EX-25.2 12 exh_252.htm EXHIBIT 25.2 exh_252.htm
Exhibit 25.2
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549
_____________________________

FORM T-1

STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939 OF A
CORPORATION DESIGNATED TO ACT AS TRUSTEE
_____________________________

CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2)

WELLS FARGO BANK, NATIONAL ASSOCIATION
(Exact name of trustee as specified in its charter)

A National Banking Association
94-1347393
(Jurisdiction of incorporation or
(I.R.S. Employer
organization if not a U.S. national
Identification No.)
bank)
 
   
101 North Phillips Avenue
 
Sioux Falls, South Dakota
57104
(Address of principal executive offices)
(Zip code)

Wells Fargo & Company
Law Department, Trust Section
MAC N9305-175
Sixth Street and Marquette Avenue, 17th Floor
Minneapolis, Minnesota 55479
(612) 667-4608
(Name, address and telephone number of agent for service)
_____________________________

RETAIL OPPORTUNITY INVESTMENTS CORP.
 (Exact name of obligor as specified in its charter)

Maryland
26-0500600
(State or other jurisdiction of
(I.R.S. Employer
incorporation or organization)
Identification No.)
   
8905 Towne Centre Drive, Suite 108
 
San Diego, California
92122
(Address of principal executive offices)
(Zip code)
_____________________________

Debt Securities
(Title of the indenture securities)
 
 
 

 
Item 1.  General Information.  Furnish the following information as to the trustee:

 
(a)
Name and address of each examining or supervising authority to which it is subject.

 
Comptroller of the Currency
 
Treasury Department
 
Washington, D.C.

 
Federal Deposit Insurance Corporation
 
Washington, D.C.

 
Federal Reserve Bank of San Francisco
 
San Francisco, California 94120

 
(b)
Whether it is authorized to exercise corporate trust powers.

 
The trustee is authorized to exercise corporate trust powers.

Item 2.   Affiliations with Obligor.  If the obligor is an affiliate of the trustee, describe each such affiliation.

 
None with respect to the trustee.

No responses are included for Items 3-14 of this Form T-1 because the obligor is not in default as provided under Item 13.

Item 15.  Foreign Trustee.  Not applicable.

Item 16.  List of Exhibits.   List below all exhibits filed as a part of this Statement of Eligibility.

 
Exhibit 1.
A copy of the Articles of Association of the trustee now in effect.*
 
 
Exhibit 2.
A copy of the Comptroller of the Currency Certificate of Corporate Existence for Wells Fargo Bank, National Association, dated June 27, 2012.**
 
 
Exhibit 3.
A copy of the Comptroller of the Currency Certification of Fiduciary Powers for Wells Fargo Bank, National Association, dated December 21, 2011.**
 

 
Exhibit 4.
Copy of By-laws of the trustee as now in effect.***

 
Exhibit 5.
Not applicable.

 
Exhibit 6.
The consent of the trustee required by Section 321(b) of the Act.

 
Exhibit 7.
A copy of the latest report of condition of the trustee published pursuant to law or the requirements of its supervising or examining authority.

 
Exhibit 8.
Not applicable.

 
Exhibit 9.
Not applicable.
 
 
 

 
*      Incorporated by reference to the exhibit of the same number to the trustee’s Form T-1 filed as exhibit 25 to the Form S-4 dated December 30, 2005 of file number 333-130784.

**  Incorporated by reference to the exhibit of the same number to the trustee’s Form T-1 filed as exhibit 25 to the Form S-3 dated January 23, 2013 of file number 333-186155.

*** Incorporated by reference to the exhibit of the same number to the trustee’s Form T-1 filed as exhibit 25 to the Form S-4 dated May 26, 2005 of file number 333-125274.

 
 

 
 SIGNATURE


Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the trustee, Wells Fargo Bank, National Association, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of Los Angeles and State of California on the 30th day of May, 2013.






