0001562180-22-008087.txt : 20221205
0001562180-22-008087.hdr.sgml : 20221205
20221205184705
ACCESSION NUMBER: 0001562180-22-008087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Michael John
CENTRAL INDEX KEY: 0001872655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40988
FILM NUMBER: 221446237
MAIL ADDRESS:
STREET 1: C/O SONENDO, INC.
STREET 2: 2601 MERIT CIRCLE, SUITE 102
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonendo, Inc.
CENTRAL INDEX KEY: 0001407973
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 205041718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
BUSINESS PHONE: (949) 766-3636
MAIL ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: Dentatek CORP
DATE OF NAME CHANGE: 20070726
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-12-02
false
0001407973
Sonendo, Inc.
SONX
0001872655
Smith Michael John
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102
LAGUNA HILLS
CA
92653
false
true
false
false
Chief Commercial Officer
Stock Option
12.00
2022-12-02
4
D
false
66615.00
0.00
D
2031-10-27
Common Stock
66615.00
0.00
D
Stock Option
2.34
2022-12-02
4
A
false
66615.00
0.00
A
2031-10-27
Common Stock
66615.00
66615.00
D
Stock Option
11.52
2022-12-02
4
D
false
213698.00
0.00
D
2031-06-21
Common Stock
213698.00
0.00
D
Stock Option
2.34
2022-12-02
4
A
false
213698.00
0.00
A
2031-06-21
Common Stock
213698.00
213698.00
D
The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.
/s/ Michael J. Smith
2022-12-05