rdgf20190911_corresp.htm

0001437749-19-018421.txt : 20190913 0001437749-19-018421.hdr.sgml : 20190913 20190913175629 ACCESSION NUMBER: 0001437749-19-018421 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190415 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brockman Henry W. Jr. CENTRAL INDEX KEY: 0001637697 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36895 FILM NUMBER: 191093362 MAIL ADDRESS: STREET 1: 722 COLUMBIA AVENUE CITY: FRANKLIN STATE: TN ZIP: 37064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Franklin Financial Network Inc. CENTRAL INDEX KEY: 0001407067 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208839445 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 722 COLUMBIA AVENUE CITY: Franklin STATE: TN ZIP: 37064 BUSINESS PHONE: 615-236-2265 MAIL ADDRESS: STREET 1: 722 COLUMBIA AVENUE CITY: Franklin STATE: TN ZIP: 37064 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2019-04-15 2019-04-17 0001407067 Franklin Financial Network Inc. FSB 0001637697 Brockman Henry W. Jr. 722 COLUMBIA AVENUE FRANKLIN TN 37064 1 Common Stock 2019-04-15 4 A 0 1793 0 A 32768 D Common Stock 8500 I By IRA Common Stock 9125 I By spouse Stock Options (right to buy) 27.89 2019-04-15 4 A 0 5171 0 A 2029-04-15 Common Stock 5171 5171 D The reporting person's Form 4 filed on April 17, 2019 omitted the Power of Attorney. This amendment is being filed for the purpose of adding the Power of Attorney. The shares reported represent an unfunded promise to deliver common stock to the reporting person. The shares reported are subject to time-based vesting conditions and will vest in equal, one-third increments on April 15, 2020, April 15, 2021, and April 15, 2022. The option vests in three annual installments beginning on April 15, 2020. Exhibit 24.1 Power of Attorney /s/ Mandy Garland, pursuant to a power of attorney 2019-09-13 EX-24 2 poaexhibit.htm EXHIBIT 24.1 POWER OF ATTORNEY rdgf20190911_corresp.htm

Exhibit 24.1

SUBSTITUTE POWER OF ATTORNEY

Under the terms of powers of attorney (each, a “Power of Attorney”) previously filed with the U.S. Securities and Exchange Commission, the undersigned was appointed an attorney-in-fact for the following individuals to, among other things, execute for and on behalf of the following individuals any Forms 3, 4 and 5 or any amendments thereto, in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder:

Jimmy E. Allen

Henry W. Brockman, Jr.

James W. Cross, IV

J. Myers Jones, III

David H. Kemp

David J. McDaniel

Lee M. Moss

Paul M. Pratt, Jr.

Pamela J. Stephens

Melody J. Sullivan

Gregory E. Waldron

Benjamin Wynd

In accordance with the authority granted under each Power of Attorney, including the power of substitution, the undersigned hereby appoints Mandy Garland as substitute attorney-in-fact, on behalf of the individuals listed above, with the power to exercise and execute all of the powers granted or conferred in the original Power of Attorney, effective with respect to actions heretofore or hereafter taken. This Substitute Power of Attorney shall not revoke the powers granted to the undersigned in any Power of Attorney.

This Substitute Power of Attorney shall remain in full force and effect until the underlying Power of Attorney is revoked or terminated, unless earlier revoked by the undersigned in a signed writing.

Dated: May 20, 2019.

/s/ Lori B. Metrock

Name: Lori B. Metrock

Title: Attorney-in-Fact