VICE PRESIDENT & CHIEF OPERATING OFFICER

0001408103-14-000003.txt : 20140124 0001408103-14-000003.hdr.sgml : 20140124 20140124095654 ACCESSION NUMBER: 0001408103-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Point View Financial Services, Inc. CENTRAL INDEX KEY: 0001408103 IRS NUMBER: 223219372 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12663 FILM NUMBER: 14544668 BUSINESS ADDRESS: STREET 1: 382 SPRINGFIELD AVE. STREET 2: SUITE 208 CITY: SUMMIT STATE: NJ ZIP: 07901-2707 BUSINESS PHONE: 908-598-1717 MAIL ADDRESS: STREET 1: 382 SPRINGFIELD AVE. STREET 2: SUITE 208 CITY: SUMMIT STATE: NJ ZIP: 07901-2707 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001408103 XXXXXXXX 12-31-2013 12-31-2013 Point View Financial Services, Inc.

382 SPRINGFIELD AVE. SUITE 208 SUMMIT NJ 07901-2707

13F HOLDINGS REPORT 028-12663 N CLAIRE E. TOTH VICE PRESIDENT & CHIEF OPERATING OFFICER 908-598-1717 CLAIRE E. TOTH SUMMIT NJ 01-24-2014 0 178 105343 false INFORMATION TABLE 2 pvwm12.31.13.xml Ace Ltd COM H0023R105 683 6594 SH SOLE 0 0 683 AES Corp. COM 00130H105 259 17816 SH SOLE 0 0 259 Aetna US Healthcare Inc Com COM 00817Y108 312 4556 SH SOLE 0 0 312 Aflac Inc COM 001055102 240 3599 SH SOLE 0 0 240 Agrium Inc Com Npv Isin #ca008 COM 008916108 315 3445 SH SOLE 0 0 315 Alcatel Lucent ADR ADR 013904305 105 23769 SH SOLE 0 0 105 AllianceBernstein Income Fund COM 000912980 1480 207562 SH SOLE 0 0 1480 AllstateInsurance COM 020002101 370 6787 SH SOLE 0 0 370 Altria Group COM 02209S103 511 13316 SH SOLE 0 0 511 America Movil Sab Decv Adr Eac ADR 02364W105 532 22763 SH SOLE 0 0 532 AmericanInt'lGroup COM 026874107 798 15628 SH SOLE 0 0 798 Anglo American Adr Each Repr ADR 03485P201 121 11059 SH SOLE 0 0 121 Anglogold Ashanti ADR ADR 035128206 154 13168 SH SOLE 0 0 154 Apache Corp COM 037411105 562 6542 SH SOLE 0 0 562 Apple COM 037833100 232 414 SH SOLE 0 0 232 Applied Materials Corp COM 038222105 412 23313 SH SOLE 0 0 412 Archer Daniels Midland Co. COM 039483102 1483 34179 SH SOLE 0 0 1483 Arrow Electronics Inc COM 042735100 263 4847 SH SOLE 0 0 263 ASA Gold and Precious Metals L COM G3156P103 770 62808 SH SOLE 0 0 770 Astrazeneca PLC COM 046353108 573 9647 SH SOLE 0 0 573 AT & T Inc. COM 00206R102 1391 39556 SH SOLE 0 0 1391 AutoZone Inc COM 053332102 510 1068 SH SOLE 0 0 510 Avnet Inc COM 053807103 846 19182 SH SOLE 0 0 846 Banco Bilbao Vizcayaargentaria COM 05946K101 311 25087 SH SOLE 0 0 311 Banco Santander Sa Adr Each 1 ADR 05964H105 250 27614 SH SOLE 0 0 250 Bank of America COM 060505104 344 22102 SH SOLE 0 0 344 BankofNewYork COM 064058100 1060 30337 SH SOLE 0 0 1060 BarrickGoldCorp COM 067901108 857 48622 SH SOLE 0 0 857 Best Buy Inc COM 086516101 553 13867 SH SOLE 0 0 553 BlackRockIncomeTrust COM 09247F100 196 30208 SH SOLE 0 0 196 Bnp Paribas Adr Eachrepr 1/2 O ADR 05565A202 302 7729 SH SOLE 0 0 302 Boeing Corp. COM 097023105 764 5594 SH SOLE 0 0 764 BritishPetroleum