0001703644-17-000036.txt : 20171010 0001703644-17-000036.hdr.sgml : 20171010 20171010170611 ACCESSION NUMBER: 0001703644-17-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171006 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38124 FILM NUMBER: 171131093 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TWO HARBORS OPERATING Co LLC CENTRAL INDEX KEY: 0001563628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38124 FILM NUMBER: 171131091 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capitol Acquisition Corp CENTRAL INDEX KEY: 0001406982 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38124 FILM NUMBER: 171131092 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 612.629.2500 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Point Mortgage Trust Inc. CENTRAL INDEX KEY: 0001703644 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 364-3200 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_150766955776498.xml FORM 4 X0306 4 2017-10-06 0 0001703644 Granite Point Mortgage Trust Inc. GPMT 0001465740 TWO HARBORS INVESTMENT CORP. 590 MADISON AVENUE 36TH FLOOR NEW YORK NY 10022 0 0 1 0 0001406982 Capitol Acquisition Corp 601 CARLSON PARKWAY SUITE 1400 MINNETONKA MN 55305 0 0 1 0 0001563628 TWO HARBORS OPERATING Co LLC 590 MADISON AVENUE 36TH FLOOR NEW YORK NY 10022 0 0 1 0 Common stock, par value $0.01 per share 2017-10-06 4 P 0 900 18.96 A 33382646 I See footnote Common stock, par value $0.01 per share 2017-10-09 4 P 0 4788 18.9587 A 33387434 I See footnote Common stock, par value $0.01 per share 2017-10-10 4 P 0 884 18.96 A 33388318 I See footnote The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters. The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 317,318 shares were held by Capitol. Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.95 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. /s/ Two Harbors Investment Corp., By: Thomas Siering, President and Chief Executive Officer 2017-10-10 /s/ Capitol Acquisition Corp. By: Thomas Siering, President and Chief Executive Officer 2017-10-10 /s/ Two Harbors Operating Company LLC, By: Thomas Siering, President and Chief Executive Officer 2017-10-10