0001872704-21-000001.txt : 20211214
0001872704-21-000001.hdr.sgml : 20211214
20211214161213
ACCESSION NUMBER: 0001872704-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211130
FILED AS OF DATE: 20211214
DATE AS OF CHANGE: 20211214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Roy T
CENTRAL INDEX KEY: 0001872704
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40988
FILM NUMBER: 211491121
MAIL ADDRESS:
STREET 1: C/O SONENDO, INC.
STREET 2: 2601 MERIT CIRCLE, SUITE 102
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonendo, Inc.
CENTRAL INDEX KEY: 0001407973
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 205041718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
BUSINESS PHONE: (949) 766-3636
MAIL ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: Dentatek CORP
DATE OF NAME CHANGE: 20070726
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-11-30
0001407973
Sonendo, Inc.
SONX
0001872704
Chen Roy T
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102
LAGUNA HILLS
CA
92653
0
1
0
0
Chief Talent Officer
Common Stock
2021-11-30
4
M
0
2250
4.02
A
27250
D
Common Stock
4.02
2021-11-30
4
M
0
2250
0
D
2028-03-12
Common Stock
2250
55578
D
These shares are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated October 28, 2021 (the "Lock-up Date") pursuant to which they may not be sold until April 27, 2022.
The option vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter.
/s/ Jacqueline Collins, Attorney-in-Fact for Roy T. Chen
2021-12-14