0001562180-22-004309.txt : 20220520
0001562180-22-004309.hdr.sgml : 20220520
20220520190250
ACCESSION NUMBER: 0001562180-22-004309
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220513
FILED AS OF DATE: 20220520
DATE AS OF CHANGE: 20220520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Michael John
CENTRAL INDEX KEY: 0001872655
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40988
FILM NUMBER: 22949202
MAIL ADDRESS:
STREET 1: C/O SONENDO, INC.
STREET 2: 2601 MERIT CIRCLE, SUITE 102
CITY: LAGUNA HILLS
STATE: CA
ZIP: 92653
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonendo, Inc.
CENTRAL INDEX KEY: 0001407973
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 205041718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
BUSINESS PHONE: (949) 766-3636
MAIL ADDRESS:
STREET 1: 26061 MERIT CIRCLE
STREET 2: SUITE 101
CITY: Laguna Hills
STATE: CA
ZIP: 92653
FORMER COMPANY:
FORMER CONFORMED NAME: Dentatek CORP
DATE OF NAME CHANGE: 20070726
4/A
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4/A
2022-05-13
2022-05-17
false
0001407973
Sonendo, Inc.
SONX
0001872655
Smith Michael John
C/O SONENDO, INC.
26061 MERIT CIRCLE, SUITE 102
LAGUNA HILLS
CA
92653
false
true
false
false
Chief Commercial Officer
Common Stock
2022-05-13
4
S
false
1958.00
2.7791
D
321626.00
D
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This Form 4/A is being filed to correct an error in Column 5 of the original Form 4 filed by the Reporting Person on May 17, 2022 regarding the amount of securities beneficially owned by the Reporting Person following the transaction reported therein, which error also affected the total reported in Column 5 of the subsequent Form 4 filed by the Reporting Person on May 18, 2022.
By: /s/ Jacqueline Collins, Attorney-in-Fact for Michael J. Smith
2022-05-20