0001567619-19-010290.txt : 20190509 0001567619-19-010290.hdr.sgml : 20190509 20190509163023 ACCESSION NUMBER: 0001567619-19-010290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190308 FILED AS OF DATE: 20190509 DATE AS OF CHANGE: 20190509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hood William K CENTRAL INDEX KEY: 0001409120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37621 FILM NUMBER: 19811015 MAIL ADDRESS: STREET 1: 400 EAST THOMAS STREET CITY: HAMMOND STATE: LA ZIP: 70401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Guaranty Bancshares, Inc. CENTRAL INDEX KEY: 0001408534 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 260513559 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 EAST THOMAS STREET CITY: HAMMOND STATE: LA ZIP: 70401 BUSINESS PHONE: 985-345-7685 MAIL ADDRESS: STREET 1: 400 EAST THOMAS STREET CITY: HAMMOND STATE: LA ZIP: 70401 4 1 doc1.xml FORM 4 X0306 4 2019-03-08 0 0001408534 First Guaranty Bancshares, Inc. FGBI 0001409120 Hood William K 400 EAST THOMAS STREET HAMMOND LA 70401 1 0 0 0 First Guaranty Bancshares, Inc. $1 Par Common Stock 2019-03-08 4 P 0 2187 20.9954 A 529279 I By Smith & Hood Investments, LLC First Guaranty Bancshares, Inc. $1 Par Common Stock 2019-03-20 4 P 0 1090 21.00 A 530369 I By Smith & Hood Investments, LLC First Guaranty Bancshares, Inc. $1 Par Common Stock 2019-03-21 4 P 0 858 20.8419 A 531227 I By Smith & Hood Investments, LLC First Guaranty Bancshares, Inc. $1 Par Common Stock 2019-03-22 4 P 0 465 21.00 A 531692 I By Smith & Hood Investments, LLC First Guaranty Bancshares, Inc. $1 Par Common Stock 2019-05-07 4 P 0 869 21.45 A 532561 I By Smith & Hood Investments, LLC First Guaranty Bancshares, Inc. $1 Par Common Stock 878361 I By Smith & Hood Holding Company, LLC First Guaranty Bancshares, Inc. $1 Par Common Stock 54806 I By affiliate, Hood Investments, LLC First Guaranty Bancshares, Inc. $1 Par Common Stock 19649 I By affiliate, WKH Management, Inc. First Guaranty Bancshares, Inc. $1 Par Common Stock 152781 D First Guaranty Bancshares, Inc. $1 Par Common Stock 3692 I By affiliate, Amite Mini Storage First Guaranty Bancshares, Inc. $1 Par Common Stock 1650 I Held in brokerage account (Stifel) owned by WKH Holdings The reporting person disclaims beneficial ownership of 439,180.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. The reporting person disclaims beneficial ownership of 266,280.50 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a sale transaction which occurred on December 6, 2018 and was previously reported on a Form 4. Smith & Hood Investments, LLC has paid the Issuer $6,125.71, representing the full amount of profit realized in connection with the short-swing transactions. /s/ William K. Hood 2019-05-08