0001407739-17-000092.txt : 20170801
0001407739-17-000092.hdr.sgml : 20170801
20170801162004
ACCESSION NUMBER: 0001407739-17-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170728
FILED AS OF DATE: 20170801
DATE AS OF CHANGE: 20170801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: du Pont Lammot J
CENTRAL INDEX KEY: 0001415043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33748
FILM NUMBER: 17996959
MAIL ADDRESS:
STREET 1: C/O DUPONT FABROS TECHNOLOGY, INC.
STREET 2: 401 9TH STREET, NW #600
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUPONT FABROS TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001407739
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 208718331
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 9TH STREET, NW, SUITE 600
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202-728-0044
MAIL ADDRESS:
STREET 1: 401 9TH STREET, NW, SUITE 600
CITY: WASHINGTON
STATE: DC
ZIP: 20004
4
1
wf-form4_150161879029822.xml
FORM 4
X0306
4
2017-07-28
0
0001407739
DUPONT FABROS TECHNOLOGY, INC.
DFT
0001415043
du Pont Lammot J
401 9TH STREET, NW
SUITE 600
WASHINGTON
DC
20004
1
1
0
0
Chairman of the Board
Common Stock
2017-07-28
4
A
0
96185
5.06
A
215673
D
Common Stock
2017-07-28
4
S
0
96185
61.0468
D
119488
D
Common Stock
2017-07-31
4
A
0
135297
5.06
A
254785
D
Common Stock
2017-07-31
4
A
0
55556
19.89
A
310341
D
Common Stock
2017-07-31
4
A
0
9147
23.79
A
319488
D
Common Stock
2017-07-31
4
S
0
200000
61.685
D
119489
D
Common Stock
33972
I
By Corporation
Non-qualified Stock Option
5.06
2017-07-28
4
M
0
96185
0
D
2019-02-26
Common Stock
96185.0
135297
D
Non-qualified Stock Option
5.06
2017-07-31
4
M
0
135297
0
D
2019-02-26
Common Stock
135297.0
0
D
Non-qualified Stock Option
19.89
2017-07-31
4
M
0
55556
0
D
2020-02-25
Common Stock
55556.0
0
D
Non-qualified Stock
23.79
2017-07-31
4
M
0
9147
0
D
2021-02-24
Common Stock
9147.0
146680
D
OP Units
2017-07-28
4
J
0
91300
D
Common Stock
91300.0
1501119
I
By LLC
OP Units
Common Stock
204095.0
204095
I
By Corporation
OP Units
Common Stock
289025.0
289025
I
By LP
OP Units
Common Stock
1250109.0
1250109
D
Represents the weighted average per share sale price, with per share sale price ranging from $61.00 to $61.65. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average per share sale price, with per share sale price ranging from $61.37 to $62.235. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
Added 1 share of stock to correct an error.
Stock option vests one third on each of March 1, 2010, 2011, and 2012
Stock option vests one third on each of March 1, 2011, 2012, and 2013.
Stock option vests one third on each of March 1, 2012, 2013, and 2014.
"OP Units" represent limited partner interests of DuPont Fabros Technology, L.P., a Maryland limited partnership (the "OP"), the operating partnership of DuPont Fabros Technology, Inc. (the "Issuer"), of which the Issuer is the sole general partner. OP Units are redeemable twelve (12) months from the transaction date pursuant to which the OP units were issued for cash equal to the ten-current market value of one share of the Issuer's common stock, or, at the election of the Issuers, and equal number of shares of the Issuer's common stock.
These OP Units were transferred by an entity controlled by Mr. du Pont to a grantor trust for cash of equal value. The aggregate value was $5,605,820.00, determined by the reference to the mid point of the reported high and low price of the Issuer's common stock on the NYSE on July, 28, 2017, which was $61.40.
All of these OP Units are immediately redeemable (subject to certain limitations set forth in agreement of limited partnership of the OP). OP Units have no expiration date.
The OP Unites were originally received in exchange for direct or indirect contribution to the OP of certain partnership, membership, or ownership interests in, of property of, certain partnerships or limited liability companies which own, directly or indirectly, certain properties in Illinois, New Jersey, Virginia, and/or the District of Columbia, in connection with the Issuer's initial public offering, the value which was $21.00 per OP Unit based on the price of common stock of the Issuer at the time of the Issuer's public offering.
\s\ Attorney-in-fact Richard A. Montfort, Jr.
2017-08-01