0001562180-22-008089.txt : 20221205 0001562180-22-008089.hdr.sgml : 20221205 20221205184734 ACCESSION NUMBER: 0001562180-22-008089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergheim Bjarne CENTRAL INDEX KEY: 0001875434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40988 FILM NUMBER: 221446239 MAIL ADDRESS: STREET 1: C/O SONENDO, INC. STREET 2: 2601 MERIT CIRCLE, SUITE 102 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonendo, Inc. CENTRAL INDEX KEY: 0001407973 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 205041718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26061 MERIT CIRCLE STREET 2: SUITE 101 CITY: Laguna Hills STATE: CA ZIP: 92653 BUSINESS PHONE: (949) 766-3636 MAIL ADDRESS: STREET 1: 26061 MERIT CIRCLE STREET 2: SUITE 101 CITY: Laguna Hills STATE: CA ZIP: 92653 FORMER COMPANY: FORMER CONFORMED NAME: Dentatek CORP DATE OF NAME CHANGE: 20070726 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-12-02 false 0001407973 Sonendo, Inc. SONX 0001875434 Bergheim Bjarne C/O SONENDO, INC. 26061 MERIT CIRCLE, SUITE 102 LAGUNA HILLS CA 92653 true true false false President and CEO Stock Option 12.00 2022-12-02 4 D false 139701.00 0.00 D 2031-10-27 Common Stock 139701.00 0.00 D Stock Option 2.34 2022-12-02 4 A false 139701.00 0.00 A 2031-10-27 Common Stock 139701.00 139701.00 D Stock Option 7.01 2022-12-02 4 D false 200208.00 0.00 D 2030-03-16 Common Stock 200208.00 0.00 D Stock Option 2.34 2022-12-02 4 A false 200208.00 0.00 A 2030-03-16 Common Stock 200208.00 200208.00 D Stock Option 4.02 2022-12-02 4 D false 174721.00 0.00 D 2028-09-17 Common Stock 174721.00 0.00 D Stock Option 2.34 2022-12-02 4 A false 174721.00 0.00 A 2028-09-17 Common Stock 174721.00 174721.00 D Stock Option 4.02 2022-12-02 4 D false 106022.00 0.00 D 2027-06-05 Common Stock 106022.00 0.00 D Stock Option 2.34 2022-12-02 4 A false 106022.00 0.00 A 2027-06-05 Common Stock 106022.00 106022.00 D The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date. The options were originally granted on September 8, 2017 and are fully vested. /s/ Bjarne Bergheim 2022-12-05