0001628280-22-002328.txt : 20220211 0001628280-22-002328.hdr.sgml : 20220211 20220211161359 ACCESSION NUMBER: 0001628280-22-002328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220210 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collins John Matthew CENTRAL INDEX KEY: 0001887165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 22621053 MAIL ADDRESS: STREET 1: C/O CALIX, INC. STREET 2: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_164461401427024.xml FORM 4 X0306 4 2022-02-10 0 0001406666 CALIX, INC (CALX) 0001887165 Collins John Matthew C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 0 1 0 0 EVP, Commercial Operations Stock Option (right to buy) 36.74 2022-02-10 4 A 0 116520 0 A 2031-02-11 Common Stock 116520.0 116520 D Stock Option (right to buy) 55.96 2022-02-10 4 A 0 125000 0 A 2023-02-10 2032-02-10 Common Stock 125000.0 125000 D On February 11, 2021, the reporting person was awarded a performance-based nonqualified stock option grant covering 120,000 shares of common stock. On February 10, 2022, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 97.1% of the grant had been achieved, resulting in a nonqualified stock option award of 116,520 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 11, 2022; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 11, 2022. 25% of each option grant will vest on the one-year anniversary of the grant date, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the employee's continued employment with Calix through the applicable vesting dates. Notwithstanding the foregoing, no shares issued upon exercise of the grant may be transferred in any manner prior to the second anniversary of the date such shares vested. /s/ Tom Gemetti as Attorney-in-fact for John Matthew Collins 2022-02-11