13F-HR 1 cutter13fsep12.txt CUTTER13FSEP12 Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2012 Institutional Investment Manager Filing this Report: Name: Cutter & CO Brokerage, Inc. Address: 15415 Clayton Road Ballwin, MO 63011 13F File Number 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah Castiglioni Title: CEO Phone: 636-537-8770 Signature Place Date of Signing: 11/05/12 Deborah Castiglioni Ballwin, MO Officer Cutter & CO Brokerage, Inc. Report Type (X) 13F Holdings Report List of Other Managers Reporting for this Manager: Deborah Castiglioni None Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 199 Form 13F Information Table Value Total 185342 NAME OF TITLE OF Value Shares/Prn Invstm Other Sole ISSUER CLASS CUSIP x$1000 Amt Sh/Prn Put/Ca Dscret Managers Voting AGL RESOURCES INC COM 001204106 2416 59064 SH SOLE NONE AT T INC COM 00206R102 484 12829 SH SOLE NONE ABBOTT LABORTIES COM 002824100 403 5875 SH SOLE NONE ACORN ENERGY INC COM 004848107 1477 165589 SH SOLE NONE AEROVIRONMENT INC COM 008073108 672 28655 SH SOLE NONE AES TR III 6.75 PFD COM 00808N202 519 10416 SH SOLE NONE ALCOA INC COM 013817101 167 18817 SH SOLE NONE ALLETE INC COM COM 18522300 3119 74735 SH SOLE NONE ALLIANCE HOLDING GP LP COM 01861G100 401 8356 SH SOLE NONE ALLIANT ENERGY CORP COM 18802108 1355 31238 SH SOLE NONE ALLSTATE CORP COM 020002101 351 8860 SH SOLE NONE ALTRIA GROUP INC COM 02209S103 759 22730 SH SOLE NONE AMEREN CORP COM 023608102 415 12708 SH SOLE NONE AMER GREETINGS CORP CL A 026375105 1541 91699 SH SOLE NONE AMERICAN STATES WATER COCOM 029899101 2196 49419 SH SOLE NONE AMERICAN WATER WORKS CO COM 030420103 3655 98898 SH SOLE NONE AQUA AMERICA COM 03836W103 4107 165868 SH SOLE NONE ARCHER DANIELS MIDLAND COM 039483102 708 26049 SH SOLE NONE ARTESIAN RESOURCES COM 043113208 2538 109261 SH SOLE NONE ATMOS ENERGY CORP COM 049560105 1743 48710 SH SOLE NONE AVISTA CORP COM 05379B107 2006 77942 SH SOLE NONE BERKSHIRE HATHAWAY INC BCOM 84670702 5381 61013 SH SOLE NONE BIODELIVERY SCIENCE COM 09060J106 199 31560 SH SOLE NONE BLACK HILLS CORPORATION COM 092113109 248 6986 SH SOLE NONE BLCKRCK MUNIYLD QLTY II COM 09254E103 269 16967 SH SOLE NONE BLCKRCK CR ALLOC INCIM COM 09255H105 241 20927 SH SOLE NONE BRISTOL MYERS SQUIBB CO COM 110122108 662 19611 SH SOLE NONE BUCKEYE PARTNERS COM 118230101 520 10842 SH SOLE NONE CBRE CLARION GLBL REAL COM 12504G100 234 26400 SH SOLE NONE CALIFORNIA WTR SVC GROUPCOM 130788102 316 16930 SH SOLE NONE CAMAC ENERGY INC COM 131745101 45 95200 SH SOLE NONE CAMCO FINANCIAL CORP COM 132618109 29 15544 SH SOLE NONE CAPSTONE TURBINE CORP COM 14067D102 20 19500 SH SOLE NONE CAREFUSION CORP COM 14170T101 911 32080 SH SOLE NONE CEMEX SAB DE C.V. ADR COM 151290889 129 15490 SH SOLE NONE CENTERPOINT ENERGY INC COM 15189T107 1786 83862 SH SOLE NONE CENTERSTATE BANKS INC COM 15201P109 467 52300 SH SOLE NONE CENTRAL FEDERAL CORP NEWCOM 15346Q202 119 81500 SH SOLE NONE CENTURYLINK INC COM 156700106 457 11300 SH SOLE NONE CHESAPEAKE UTILS CORP COM 165303108 3598 75971 SH SOLE NONE CHICAGO BRIDGE IRON NY COM 167250109 328 8600 SH SOLE NONE CHINA XD PLASTICS CO LTDCOM 16948F107 54 14050 SH SOLE NONE CODEXIS INC COM 192005106 113 37400 SH SOLE NONE COHEN STEERS GLOBAL COM 19248M103 726 66761 SH SOLE NONE COMPASS DIVERSIFIED HLDGCOM 20451Q104 3809 257732 SH SOLE NONE COMSTOCK RES