COM 055622104 1008 20739 SH SOLE 0 0 1008 CA Inc. COM 12673P105 815 24214 SH SOLE 0 0 815 Capital One Financial Corp COM 14040H105 259 3385 SH SOLE 0 0 259 Caterpillar COM 149123101 397 4376 SH SOLE 0 0 397 ChevronTexaco COM 166764100 1539 12323 SH SOLE 0 0 1539 CIGNA COM 125509109 581 6641 SH SOLE 0 0 581 CiscoSystems COM 17275R102 933 41591 SH SOLE 0 0 933 Citigroup COM 172967101 660 12672 SH SOLE 0 0 660 Cohen & Steers Reit & Pfd Inco COM 19247X100 187 11881 SH SOLE 0 0 187 Compania De Minas SA COM 204448104 279 24900 SH SOLE 0 0 279 Computer Sciences Corp. COM 205363104 1757 31445 SH SOLE 0 0 1757 Conocophillips COM 20825C104 822 11631 SH SOLE 0 0 822 Constellation Brands Inc COM 21036P108 378 5371 SH SOLE 0 0 378 Corning Inc. COM 219350105 200 11197 SH SOLE 0 0 200 Credit Suisse Group Ag Spn Adr ADR 225401108 341 10978 SH SOLE 0 0 341 CSX Inc COM 126408103 306 10633 SH SOLE 0 0 306 Cutwater Select Income Fd Com COM 232229104 198 10838 SH SOLE 0 0 198 CVS Caremark COM 126650100 1409 19681 SH SOLE 0 0 1409 Deere & Co. COM 244199105 858 9393 SH SOLE 0 0 858 Devon Energy corp New COM 25179M103 376 6079 SH SOLE 0 0 376 Diageo PLC COM 25243Q205 207 1565 SH SOLE 0 0 207 Dominion Resources COM 25746U109 431 6663 SH SOLE 0 0 431 Dow Chemical Co. COM 260543103 553 12460 SH SOLE 0 0 553 Eaton Vance Mi Muni Inc COM 27826D106 153 13806 SH SOLE 0 0 153 Exelon Corp COM 30161N101 475 17341 SH SOLE 0 0 475 Exxon-Mobil COM 30231G102 2205 21786 SH SOLE 0 0 2205 Fidelity Natl Finl Inc COM 31620R105 453 13953 SH SOLE 0 0 453 Firstenergy Corp COM 337932107 277 8406 SH SOLE 0 0 277 Flextronics Intl Ltd COM Y2573F102 103 13273 SH SOLE 0 0 103 Ford COM 345370860 835 54132 SH SOLE 0 0 835 Freeport McMoran C&G--Class B COM 35671D857 312 8263 SH SOLE 0 0 312 Gabelli Global Gold Nat Res & COM 36244N109 119 13143 SH SOLE 0 0 119 Gabelli Multimedia Trust Inc COM 36239Q109 1324 106727 SH SOLE 0 0 1324 Gamestop Corp New Cl A COM 36467W109 463 9396 SH SOLE 0 0 463 Gannett Co. Inc. COM 364730101 1411 47694 SH SOLE 0 0 1411 General Dynamics Corp. COM 369550108 557 5831 SH SOLE 0 0 557 General Electric COM 369604103 582 20747 SH SOLE 0 0 582 General Motors Corp COM 37045V100 591 14469 SH SOLE 0 0 591 Gerdau Sa ADR ADR 373737105 87 11160 SH SOLE 0 0 87 Gold Fields Ltd Adr Each Repr ADR 38059T106 253 79159 SH SOLE 0 0 253 Goldcorp Inc Com Npvisin #ca38 COM 380956409 238 10961 SH SOLE 0 0 238 Goldman Sachs Co COM 38141G104 263 1483 SH SOLE 0 0 263 Halliburton Co. COM 406216101 287 5650 SH SOLE 0 0 287 Hanesbrands Inc Com COM 410345102 1275 18149 SH SOLE 0 0 1275 Hellenic Telecommunication Org COM 423325307 126 18944 SH SOLE 0 0 126 Hess Corp Com COM 42809H107 211 2543 SH SOLE 0 0 211 Hewlett-Packard Co De COM 428236103 1342 47947 SH SOLE 0 0 1342 HomeDepot COM 437076102 534 6482 SH SOLE 0 0 534 HondaMotor COM 438128308 282 6831 SH SOLE 0 0 282 Hsbc Holdings Plc Adr Each Rep ADR 404280406 259 