalum    Telex
Tantalum    Ulba
Tantalum    Zhuzhou Cement Carbide

 

6


Metal

  

Smelter Names

Tin    AIM
Tin    ATI Tungsten Materials
Tin    China Tin Lai Ben Smelter Co., Ltd.
Tin    CNMC (Guangxi) PGMA Co. Ltd.
Tin    Cookson
Tin    Cooper Santa
Tin    CV Duta Putra Bangka
Tin    CV JusTindo
Tin    CV Makmur Jaya
Tin    CV Prima Timah Utama
Tin    CV Serumpun Sebalai
Tin    CV United Smelting
Tin    Daewoo International
Tin    EM Vinto
Tin    Feinhütte Halsbrücke GmbH
Tin    Fenix Metals
Tin    Geiju Non-Ferrous Metal Processing Co. Ltd.
Tin    Gejiu Zi-Li
Tin    Gold Bell Group
Tin    Huichang Jinshunda Tin Co. Ltd
Tin    Jiangxi Nanshan
Tin    Linwu Xianggui Smelter Co
Tin    Liuzhou China Tin
Tin    Malaysia Smelting Corporation (MSC)
Tin    Metallic Material Branch of Guangxi China Tin Group Co. Ltd.
Tin    Metallo Chimique
Tin    Mineração Taboca S.A.
Tin    Minmetals Ganzhou Tin Co. Ltd.
Tin    Minsur
Tin    Mitsubishi Materials Corporation
Tin    Novosibirsk Integrated Tin Works
Tin    OMSA
Tin    PT Alam Lestari Kencana
Tin    PT Artha Cipta Langgeng
Tin    PT Babel Inti Perkasa
Tin    PT Babel Surya Alam Lestari
Tin    PT Bangka Kudai Tin
Tin    PT Bangka Putra Karya
Tin    PT Bangka Timah Utama Sejahtera
Tin    PT Belitung Industri Sejahtera
Tin    PT BilliTin Makmur Lestari

 

7


Tin    PT Bukit Timah
Tin    PT DS Jaya Abadi
Tin    PT Eunindo Usaha Mandiri
Tin    PT Fang Di MulTindo
Tin    PT HP Metals Indonesia
Tin    PT Koba Tin
Tin    PT Mitra Stania Prima
Tin    PT Refined Banka Tin
Tin    PT Sariwiguna Binasentosa
Tin    PT Stanindo Inti Perkasa
Tin    PT Sumber Jaya Indah
Tin    PT Tambang Timah
Tin    PT Timah
Tin    PT Timah Nusantara
Tin    PT Tinindo Inter Nusa
Tin    PT Yinchendo Mining Industry
Tin    Thaisarco
Tin    White Solder Metalurgia
Tin    Yunnan Chengfeng
Tin    Yunnan Tin Company Limited

Metal

  

Smelter Names

Tungsten    A.L.M.T. Corp.
Tungsten    ATI Tungsten Materials
Tungsten    Chaozhou Xianglu Tungsten Industry Co Ltd
Tungsten    China Minmetals Nonferrous Metals Co Ltd
Tungsten    Chongyi Zhangyuan Tungsten Co Ltd
Tungsten    Dayu Weiliang Tungsten Co., Ltd.
Tungsten    Ganzhou Grand Sea W & Mo Group Co Ltd
Tungsten    Ganzhou Huaxing Tungsten
Tungsten    Global Tungsten & Powders Corp
Tungsten    HC Starck GmbH
Tungsten    Hitachi Metals, Ltd., Yasugi Works
Tungsten    Hunan Chenzhou Mining Group Co
Tungsten    Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.
Tungsten    Japan New Metals Co Ltd
Tungsten    Jiangxi Rare Earth & Rare Metals Tungsten Group Corp
Tungsten    Jiangxi Tungsten Industry Group Co Ltd
Tungsten    Mitsui Mining & Smelting Co., Ltd
Tungsten    Nanchang Cemented Carbide Limited Liability Company

 

8


Tungsten    Sandvik Material Technology
Tungsten    Wolfram Bergbau und Hütten AG
Tungsten    Wolfram Company CJSC
Tungsten    Xiamen Golden Egret Speical Alloy Co., Ltd
Tungsten    Xiamen Tungsten Co Ltd
Tungsten    Zhuzhou Cemented Carbide Group Co Ltd

 

Countries of origin of the conflict minerals these facilities process are believe to include:

Argentina, Armenia, Australia, Austria, Belgium, Bolivia, Brazil, Bulgaria, Burundi, Cambodia, Canada, Chile, China, Colombia, DRC, Ecuador, Egypt, Eritrea, Estonia, Ethiopia, Fiji, Finland, Georgia, Germany, Ghana, Guatemala, Honduras, Hong Kong, India, Indonesia, Japan, Kazakhstan, Republic of Korea, Laos People’s Democratic Republic, Malaysia, Mali, Mexico, Mongolia, Mozambique, New Zealand, Nicaragua, Niger, Nigeria, Panama, Papua New Guinea, Peru, Philippines, Portugal, Russian Federation, Rwanda, Saudi Arabia, Singapore, Solomon Islands, Somalia, South Africa, Spain, South Sudan, Suriname, Switzerland, Taiwan, United Republic of Tanzania, Thailand, Turkey, United Kingdom, United States, Uruguay, Uzbekistan, Venezuela, Vietnam and Zimbabwe.

 

VI. Steps to Improve Due Diligence

We will continue to communicate our expectations and information requirements to our direct suppliers. We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional fact and risk assessments where potentially relevant changes in facts or circumstances are identified. New suppliers will be reviewed for conflict minerals conformance during initial business reviews. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.

 

VII. Independent Private Sector Audit

Not required for calendar year 2013.

 

9