0001171843-16-008168.txt : 20160226 0001171843-16-008168.hdr.sgml : 20160226 20160226060259 ACCESSION NUMBER: 0001171843-16-008168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160223 FILED AS OF DATE: 20160226 DATE AS OF CHANGE: 20160226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP CENTRAL INDEX KEY: 0001407623 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260500600 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 677-0900 MAIL ADDRESS: STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: NRDC Acquisition Corp. DATE OF NAME CHANGE: 20070724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOEBEL RICHARD K. CENTRAL INDEX KEY: 0001477259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33749 FILM NUMBER: 161457818 MAIL ADDRESS: STREET 1: C/O RETAIL OPPORTUNITY INVESTMENTS CORP. STREET 2: 3 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 FORMER NAME: FORMER CONFORMED NAME: SCHOEBEL RICHARD DATE OF NAME CHANGE: 20091120 4 1 f4_schoebel022516.xml OWNERSHIP DOCUMENT X0306 4 2016-02-23 0 0001407623 RETAIL OPPORTUNITY INVESTMENTS CORP ROIC 0001477259 SCHOEBEL RICHARD K. C/O RETAIL OPPORTUNITY INVESTMENTS CORP. 8905 TOWNE CENTRE DRIVE, SUITE 108 SAN DIEGO CA 92122 0 1 0 0 Chief Operating Officer Common Stock, par value $0.0001 per share 2016-02-23 4 A 0 23650 0 A 176503 D The reporting person was granted 23,650 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. The shares vest ratably over a 3-year period on January 1, 2017 and the first two anniversaries thereafter. /s/ Richard K. Schoebel 2016-02-25