0001171843-19-001739.txt : 20190314
0001171843-19-001739.hdr.sgml : 20190314
20190314210221
ACCESSION NUMBER: 0001171843-19-001739
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190312
FILED AS OF DATE: 20190314
DATE AS OF CHANGE: 20190314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHOEBEL RICHARD K.
CENTRAL INDEX KEY: 0001477259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 19682651
MAIL ADDRESS:
STREET 1: C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
STREET 2: 3 MANHATTANVILLE ROAD
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER NAME:
FORMER CONFORMED NAME: SCHOEBEL RICHARD
DATE OF NAME CHANGE: 20091120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
4
1
ownership.xml
X0306
4
2019-03-12
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001477259
SCHOEBEL RICHARD K.
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
11250 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
0
1
0
0
Chief Operating Officer
Common Stock, par value $0.0001 per share
2019-03-12
4
A
0
36635
0
A
286174
I
See footnote
The reporting person was granted 36,635 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. Amended and Restated 2009 Equity Incentive Plan. The shares vest ratably over a 3-year period on January 1, 2020 and the first two anniversaries thereafter.
These shares are held by the Schoebel Family Trust dated June 7, 2013 of which Richard K. Schoebel is a Trustee.
/s/ Richard K. Schoebel
2019-03-14