0000950103-15-004127.txt : 20150526
0000950103-15-004127.hdr.sgml : 20150525
20150526172609
ACCESSION NUMBER: 0000950103-15-004127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150521
FILED AS OF DATE: 20150526
DATE AS OF CHANGE: 20150526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MSCI Inc.
CENTRAL INDEX KEY: 0001408198
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 134038723
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 212-804-3990
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET, 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fernandez Henry A
CENTRAL INDEX KEY: 0001416750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33812
FILM NUMBER: 15890316
MAIL ADDRESS:
STREET 1: MSCI INC.
STREET 2: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
4
1
dp56413_fernandez.xml
FORM 4
X0306
4
2015-05-21
0
0001408198
MSCI Inc.
MSCI
0001416750
Fernandez Henry A
MSCI INC.
7 WORLD TRADE CENTER, 250 GREENWICH ST
NEW YORK
NY
10007
1
1
0
0
Chairman, CEO and President
Common Stock
2015-05-21
4
M
0
158401
36.70
A
1220414
D
Common Stock
2015-05-21
4
M
0
569720
18.00
A
1790134
D
Common Stock
2015-05-21
4
F
0
519101
63.01
D
1271033
D
Common Stock
122651
I
By 2012 GRAT
Common Stock
226723
I
By Fernandez 2007 Children's Trust
Common Stock
7900
I
By Son
Common Stock
3625
I
By Son
Common Stock
730
I
By Daughter
Option to purchase common stock
36.70
2015-05-21
4
M
0
158401
0.00
D
2020-12-14
Common Stock
158401
49774
D
Option to purchase common stock
18.00
2015-05-21
4
M
0
569720
0.00
D
2017-11-14
Common Stock
569720
0
D
Represents shares of MSCI Inc. common stock underlying the stock options withheld by MSCI Inc. on exercise (i) as payment of the applicable exercise price of the stock options pursuant to the applicable stock option award agreement and (ii) to satisfy the applicable tax withholding requirement arising from the exercise of the stock options.
The Reporting Person is trustee and sole annuitant.
Options to purchase 208,175 shares of MSCI Inc. common stock granted on December 14, 2010, subject to time-vesting and price-vesting conditions. Tranches in the amount of 54,935 options, 52,631 options and 50,835 options time-vested on December 14, 2012, December 14, 2013 and December 14, 2014, respectively. The final tranche in the amount of 49,774 options will time-vest on December 14, 2015. The time-vested option tranches price-vested on December 9, 2013, December 2, 2014 and February 6, 2015, respectively. The final tranche will price-vest if the closing price of MSCI Inc. common stock satisfies the price target of $56.70 for 20 consecutive days following the time-vesting date and prior to the expiration date.
Options to purchase 569,720 shares of MSCI Inc. common stock granted on November 14, 2007, which vested 50% on November 14, 2009 and 25% on November 14 of each of 2010 and 2011.
/s/ Cecilia Aza, attorney-in-fact
2015-05-26