0000950103-15-004127.txt : 20150526 0000950103-15-004127.hdr.sgml : 20150525 20150526172609 ACCESSION NUMBER: 0000950103-15-004127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20150526 DATE AS OF CHANGE: 20150526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSCI Inc. CENTRAL INDEX KEY: 0001408198 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134038723 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET, 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 212-804-3990 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET, 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernandez Henry A CENTRAL INDEX KEY: 0001416750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33812 FILM NUMBER: 15890316 MAIL ADDRESS: STREET 1: MSCI INC. STREET 2: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 4 1 dp56413_fernandez.xml FORM 4 X0306 4 2015-05-21 0 0001408198 MSCI Inc. MSCI 0001416750 Fernandez Henry A MSCI INC. 7 WORLD TRADE CENTER, 250 GREENWICH ST NEW YORK NY 10007 1 1 0 0 Chairman, CEO and President Common Stock 2015-05-21 4 M 0 158401 36.70 A 1220414 D Common Stock 2015-05-21 4 M 0 569720 18.00 A 1790134 D Common Stock 2015-05-21 4 F 0 519101 63.01 D 1271033 D Common Stock 122651 I By 2012 GRAT Common Stock 226723 I By Fernandez 2007 Children's Trust Common Stock 7900 I By Son Common Stock 3625 I By Son Common Stock 730 I By Daughter Option to purchase common stock 36.70 2015-05-21 4 M 0 158401 0.00 D 2020-12-14 Common Stock 158401 49774 D Option to purchase common stock 18.00 2015-05-21 4 M 0 569720 0.00 D 2017-11-14 Common Stock 569720 0 D Represents shares of MSCI Inc. common stock underlying the stock options withheld by MSCI Inc. on exercise (i) as payment of the applicable exercise price of the stock options pursuant to the applicable stock option award agreement and (ii) to satisfy the applicable tax withholding requirement arising from the exercise of the stock options. The Reporting Person is trustee and sole annuitant. Options to purchase 208,175 shares of MSCI Inc. common stock granted on December 14, 2010, subject to time-vesting and price-vesting conditions. Tranches in the amount of 54,935 options, 52,631 options and 50,835 options time-vested on December 14, 2012, December 14, 2013 and December 14, 2014, respectively. The final tranche in the amount of 49,774 options will time-vest on December 14, 2015. The time-vested option tranches price-vested on December 9, 2013, December 2, 2014 and February 6, 2015, respectively. The final tranche will price-vest if the closing price of MSCI Inc. common stock satisfies the price target of $56.70 for 20 consecutive days following the time-vesting date and prior to the expiration date. Options to purchase 569,720 shares of MSCI Inc. common stock granted on November 14, 2007, which vested 50% on November 14, 2009 and 25% on November 14 of each of 2010 and 2011. /s/ Cecilia Aza, attorney-in-fact 2015-05-26