0001703644-17-000036.txt : 20171010
0001703644-17-000036.hdr.sgml : 20171010
20171010170611
ACCESSION NUMBER: 0001703644-17-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171006
FILED AS OF DATE: 20171010
DATE AS OF CHANGE: 20171010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38124
FILM NUMBER: 171131093
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TWO HARBORS OPERATING Co LLC
CENTRAL INDEX KEY: 0001563628
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38124
FILM NUMBER: 171131091
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capitol Acquisition Corp
CENTRAL INDEX KEY: 0001406982
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38124
FILM NUMBER: 171131092
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 612.629.2500
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Point Mortgage Trust Inc.
CENTRAL INDEX KEY: 0001703644
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 364-3200
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
wf-form4_150766955776498.xml
FORM 4
X0306
4
2017-10-06
0
0001703644
Granite Point Mortgage Trust Inc.
GPMT
0001465740
TWO HARBORS INVESTMENT CORP.
590 MADISON AVENUE
36TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001406982
Capitol Acquisition Corp
601 CARLSON PARKWAY
SUITE 1400
MINNETONKA
MN
55305
0
0
1
0
0001563628
TWO HARBORS OPERATING Co LLC
590 MADISON AVENUE
36TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common stock, par value $0.01 per share
2017-10-06
4
P
0
900
18.96
A
33382646
I
See footnote
Common stock, par value $0.01 per share
2017-10-09
4
P
0
4788
18.9587
A
33387434
I
See footnote
Common stock, par value $0.01 per share
2017-10-10
4
P
0
884
18.96
A
33388318
I
See footnote
The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.
The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 317,318 shares were held by Capitol.
Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.95 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
/s/ Two Harbors Investment Corp., By: Thomas Siering, President and Chief Executive Officer
2017-10-10
/s/ Capitol Acquisition Corp.
By: Thomas Siering, President and Chief Executive Officer
2017-10-10
/s/ Two Harbors Operating Company LLC, By: Thomas Siering, President and Chief Executive Officer
2017-10-10