0001562180-22-008089.txt : 20221205
0001562180-22-008089.hdr.sgml : 20221205
20221205184734
ACCESSION NUMBER: 0001562180-22-008089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergheim Bjarne
CENTRAL INDEX KEY: 0001875434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40988
FILM NUMBER: 221446239
MAIL ADDRESS:
STREET 1: C/O SONENDO, INC.
STREET 2: 2601 MERIT CIRCLE, SUITE 102
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonendo, Inc.
CENTRAL INDEX KEY: 0001407973
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 205041718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
BUSINESS PHONE: (949) 766-3636
MAIL ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: Dentatek CORP
DATE OF NAME CHANGE: 20070726
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-12-02
false
0001407973
Sonendo, Inc.
SONX
0001875434
Bergheim Bjarne
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102
LAGUNA HILLS
CA
92653
true
true
false
false
President and CEO
Stock Option
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2022-12-02
4
D
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139701.00
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D
2031-10-27
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2022-12-02
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139701.00
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2031-10-27
Common Stock
139701.00
139701.00
D
Stock Option
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2022-12-02
4
D
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200208.00
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2030-03-16
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2022-12-02
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2030-03-16
Common Stock
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200208.00
D
Stock Option
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2022-12-02
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D
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174721.00
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2028-09-17
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2022-12-02
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2028-09-17
Common Stock
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174721.00
D
Stock Option
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2022-12-02
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106022.00
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2027-06-05
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The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.
The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date.
The options were originally granted on September 8, 2017 and are fully vested.
/s/ Bjarne Bergheim
2022-12-05