0001407623-20-000038.txt : 20200220
0001407623-20-000038.hdr.sgml : 20200220
20200220195203
ACCESSION NUMBER: 0001407623-20-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200220
DATE AS OF CHANGE: 20200220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haines Michael B.
CENTRAL INDEX KEY: 0001562225
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 20637087
MAIL ADDRESS:
STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
4
1
wf-form4_158224630600580.xml
FORM 4
X0306
4
2020-02-18
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001562225
Haines Michael B.
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
11250 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
0
1
0
0
EVP CFO, TREASURER & SECRETARY
Common Stock, par value $0.0001 per share
2020-02-18
4
A
0
33510
0
A
230454
I
See footnote
The reporting person was granted 33,510 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Incentive Plan. The shares vest ratably over a 3-year period on January 1, 2021 and the first two anniversaries thereafter.
These shares are held by the Michael B. Haines Trust dated August 19, 2004 of which Michael B. Haines is a Trustee.
/s/Michael B. Haines
2020-02-20