4697 SH SOLE 0 0 259 Iamgold Corp Com Npv Isin #ca4 COM 450913108 191 57251 SH SOLE 0 0 191 ING Groep ADS COM 456837103 313 22368 SH SOLE 0 0 313 Ingram Micro Inc COM 457153104 547 23302 SH SOLE 0 0 547 Ingredion Inc Com Usd0.01 COM 457187102 421 6148 SH SOLE 0 0 421 Intel COM 458140100 1123 43284 SH SOLE 0 0 1123 International Business Machine COM 459200101 637 3394 SH SOLE 0 0 637 International Paper COM 460146103 404 8242 SH SOLE 0 0 404 Ishares GS Corporate Bond Fd COM 464287242 1102 9648 SH SOLE 0 0 1102 Japan Smaller Capitalization F COM 47109U104 418 45631 SH SOLE 0 0 418 JapanEquityFd COM 471057109 391 55951 SH SOLE 0 0 391 John Hancock Financial Opportu COM 409735206 984 41782 SH SOLE 0 0 984 Johnson&Johnson COM 478160104 586 6400 SH SOLE 0 0 586 JPMorganChase COM 46625H100 912 15599 SH SOLE 0 0 912 Kinder Morgan Mgmt Llc Frac Sh COM EKE55U103 0 47761 SH SOLE 0 0 0 Kohls Corp COM 500255104 363 6401 SH SOLE 0 0 363 Kroger Company COM 501044101 958 24225 SH SOLE 0 0 958 L-3 Communications COM 502424104 305 2851 SH SOLE 0 0 305 LatinAmericaDiscoveryFund COM 51828C106 132 10075 SH SOLE 0 0 132 LockheedMartin COM 539821108 1852 12460 SH SOLE 0 0 1852 Loews COM 540424108 681 14125 SH SOLE 0 0 681 Macys Inc COM 55616P104 506 9477 SH SOLE 0 0 506 Magna Intl Inc. COM 559222401 312 3806 SH SOLE 0 0 312 Manpower COM 56418H100 242 2822 SH SOLE 0 0 242 Marathon Oil COM 565849106 370 10479 SH SOLE 0 0 370 Marathon Petroleum Corp Com Us COM 56585A102 379 4134 SH SOLE 0 0 379 MBIA COM 55262C100 158 13217 SH SOLE 0 0 158 McKesson Corp COM 58155Q103 630 3903 SH SOLE 0 0 630 Merck COM 58933Y105 1590 31778 SH SOLE 0 0 1590 Metlife Inc. COM 59156R108 1078 19985 SH SOLE 0 0 1078 Mfs Charter Income TRUST Sh Be COM 552727109 150 16523 SH SOLE 0 0 150 Mfs Intermarket Income Tr COM 59318R103 834 102858 SH SOLE 0 0 834 Microsoft Corp COM 594918104 2381 63649 SH SOLE 0 0 2381 Mitsubishi Ufj Financial COM 606822104 344 51469 SH SOLE 0 0 344 Mizuho Financial Group Adr ADR 60687Y109 355 81370 SH SOLE 0 0 355 Mohawk Inds Inc COM 608190104 746 5010 SH SOLE 0 0 746 Molson Coors COM 60871R209 305 5425 SH SOLE 0 0 305 Mylan Labs COM 628530107 532 12266 SH SOLE 0 0 532 New York Community Bancorp COM 649445103 178 10579 SH SOLE 0 0 178 Newmont Mining Corp. COM 651639106 259 11264 SH SOLE 0 0 259 Nippon Tel & Tel Corp Spons ADR 654624105 403 14889 SH SOLE 0 0 403 Nomura Holdings Inc.Adr Each R ADR 65535H208 382 49178 SH SOLE 0 0 382 Northrop Grumman Corp Holdi COM 666807102 1656 14446 SH SOLE 0 0 1656 Novartis AG COM 66987V109 708 8806 SH SOLE 0 0 708 Nucor Corp COM 670346105 228 4279 SH SOLE 0 0 228 Nuveen Divid Advantage Mun Fd COM 67070X101 151 12204 SH SOLE 0 0 151 Nuveen Divid Advantage Mun Inc COM 67071L106 242 19308 SH SOLE 0 0 242 Nuveen MD Premium Inc Mun Fd COM 67061Q107 163 13638 SH SOLE 0 0 163 Nuveen New Jersey Divid Advant COM 67069Y102 182 14557 SH SOLE 0 0 182 Nuveen Pa Divid Advantage Mun COM 67071W102 164 13780 SH SOLE 0 0 164 OracleSystems COM 68389X105 262 6856 SH SOLE 0 0 262 Orange Adr Each Repr 1 Ord Eur ADR 684060106 350 28312 SH SOLE 0 0 350 Orix Corporation Spon Adr E ADR 686330101 289 3246 SH SOLE 0 0 289 Petrobras Energia Participac ADR 71646M102 66 11890 SH SOLE 0 0 66 Petroleo Brasileiro Sa Petrobr ADR 71654V408 281 20364 SH SOLE 0 0 281 Pfizer COM 717081103 2105 68729 SH SOLE 0 0 2105 Philip Morris Intl Inc Com COM 718172109 408 4688 SH SOLE 0 0 408 Phillips 66 Com COM 718546104 479 6173 SH SOLE 0 0 479 Portugal Telecom ADRs ADR 737273102 62 14409 SH SOLE 0 0 62 Prudential Finl Inc COM 744320102 492 5332 SH SOLE 0 0 492 Putnam Premier Inc Tr Sh Ben COM 746853100 456 83736 SH SOLE 0 0 456 Repsol SA COM 76026T205 263 10406 SH SOLE 0 0 263 Rio Tinto Plc Spon Adr ADR 767204100 329 5836 SH SOLE 0 0 329 Royal Dutch Shell Plc Spon A ADR 780259206 280 3924 SH SOLE 0 0 280 Royal Dutch Shell Plc Spons ADR 780259107 714 9502 SH SOLE 0 0 714 Royce Focus TRUST Inc COM 78080N108 200 26206 SH SOLE 0 0 200 Royce Micro-Cap TRUST Inc COM 780915104 676 53632 SH SOLE 0 0 676 Safeway Inc COM 786514208 563 17299 SH SOLE 0 0 563 Sanofi-Aventis COM 80105N105 444 8287 SH SOLE 0 0 444 Seagate Technology COM G7945J104 1388 24722 SH SOLE 0 0 1388 Siemens Ag Adr-Each Cnv Into 1 ADR 826197501 232 1675 SH SOLE 0 0 232 Slm Corp SR Nt 6.00% 12/15/204 COM 78442P304 342 18402 SH SOLE 0 0 342 Staples Inc. COM 855030102 603 37921 SH SOLE 0 0 603 Sumitomo Mitsui Financial COM 86562M209 255 24341 SH SOLE 0 0 255 Target Corp COM 87612E106 338 5344 SH SOLE 0 0 338 Telefonica SA COM 879382208 767 46928 SH SOLE 0 0 767 Teva Pharmaceutical Inds Ltd A COM 881624209 741 18495 SH SOLE 0 0 741 Total SA COM 89151E109 506 8266 SH SOLE 0 0 506 Travelers Group COM 89417E109 968 10686 SH SOLE 0 0 968 Twenty-First Centy Fox Inc Cl COM 90130A200 332 9597 SH SOLE 0 0 332 Tyson Foods Inc Cl Afrmly Com COM 902494103 2136 63842 SH SOLE 0 0 2136 UAL Corp COM 910047109 311 8211 SH SOLE 0 0 311 Ubs Ag Shs New Isin #ch00 COM H89231338 204 10587 SH SOLE 0 0 204 United Healthcare Corp COM 91324P102 591 7843 SH SOLE 0 0 591 V F Corp COM 918204108 261 4188 SH SOLE 0 0 261 Valero Energy Corp COM 91913Y100 969 19229 SH SOLE 0 0 969 Verizon Communications COM 92343V104 467 9505 SH SOLE 0 0 467 ViacomClassB COM 92553P201 424 4852 SH SOLE 0 0 424 Vivendi Sa Unspon Adr Each Rep ADR 92852T201 354 13429 SH SOLE 0 0 354 VodafoneGroupADR COM 92857W209 1611 40978 SH SOLE 0 0 1611 Walmart COM 931142103 260 3305 SH SOLE 0 0 260 Wellpoint Health Networks COM 94973V107 1606 17386 SH SOLE 0 0 1606 Wells Fargo Co. COM 949746101 835 18397 SH SOLE 0 0 835 Western Asset Claymore U COM 95766R104 1408 124950 SH SOLE 0 0 1408 Western Digital Corp. COM 958102105 1955 23307 SH SOLE 0 0 1955 Whirlpool Corp COM 963320106 1083 6906 SH SOLE 0 0 1083 Wpp Plc Adr Each Repr 5 Ord Sh COM 92933H101 659 5738 SH SOLE 0 0 659