INC COM 205768203 525 28569 SH SOLE NONE CONCORD MEDICAL SVCS ADRCOM 206277105 729 194409 SH SOLE NONE CONNECTICUT WTR SVC INC COM 207797101 2582 80925 SH SOLE NONE CONOCOPHILLIPS COM 20825C104 1290 22554 SH SOLE NONE COWEN GROUP INC NEW CL ACOM 223622101 186 68700 SH SOLE NONE CUBIC CORPORATION COMMONCOM 229669106 1365 27265 SH SOLE NONE DNP SELECT INCOME COM 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15490 SH SOLE NONE FACEBOOK INC CL A COM 30303M102 260 12000 SH SOLE NONE FIRST TR ENERGY INCM FD COM 33738G104 2522 83904 SH SOLE NONE FIRSTENERGY CORP COM 337932107 1406 31879 SH SOLE NONE FOREST OIL CORP NEW COM 346091705 215 25500 SH SOLE NONE FRANCE TELECOM COM 35177Q105 214 17479 SH SOLE NONE FRPRT-MCMRN CPPR GLD B COM 35671D857 340 8595 SH SOLE NONE FRISCHS RESTAURANTS INC COM 358748101 294 14800 SH SOLE NONE GENERAL ELECTRIC CO COM 369604103 431 18994 SH SOLE NONE GUANGSHEN RY LTD COM 40065W107 669 42345 SH SOLE NONE HCP INC COM 40414L109 538 12095 SH SOLE NONE HARRIS CORP DEL COM 413875105 887 17309 SH SOLE NONE HAVERTY FURNITURE COM 419596101 248 17900 SH SOLE NONE HAWKINS INC COM 420261109 306 7366 SH SOLE NONE HECKMANN CORP COM 422680108 1799 428375 SH SOLE NONE HEINZ H J CO COMMON COM 423074103 376 6720 SH SOLE NONE HOSPIRA INC COM 441060100 688 20950 SH SOLE NONE INTEL CORP COM 458140100 258 11389 SH SOLE NONE INTELLICHECK MOBILISA COM 45817G102 19 11500 SH SOLE NONE INTL BUSINESS MACH CORP COM 459200101 232 1118 SH SOLE NONE INTL PAPER CO COM 460146103 337 9280 SH SOLE NONE INVENTURE FOODS INC COM 461212102 741 130200 SH SOLE NONE ITC HOLDINGS CORP COM 465685105 1004 13289 SH SOLE NONE JOHNSON JOHNSON COM 478160104 1427 20705 SH SOLE NONE KANSAS CITY SOUTHERN COM 485170302 1508 19900 SH SOLE NONE KEATING CAP INC COM 48722R106 107 15055 SH SOLE NONE KINDER MORGAN ENERGY COM 494550106 585 7088 SH SOLE NONE KINDER MORGAN MGMT LLC COM 49455U100 2440 31931 SH SOLE NONE KINDER MORGAN INC DEL COM 49456B101 1213 34145 SH SOLE NONE KINDER MORGAN WTS W/I COM 49456B119 168 48278 SH SOLE NONE LCNB CORP COM 50181P100 559 41732 SH SOLE NONE LACELEDE GROUP INC COM 505597104 2775 64535 SH SOLE NONE LAYNE CHRISTENSON CO COM 521050104 1746 89015 SH SOLE NONE LEGGETT & PLATT INC COM 524660107 235 9400 SH SOLE NONE LEUCADIA NATL CORP COM 527288104 1569 68973 SH SOLE NONE LIBERTY MEDIA CORP NEW COM 530322106 318 3057 SH SOLE NONE LIMONEIRA CO COM 532746104 766 41560 SH 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NONE NII HLDGS INC CL B COM 62913F201 98 12525 SH SOLE NONE NRG ENERGY INC COM 629377508 274 12800 SH SOLE NONE NAM TAI ELECTRS PAR COM 629865205 425 39600 SH SOLE NONE NATL FUEL GAS CO COM 636180101 3935 72811 SH SOLE NONE NEUBERGER BERMAN HIGH COM 64128C106 435 28527 SH SOLE NONE NEWFIELD EXPL COMPANY COM 651290108 615 19625 SH SOLE NONE NEXTERA ENERGY INC COM 65339F101 1093 15542 SH SOLE NONE NOVO NORDISK A S ADR COM 670100205 2200 13939 SH SOLE NONE NUVEEN EQUITY PREMIUM COM 6706ER101 404 32150 SH SOLE NONE NUV DIV ADV MUN INCM FD COM 67071L106 221 13872 SH SOLE NONE NUVEEN QUAL PFD INC FD 2COM 67072C105 112 11742 SH SOLE NONE NUVEEN PREFERRED INCOME COM 67073B106 154 15632 SH SOLE NONE NV ENERGY INC COM 67073Y106 1049 58244 SH SOLE NONE NUVEEN MUN OPPTY FD INC COM 670984103 273 17470 SH SOLE NONE OMNICARE INC COM 681904108 219 6450 SH SOLE NONE PG E CORPORATION COM 69331C108 334 7833 SH SOLE NONE PEPCO HOLDINGS INC COM 713291102 506 26777 SH SOLE NONE PEPSICO INCORPORATED COM 713448108 2065 29175 SH SOLE NONE PFIZER INCORPORATED COM 717081103 1278 51427 SH SOLE NONE PHILIP MORRIS INTL INC COM 718172109 600 6672 SH SOLE NONE PIKE ELECTRIC CORP COM 721283109 607 76400 SH SOLE NONE PITNEY BOWES INC COM 724479100 189 13680 SH SOLE NONE PORTLAND GENERAL ELEC COM 736508847 1581 58467 SH SOLE NONE PWRSHR PREFERED PROT ETFCOM 73936T565 3906 264300 SH SOLE NONE PROCTER GAMBLE CO COM 742718109 242 3495 SH SOLE NONE PROSPECT CAPITAL CORP COM 74348T102 122 10575 SH SOLE NONE PROVIDENCE & WORCESTER COM 743737108 1105 82723 SH SOLE NONE QC HOLDINGS INC COM 74729T101 91 26000 SH SOLE NONE QEP RESOURCES INC COM 74733V100 1741 54984 SH SOLE NONE QUESTAR CORP COM 748356102 2147 105603 SH SOLE NONE RGC RESOURCES INC COM 74955L103 1622 89851 SH SOLE NONE RAYTHEON COMPANY COM 755111507 614 10740 SH SOLE NONE REYNOLDS AMERICAN INC COM 761713106 339 7823 SH SOLE NONE ROCHESTER MEDICAL CORP COM 771497104 1071 90700 SH SOLE NONE RURBAN FINANCIAL CORP COM 78176P108 121 17800 SH SOLE NONE S J W CORP COM 784305104 3581 141205 SH SOLE NONE SANFILIPPO JOHN B SON COM 800422107 225 17250 SH SOLE NONE SEMPRA ENERGY COM 816851109 971 15054 SH SOLE NONE SO JERSEY IND INC COM 838518108 2053 38780 SH SOLE NONE SOUTHERN COMPANY COM 842587107 279 6061 SH SOLE NONE SPECTRA ENERGY CORP COM 847560109 471 16053 SH SOLE NONE STATOIL ASA COM 85771P102 1305 50610 SH SOLE NONE SUNCOR ENERGY INC NEW COM 867224107 703 21392 SH SOLE NONE SUNOCO LOGISTICS PARTNERCOM 86764L108 417 8933 SH SOLE NONE SWISS HELVETIA FUND INC COM 870875101 1318 122418 SH SOLE NONE TANGER FACTRY OUTLET CTRCOM 875465106 278 8600 SH SOLE NONE TELEFONICA SA COM 879382208 475 35800 SH SOLE NONE THERMO FISHER SCI INC COM 883556102 466 7917 SH SOLE NONE THOMPSON CREEK METALS COM 884768102 103 36300 SH SOLE NONE TIANYIN PHARMACETICAL COM 88630M104 68 111400 SH SOLE NONE TORTOISE ENERGY INFRA COM 89147L100 910 22477 SH SOLE NONE TOTAL S.A. SPONS ADR COM 89151E109 1133 22610 SH SOLE NONE TRANSALTA CORP COM 89346D107 403 26376 SH SOLE NONE UGI CORP NEW COM 902681105 1254 39505 SH SOLE NONE UMH PROPERTIES INC COM 903002103 292 24400 SH SOLE NONE UQM TECHNOLOGIES INC COM 903213106 15 13000 SH SOLE NONE ULTRA PETROLEUM CORP COM 903914109 641 29160 SH SOLE NONE UNITIL CORP COM 913259107 2332 85671 SH SOLE NONE VANGUARD SHORT TERM BONDCOM 921937827 269 3300 SH SOLE NONE VEOLIA ENVIRONMENT COM 92334N103 294 27185 SH SOLE NONE VERIZON COMMUNICATIONS COM 92343V104 1138 24975 SH SOLE NONE VERSAR INC COM 925297103 377 112200 SH SOLE NONE VILLAGE SUPER MKT INC COM 927107409 581 15794 SH SOLE NONE VODAFONE GROUP SPONS ADRCOM 92857W209 2187 76743 SH SOLE NONE VULCAN MATERIALS CO COM 929160109 1175 24837 SH SOLE NONE WAL-MART STORES INC COM 931142103 504 6830 SH SOLE NONE WALLGREEN COMPANY COM 931422109 1351 37080 SH SOLE NONE WALTER ENERGY INC COM 93317Q105 696 21454 SH SOLE NONE WATSCO INC COM 942622200 250 3293 SH SOLE NONE WILEY & SONS INC CL A COM 968223206 1296 28211 SH SOLE NONE WILLIAMS COMPANIE INC COM 969457100 1044 29857 SH SOLE NONE WPX ENERGY INC COM 98212B103 252 15190 SH SOLE NONE XEROX CORP COM 984121103 303 41236 SH SOLE NONE XYLEM INC COM 98419M100 2605 103565 SH SOLE NONE WILLI G FOOD INTL LTD COM M52523103 102 24950 SH SOLE NONE