0001407739-17-000092.txt : 20170801 0001407739-17-000092.hdr.sgml : 20170801 20170801162004 ACCESSION NUMBER: 0001407739-17-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170728 FILED AS OF DATE: 20170801 DATE AS OF CHANGE: 20170801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: du Pont Lammot J CENTRAL INDEX KEY: 0001415043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33748 FILM NUMBER: 17996959 MAIL ADDRESS: STREET 1: C/O DUPONT FABROS TECHNOLOGY, INC. STREET 2: 401 9TH STREET, NW #600 CITY: WASHINGTON STATE: DC ZIP: 20004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUPONT FABROS TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001407739 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 208718331 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 9TH STREET, NW, SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-728-0044 MAIL ADDRESS: STREET 1: 401 9TH STREET, NW, SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 wf-form4_150161879029822.xml FORM 4 X0306 4 2017-07-28 0 0001407739 DUPONT FABROS TECHNOLOGY, INC. DFT 0001415043 du Pont Lammot J 401 9TH STREET, NW SUITE 600 WASHINGTON DC 20004 1 1 0 0 Chairman of the Board Common Stock 2017-07-28 4 A 0 96185 5.06 A 215673 D Common Stock 2017-07-28 4 S 0 96185 61.0468 D 119488 D Common Stock 2017-07-31 4 A 0 135297 5.06 A 254785 D Common Stock 2017-07-31 4 A 0 55556 19.89 A 310341 D Common Stock 2017-07-31 4 A 0 9147 23.79 A 319488 D Common Stock 2017-07-31 4 S 0 200000 61.685 D 119489 D Common Stock 33972 I By Corporation Non-qualified Stock Option 5.06 2017-07-28 4 M 0 96185 0 D 2019-02-26 Common Stock 96185.0 135297 D Non-qualified Stock Option 5.06 2017-07-31 4 M 0 135297 0 D 2019-02-26 Common Stock 135297.0 0 D Non-qualified Stock Option 19.89 2017-07-31 4 M 0 55556 0 D 2020-02-25 Common Stock 55556.0 0 D Non-qualified Stock 23.79 2017-07-31 4 M 0 9147 0 D 2021-02-24 Common Stock 9147.0 146680 D OP Units 2017-07-28 4 J 0 91300 D Common Stock 91300.0 1501119 I By LLC OP Units Common Stock 204095.0 204095 I By Corporation OP Units Common Stock 289025.0 289025 I By LP OP Units Common Stock 1250109.0 1250109 D Represents the weighted average per share sale price, with per share sale price ranging from $61.00 to $61.65. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average per share sale price, with per share sale price ranging from $61.37 to $62.235. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price. Added 1 share of stock to correct an error. Stock option vests one third on each of March 1, 2010, 2011, and 2012 Stock option vests one third on each of March 1, 2011, 2012, and 2013. Stock option vests one third on each of March 1, 2012, 2013, and 2014. "OP Units" represent limited partner interests of DuPont Fabros Technology, L.P., a Maryland limited partnership (the "OP"), the operating partnership of DuPont Fabros Technology, Inc. (the "Issuer"), of which the Issuer is the sole general partner. OP Units are redeemable twelve (12) months from the transaction date pursuant to which the OP units were issued for cash equal to the ten-current market value of one share of the Issuer's common stock, or, at the election of the Issuers, and equal number of shares of the Issuer's common stock. These OP Units were transferred by an entity controlled by Mr. du Pont to a grantor trust for cash of equal value. The aggregate value was $5,605,820.00, determined by the reference to the mid point of the reported high and low price of the Issuer's common stock on the NYSE on July, 28, 2017, which was $61.40. All of these OP Units are immediately redeemable (subject to certain limitations set forth in agreement of limited partnership of the OP). OP Units have no expiration date. The OP Unites were originally received in exchange for direct or indirect contribution to the OP of certain partnership, membership, or ownership interests in, of property of, certain partnerships or limited liability companies which own, directly or indirectly, certain properties in Illinois, New Jersey, Virginia, and/or the District of Columbia, in connection with the Issuer's initial public offering, the value which was $21.00 per OP Unit based on the price of common stock of the Issuer at the time of the Issuer's public offering. \s\ Attorney-in-fact Richard A. Montfort, Jr. 2017-08-01