0000950103-20-021045.txt : 20201029 0000950103-20-021045.hdr.sgml : 20201029 20201029180855 ACCESSION NUMBER: 0000950103-20-021045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201027 FILED AS OF DATE: 20201029 DATE AS OF CHANGE: 20201029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Roger CENTRAL INDEX KEY: 0001407339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 201273985 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-784-5350 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 dp139598_4-johnson.xml FORM 4 X0306 4 2020-10-27 0 0001517006 Gatos Silver, Inc. GATO 0001407339 Johnson Roger C/O GATOS SILVER, INC. 8400 E. CRESCENT PARKWAY, SUITE 600 GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Financial Officer Employee Stock Option (Right to Buy) 3.50 2020-10-27 4 A 0 340000 0 A 2030-10-27 Common Stock 340000 340000 D These options were granted on October 27, 2020 and vest in three equal annual installments on each of October 27, 2021, October 27, 2022 and October 27, 2023. /s/ Roger Johnson 2020-10-29