-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8hK15nD+lPyY43JnkxNASjGxsoycRirSgDCmIHPOGvnUFR2wqTTJP1lFUedHywU +vxMorkJ5cHphMmcONUdcw== 0000905148-09-001961.txt : 20090511 0000905148-09-001961.hdr.sgml : 20090511 20090511171403 ACCESSION NUMBER: 0000905148-09-001961 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090511 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090511 DATE AS OF CHANGE: 20090511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NRDC Acquisition Corp. CENTRAL INDEX KEY: 0001407623 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 260500600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33749 FILM NUMBER: 09816131 BUSINESS ADDRESS: STREET 1: 3 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142728067 MAIL ADDRESS: STREET 1: 3 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 8-K 1 efc9-0593_form8k.htm efc9-0593_form8k.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 

 
FORM 8-K
 

 
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
May 11, 2009
 

 
NRDC ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
 

 
         
Delaware
 
001-33749
 
26-0500600
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification No.)
 
3 Manhattanville Road
Purchase, NY 10577
(914) 272-8067
(Address of principal executive offices and zip code)
 
Registrant’s telephone number, including area code: (914) 272-8067
 

 
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 

 

 
 
 

 
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
Item 8.01. Other Events
 
On May 11, 2009, NRDC Acquisition Corp. (the “Company”) issued a press release announcing that the Company had received a letter from the NYSE Amex LLC (the “Exchange”), notifying the Company that it has determined to grant the Company an extension until August 11, 2009 for the Company to regain compliance with the Exchange’s continued listing standards.   The press release is attached hereto as Exhibit 1.
 
Item 9.01 Financial Statements and Exhibits.
 
(c) Exhibits.
 
     
Exhibit No.
 
Description
99.1
 
Press Release

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
         
Date: May 11, 2009
 
NRDC ACQUISITION CORP.
     
   
By:
 
/s/ Richard A. Baker
       
Richard A. Baker
       
Chief Executive Officer
 
 
 
 
 
EX-99.1 2 efc9-0593_ex991.htm efc9-0593_ex991.htm
Exhibit 99.1—For Immediate Release

NRDC ACQUISITION CORP. ANNOUNCES AMEX’S ACCEPTANCE OF ITS PLAN OF COMPLIANCE

New York, May 11, 2009: NRDC Acquisition Corp. (Amex: NAQ) (the “Company”) today announced that it received a letter from the NYSE Amex LLC (the “Exchange”) notifying the Company that it has determined to grant the Company an extension until August 11, 2009 for the Company to regain compliance with its continued listing standards.
On February 10, 2009, the Company received notice from the Exchange’s Corporate Compliance Department (the “Staff”) indicating that it had fallen below certain of the Exchange’s listing standards because it did not hold an annual meeting in 2008.
The Company was afforded the opportunity to submit a plan of compliance to the Exchange and on February 27, 2009 submitted its plan of compliance to the Exchange.  The Exchange notified the Company that it accepted the Company’s plan of compliance.
The Company will be subject to periodic reviews by Exchange Staff during the extension period.  Failure to make progress consistent with the plan or to regain compliance with continued listing standards by the end of the extension period could result in the Company being delisted from the NYSE AMEX LLC.

About NRDC Acquisition Corp.

NRDC is a blank check company formed for the purpose of acquiring, through a merger, capital stock exchange, stock purchase, asset acquisition or other similar business combination, one or more assets or control of one or more operating businesses.  Since its initial public offering, NRDC’s activities have been limited to identifying and evaluating prospective acquisition targets.
 
Some of the statements in this press release constitute “forward-looking statements” within the meaning of the United States Private Securities Litigation Reform Act of 1995.  These statements are based on our current expectations, estimates and projections.  Words such as “will,” “intends,”  “expects,” “believes” and similar expressions are used to identify these forward-looking statements.  These statements are only predictions and as such are not guarantees of future performance and involve risks, uncertainties, and assumptions that are difficult to predict.  Forward-looking statements are based upon assumptions as to future events or our future financial performance that may not prove to be accurate.  Actual outcomes and results may differ materially from what is expressed or forecast in these forward-looking statements.  As a result, these statements speak only of the date they were made, and the Company undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.
 
 
 
 
 


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