0001407623-23-000020.txt : 20230104
0001407623-23-000020.hdr.sgml : 20230104
20230104164324
ACCESSION NUMBER: 0001407623-23-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230101
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Indiveri Michael J.
CENTRAL INDEX KEY: 0001415361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 23507262
MAIL ADDRESS:
STREET 1: 3 MANHATTANVILLE ROAD
CITY: PURCHASE
STATE: NY
ZIP: 10577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
4
1
wf-form4_167286858594504.xml
FORM 4
X0306
4
2023-01-01
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001415361
Indiveri Michael J.
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
11250 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
1
0
0
0
Common Stock, par value $0.0001 per share
2023-01-01
4
A
0
6653
0
A
86057
D
Common Stock, par value $0.0001 per share
8400
I
See footnote
The reporting person was granted 6,653 shares of restricted common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), pursuant to the Company's Second Amended and Restated 2009 Equity Incentive Plan. All of such shares vest on January 1, 2024.
The shares are held by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.
/s/ Michael B. Haines, Attorney-in-fact for Michael J. Indiveri
2023-01-04