0001437749-20-017889.txt : 20200814 0001437749-20-017889.hdr.sgml : 20200814 20200814062911 ACCESSION NUMBER: 0001437749-20-017889 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brockman Henry W. Jr. CENTRAL INDEX KEY: 0001637697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36895 FILM NUMBER: 201101241 MAIL ADDRESS: STREET 1: 722 COLUMBIA AVENUE CITY: FRANKLIN STATE: TN ZIP: 37064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Franklin Financial Network Inc. CENTRAL INDEX KEY: 0001407067 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208839445 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 722 COLUMBIA AVENUE CITY: Franklin STATE: TN ZIP: 37064 BUSINESS PHONE: 615-236-2265 MAIL ADDRESS: STREET 1: 722 COLUMBIA AVENUE CITY: Franklin STATE: TN ZIP: 37064 4 1 rdgdoc.xml FORM 4 X0306 4 2020-08-11 0001407067 Franklin Financial Network Inc. FSB 0001637697 Brockman Henry W. Jr. 722 COLUMBIA AVENUE FRANKLIN TN 37064 1 Common stock 2020-08-11 4 M 0 900 10.50 A 34118 D Common stock 2020-08-11 4 M 0 2175 12 A 36293 D Common stock 2020-08-11 4 M 0 2475 13 A 38768 D Common stock 2020-08-11 4 M 0 3300 13.50 A 42068 D Common stock 2020-08-11 4 M 0 9000 20.69 A 51068 D Common stock 2020-08-11 4 M 0 2000 22.94 A 53068 D Common stock 2020-08-11 4 M 0 1600 22.35 A 54668 D Common stock 2020-08-11 4 M 0 2000 27 A 56668 D Common stock 2020-08-11 4 M 0 1000 27.72 A 57668 D Common stock 2020-08-11 4 M 0 1724 27.89 A 59392 D Common stock 8500 I by IRA Common stock 9125 I By spouse Stock options (right to buy) 10.50 2020-08-11 4 M 0 900 0 D 2012-06-02 2021-06-02 Common stock 900 0 D Stock options (right to buy) 12 2020-08-11 4 M 0 2175 0 D 2013-06-01 2022-06-01 Common stock 2175 0 D Stock options (right to buy) 13 2020-08-11 4 M 0 2475 0 D 2014-05-31 2023-05-31 Common stock 2475 0 D Stock options (right to buy) 13.50 2020-08-11 4 M 0 3300 0 D 2015-06-01 2024-06-01 Common stock 3300 0 D Stock options (right to buy) 20.69 2020-08-11 4 M 0 9000 0 D 2016-04-30 2025-04-30 Common stock 9000 0 D Stock options (right to buy) 22.94 2020-08-11 4 M 0 2000 0 D 2016-07-01 2025-07-01 Common stock 2000 0 D Stock options (right to buy) 22.35 2020-08-11 4 M 0 1600 0 D 2016-10-01 2025-10-01 Common stock 1600 400 D Stock options (right to buy) 27 2020-08-11 4 M 0 2000 0 D 2018-04-01 2026-04-01 Common stock 2000 500 D Stock options (right to buy) 27.72 2020-08-11 4 M 0 1000 0 D 2020-01-15 2029-01-15 Common stock 1000 2000 D Stock options (right to buy) 27.89 2020-08-11 4 M 0 1724 0 D 2020-04-15 2029-04-15 Common stock 1724 3447 D The option became exercisable as to 180 shares on June 2, 2012; 180 shares on June 2, 2013; 180 shares on June 2, 2014; 180 shares on June 2, 2015; and 180 shares on June 2, 2013. The option became exercisable as to 435 shares on June 1, 2013; 435 shares on June 1, 2014; 435 shares on June 1, 2015; 435 shares on June 1, 2016; and 435 shares on June 1, 2017. The option became exercisable as to 495 shares on May 31, 2014; 495 shares on May 31, 2015; 495 shares on May 31, 2016; 495 shares on May 31, 2017; and 495 shares on May 31, 2018. The option became exercisable as to 660 shares on June 1, 2015; 660 shares on June 1, 2016; 660 shares on June 1, 2017; 660 shares on June 1, 2018, and 660 shares on June 1, 2019. The option became exercisable as to 1,800 shares on April 30, 2016; 1,800 shares on April 30, 2017; 1,800 shares on April 30, 2018; 1,800 shares on April 30, 2019, and 1,800 shares on April 30, 2020. The option became exercisable as to 400 shares on July 1, 2016; 400 shares on July 1, 2017; 400 shares on July 1, 2018; 400 shares on July 1, 2019, and 400 shares on July 1, 2020. The option became exercisable as to 400 shares on October 1, 2016; 400 shares on October 1, 2017; 400 shares on October 1, 2018, 400 shares on October 1, 2019; and becomes exercisable as to 400 shares on October 1, 2020. The option became exercisable as to 500 shares on April 1, 2017; 500 shares on April 1, 2018; 500 shares on April 1, 2019, 500 shares on April 1, 2020; and becomes exercisable as to 500 shares on April 1, 2021. The option became exercisable as to 1,000 shares on January 15, 2020; and becomes exercisable as to 1,000 shares on January 15, 2021; and 1,000 shares on January 15, 2022. The option became exercisable as to 1,724 shares on April 15, 2020; and becomes exercisable as to 1,724 shares on April 15, 2021; and 1,723 shares on April 15, 2022. /s/ Mandy Garland, pursuant to a power of attorney 2020-08-13