FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/25/2015 |
3. Issuer Name and Ticker or Trading Symbol
Franklin Financial Network Inc. [ FSB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,109(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (2) | 07/23/2019 | Common Stock | 4,000 | $11.75 | D | |
Employee Stock Option (right to buy) | (3) | 07/22/2020 | Common Stock | 7,017 | $10 | D | |
Employee Stock Option (right to buy) | (4) | 06/02/2021 | Common Stock | 8,735 | $10.5 | D | |
Employee Stock Option (right to buy) | (5) | 06/01/2022 | Common Stock | 14,282 | $12 | D | |
Employee Stock Option (right to buy) | (6) | 06/06/2018 | Common Stock | 6,045 | $13 | D | |
Employee Stock Option (right to buy) | (7) | 04/15/2024 | Common Stock | 6,498 | $13.5 | D |
Explanation of Responses: |
1. Includes 3,707 shares of restricted stock. |
2. The option became exercisable as to 800 shares on July 23, 2010; 800 shares on July 23, 2011; 800 shares on July 23, 2012; 800 shares on July 23, 2013; and 800 shares on July 23, 2014. |
3. The option became exercisable as to 1,404 shares on July 22, 2011; 1,404 shares on July 22, 2012; 1,403 shares on July 22, 2013; 1,403 shares on July 22, 2014; and becomes exercisable as to 1,403 shares on July 22, 2015. |
4. The option became exercisable as to 1,747 shares on June 2, 2012; 1,747 shares on June 2, 2013; 1,747 shares on June 2, 2014; and becomes exercisable as to 1,747 shares on June 2, 2015 and 1,747 shares on June 2, 2016. |
5. The option becomes exercisable as to 2,857 shares on June 1, 2013; 2,856 shares on June 1, 2014; and becomes exercisable as to 2,857 shares on June 1, 2015; 2,856 shares on June 1, 2016 and 2,856 shares on June 1, 2017. |
6. The option became exercisable as to 1,209 shares on May 31, 2014; and becomes exercisable as to 1,209 shares on May 31, 2015; 1,209 shares on May 31, 2016; 1,209 shares on May 31, 2017 and 1,209 shares on May 31, 2018. |
7. The option becomes exercisable as to 1,300 shares on April 15, 2015; 1,300 shares on April 15, 2016; 1,300 shares on April 15, 2017; 1,299 shares on April 15, 2018 and 1,299 shares on April 15, 2019. |
Remarks: |
Executive Vice President, Chief Credit Officer of of Franklin Synergy Bank, a subsidiary of the Issuer. |
/s/ Lori Metrock, Attorney-in-Fact | 03/25/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |