0001413369-19-000005.txt : 20190117 0001413369-19-000005.hdr.sgml : 20190117 20190117181441 ACCESSION NUMBER: 0001413369-19-000005 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20190117 DATE AS OF CHANGE: 20190117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lovell Minnick Partners LLC CENTRAL INDEX KEY: 0001413369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22106 FILM NUMBER: 19531776 BUSINESS ADDRESS: STREET 1: 555 EAST LANCASTER AVENUE, SUITE 510 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 310-414-6160 MAIL ADDRESS: STREET 1: 555 EAST LANCASTER AVENUE, SUITE 510 CITY: RADNOR STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC CENTRAL INDEX KEY: 0001408201 IRS NUMBER: 260573018 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE POWER & ENERGY INCOME CO DATE OF NAME CHANGE: 20070727 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-01-31 0 0001408201 TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TTP 0001413369 Lovell Minnick Partners LLC 555 EAST LANCASTER AVENUE, SUITE 510 RADNOR PA 19087 0 0 1 1 Control Person of Adviser Common Shares 4200 I See footnotes Reflects securities held by Tortoise Capital Advisors, L.L.C., the investment adviser of the Issuer. Lovell Minnick Partners LLC is the managing member of Fund IV UGP LLC, which is, in turn the general partner of Lovell Minnick Equity Advisors IV LP, which is, in turn, the managing member of LM Tortoise Investment Holdings IV LLC, which in turn is the managing member of LM Tortoise Investment Holdings IV Co-Investment LLC, which in turn is the majority owner of LM Tortoise Holdings LLC, which is in turn the majority owner of Tortoise Investments, LLC. Tortoise Investments, LLC is the sole member of Tortoise Parent Holdco LLC, which is in turn the sole member of Tortoise Borrower LLC, which is in turn the sole member of Tortoise Capital Advisors, L.L.C., the investment adviser of the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the Reporting Person states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Lovell Minnick Partners LLC, by /s/ Timothy D. Rampe, its General Counsel 2019-01-17