0001504304-22-000017.txt : 20221017
0001504304-22-000017.hdr.sgml : 20221017
20221017160016
ACCESSION NUMBER: 0001504304-22-000017
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20221017
DATE AS OF CHANGE: 20221017
GROUP MEMBERS: ANDREW DAKOS
GROUP MEMBERS: BULLDOG INVESTORS, LLP
GROUP MEMBERS: PHILLIP GOLDSTEIN
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
CENTRAL INDEX KEY: 0001408201
IRS NUMBER: 260573018
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-89337
FILM NUMBER: 221313785
BUSINESS ADDRESS:
STREET 1: 6363 COLLEGE BOULEVARD
STREET 2: SUITE 100A
CITY: OVERLAND PARK
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 6363 COLLEGE BOULEVARD
STREET 2: SUITE 100A
CITY: OVERLAND PARK
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TORTOISE POWER & ENERGY INCOME CO
DATE OF NAME CHANGE: 20070727
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLP
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Bulldog Investors, LLC
DATE OF NAME CHANGE: 20130610
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
SC 13D/A
1
thirda.txt
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
10/14/2022
1. NAME OF REPORTING PERSON
Bulldog Investors, LLP
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
DE
___________________________________________________________
7. SOLE VOTING POWER
5,000
8. SHARED VOTING POWER
107,568
9. SOLE DISPOSITIVE POWER
5,000
_______________________________________________________
10. SHARED DISPOSITIVE POWER
107,568
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
112,568 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
1.72%
14. TYPE OF REPORTING PERSON
IA
___________________________________________________________
1. NAME OF REPORTING PERSON
Phillip Goldstein
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
5,000
8. SHARED VOTING POWER
214,363
9. SOLE DISPOSITIVE POWER
5,000
_______________________________________________________
10. SHARED DISPOSITIVE POWER
214,363
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
219,363 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
3.36%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
1. NAME OF REPORTING PERSON
Andrew Dakos
2. CHECK THE BOX IF MEMBER OF A GROUP a[]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) AND 2(e) []
6. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
___________________________________________________________
7. SOLE VOTING POWER
5,000
8. SHARED VOTING POWER
214,363
9. SOLE DISPOSITIVE POWER
5,000
_______________________________________________________
10. SHARED DISPOSITIVE POWER
214,363
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON
219,363 (Footnote 1)
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
[]
___________________________________________________________
13. PERCENT OF CLASS REPRESENTED BY ROW 11
3.36%
14. TYPE OF REPORTING PERSON
IN
___________________________________________________________
Item 1. SECURITY AND ISSUER
TThis statement constitutes Amendment #4 to the schedule 13d
filed December 10, 2021. Except as specifically set forth
herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As per the N-CSRS filed on 8/5/2022 there were 6,526,000 shares of
common stock outstanding as of 5/31/2022. The percentages set forth
herein were derived using such number. Phillip Goldstein and Andrew
Dakos own Bulldog Investors, LLP, a registered investment advisor.
As of October 14, 2022 Bulldog Investors, LLP is deemed to be the beneficial
owner of 112,568 shares of TPZ (representing 1.72% of TPZ's outstanding
shares) solely by virtue of Bulldog Investors LLP's power to direct the
vote of,and dispose of, these shares.
Such shares are also beneficially owned by clients of Bulldog Investors,
LLP who are not members of any group.
As of October 14, 2022, each of Messrs. Goldstein and Dakos is deemed to be
the beneficial owner of 219,363 shares of TPZ (representing 3.36% of TPZ's
outstanding shares) by virtue of their power to direct the vote of, and
dispose of, these shares.
(b)Bulldog Investors,LLP has sole power to dispose of and vote 5,000 shares.
Bulldog Investors, LLP has shared power to dispose of and vote 214,363
shares. Certain of Bulldog Investors, LLP's clients (none of whom
beneficially own more than 5% of TPZ's shares) share this power with
Bulldog Investors, LLP. Messrs. Goldstein and Dakos are partners of Bulldog
Investors, LLP. Messrs. Goldstein and Dakos have shared power to dispose
of and vote an additional 106,795 shares.
c) During the last 2 months the following shares of TPZ were sold.
Date Shares Price
10/12/2022 3,931 13.4417
10/14/2022 46,069 13.1096
d) Clients of Bulldog Investors, LLP and a closed-end investment fund for
which Messrs. Goldstein and Dakos have investment and voting authority
are entitled to receive any dividends or sales proceeds.
e) The Reporting Persons ceased to be the beneficial owner of more
than 5% of TPZ's common stock on October 14,2022 based on the N-CSRS filed
August 5, 2022
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
N/A
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated: 10/17/2022
By: /S/ Phillip Goldstein
Name: Phillip Goldstein
By: /S/ Andrew Dakos
Name: Andrew Dakos
Bulldog Investors, LLP
By: /s/ Andrew Dakos
Andrew Dakos, Partner
Footnote 1: The reporting persons disclaim beneficial ownership except
to the extent of any pecuniary interest therein.