WELLS FARGO BANK, NATIONAL ASSOCIATION
 
 
 
/s/ Maddy Hall
Maddy Hall
Vice President




 
 

 
EXHIBIT 6




May 30, 2013
 

Securities and Exchange Commission
Washington, D.C.  20549

Gentlemen:

In accordance with Section 321(b) of the Trust Indenture Act of 1939, as amended, the undersigned hereby consents that reports of examination of the undersigned made by Federal, State, Territorial, or District authorities authorized to make such examination may be furnished by such authorities to the Securities and Exchange Commission upon its request therefor.





Very truly yours,
 
WELLS FARGO BANK, NATIONAL ASSOCIATION
 
 
 
/s/ Maddy Hall
Maddy Hall
Vice President

 
 
 

 
EXHIBIT 7

Consolidated Report of Condition of
Wells Fargo Bank National Association
of 101 North Phillips Avenue, Sioux Falls, SD 57104
And Foreign and Domestic Subsidiaries,
at the close of business March 31, 2013, filed in accordance with 12 U.S.C. §161 for National Banks.

   
 
   
Dollar Amounts
 
         
In Millions
 
         
 
 
ASSETS
           
Cash and balances due from depository institutions:
           
Noninterest-bearing balances and currency and coin
        $ 15,281  
Interest-bearing balances
          108,103  
Securities:
             
Held-to-maturity securities
          0  
Available-for-sale securities
          216,301  
Federal funds sold and securities purchased under agreements to resell:
             
Federal funds sold in domestic offices
          29  
Securities purchased under agreements to resell
          27,158  
Loans and lease financing receivables:
             
Loans and leases held for sale
          28,482  
Loans and leases, net of unearned income
    749,665          
LESS: Allowance for loan and lease losses
    14,136          
Loans and leases, net of unearned income and allowance
            735,529  
Trading Assets
            34,744  
Premises and fixed assets (including capitalized leases)
            7,625  
Other real estate owned
            3,238  
Investments in unconsolidated subsidiaries and associated companies
            599  
Direct and indirect investments in real estate ventures
            9  
Intangible assets
               
Goodwill
            21,545  
Other intangible assets
            20,074  
Other assets
            52,903  
                 
Total assets
          $ 1,271,620  
                 
LIABILITIES
               
Deposits:
               
In domestic offices
          $ 932,346  
Noninterest-bearing
    247,585          
Interest-bearing
    684,761          
In foreign offices, Edge and Agreement subsidiaries, and IBFs
            68,180  
Noninterest-bearing
    521          
Interest-bearing
    67,659          
Federal funds purchased and securities sold under agreements to repurchase:
               
Federal funds purchased in domestic offices
            11,474  
Securities sold under agreements to repurchase
            12,132  
 
 
 

 
   
Dollar Amounts
 
   
In Millions
 
   
 
 
       
Trading liabilities
    18,039  
Other borrowed money
       
(includes mortgage indebtedness and obligations under capitalized leases)
    40,568  
Subordinated notes and debentures
    18,347  
Other liabilities
    32,325  
         
Total liabilities
  $ 1,133,411  
         
         
EQUITY CAPITAL
       
Perpetual preferred stock and related surplus
    0  
Common stock
    519  
Surplus (exclude all surplus related to preferred stock)
    101,853  
Retained earnings
    28,197  
Accumulated other comprehensive income
    6,565  
Other equity capital components
    0  
         
Total bank equity capital
    137,134  
Noncontrolling (minority) interests in consolidated subsidiaries
    1,075  
         
Total equity capital
    138,209  
         
Total liabilities, and equity capital
  $ 1,271,620  
 
 
I, Timothy J. Sloan, EVP & CFO of the above-named bank do hereby declare that this Report of Condition has been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and is true to the best of my knowledge and belief.


 
Timothy J. Sloan
EVP & CFO

We, the undersigned directors, attest to the correctness of this Report of Condition and declare that it has been examined by us and to the best of our knowledge and belief has been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and is true and correct.


John Stumpf                                                      Directors
Carrie Tolstedt
Michael Loughlin