0001562180-22-008088.txt : 20221205 0001562180-22-008088.hdr.sgml : 20221205 20221205184720 ACCESSION NUMBER: 0001562180-22-008088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watts Michael Patrick CENTRAL INDEX KEY: 0001872686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40988 FILM NUMBER: 221446238 MAIL ADDRESS: STREET 1: C/O SONENDO, INC. STREET 2: 2601 MERIT CIRCLE, SUITE 102 CITY: LAGUNA HILLS STATE: CA ZIP: 92653 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sonendo, Inc. CENTRAL INDEX KEY: 0001407973 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 205041718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26061 MERIT CIRCLE STREET 2: SUITE 101 CITY: Laguna Hills STATE: CA ZIP: 92653 BUSINESS PHONE: (949) 766-3636 MAIL ADDRESS: STREET 1: 26061 MERIT CIRCLE STREET 2: SUITE 101 CITY: Laguna Hills STATE: CA ZIP: 92653 FORMER COMPANY: FORMER CONFORMED NAME: Dentatek CORP DATE OF NAME CHANGE: 20070726 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-12-02 false 0001407973 Sonendo, Inc. SONX 0001872686 Watts Michael Patrick C/O SONENDO, INC. 26061 MERIT CIRCLE, SUITE 102 LAGUNA HILLS CA 92653 false true false false Chief Financial Officer Stock Option 12.00 2022-12-02 4 D false 72462.00 0.00 D 2031-10-27 Common Stock 72462.00 0.00 D Stock Option 2.34 2022-12-02 4 A false 72462.00 0.00 A 2031-10-27 Common Stock 72462.00 72462.00 D Stock Option 7.01 2022-12-02 4 D false 41205.00 0.00 D 2030-03-16 Common Stock 41205.00 0.00 D Stock Option 2.34 2022-12-02 4 A false 41205.00 0.00 A 2030-03-16 Common Stock 41205.00 41205.00 D Stock Option 4.02 2022-12-02 4 D false 133519.00 0.00 D 2027-12-11 Common Stock 133519.00 0.00 D Stock Option 2.34 2022-12-02 4 A false 133519.00 0.00 A 2027-12-11 Common Stock 133519.00 133519.00 D The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. The options were originally granted on December 12, 2017 and are fully vested. /s/ Michael P. Watts 2022-12-05