0001562180-22-008085.txt : 20221205
0001562180-22-008085.hdr.sgml : 20221205
20221205184642
ACCESSION NUMBER: 0001562180-22-008085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Roy T
CENTRAL INDEX KEY: 0001872704
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40988
FILM NUMBER: 221446235
MAIL ADDRESS:
STREET 1: C/O SONENDO, INC.
STREET 2: 2601 MERIT CIRCLE, SUITE 102
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonendo, Inc.
CENTRAL INDEX KEY: 0001407973
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 205041718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
BUSINESS PHONE: (949) 766-3636
MAIL ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: Dentatek CORP
DATE OF NAME CHANGE: 20070726
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-12-02
false
0001407973
Sonendo, Inc.
SONX
0001872704
Chen Roy T
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102
LAGUNA HILLS
CA
92653
false
true
false
false
Chief Talent Officer
Stock Option
12.00
2022-12-02
4
D
false
35944.00
0.00
D
2031-10-27
Common Stock
35944.00
0.00
D
Stock Option
2.34
2022-12-02
4
A
false
35944.00
0.00
A
2031-10-27
Common Stock
35944.00
35944.00
D
Stock Option
7.01
2022-12-02
4
D
false
38356.00
0.00
D
2030-03-16
Common Stock
38356.00
0.00
D
Stock Option
2.34
2022-12-02
4
A
false
38356.00
0.00
A
2030-03-16
Common Stock
38356.00
38356.00
D
Stock Option
4.02
2022-12-02
4
D
false
55578.00
0.00
D
2028-03-12
Common Stock
55578.00
0.00
D
Stock Option
2.34
2022-12-02
4
A
false
55578.00
0.00
A
2028-03-12
Common Stock
55578.00
55578.00
D
The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.
The option was originally granted on March 13, 2018 and vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.
/s/ Roy T. Chen
2022-12-05