0001628280-22-002328.txt : 20220211
0001628280-22-002328.hdr.sgml : 20220211
20220211161359
ACCESSION NUMBER: 0001628280-22-002328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220210
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins John Matthew
CENTRAL INDEX KEY: 0001887165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 22621053
MAIL ADDRESS:
STREET 1: C/O CALIX, INC.
STREET 2: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-514-3000
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
4
1
wf-form4_164461401427024.xml
FORM 4
X0306
4
2022-02-10
0
0001406666
CALIX, INC
(CALX)
0001887165
Collins John Matthew
C/O CALIX, INC.
2777 ORCHARD PARKWAY
SAN JOSE
CA
95134
0
1
0
0
EVP, Commercial Operations
Stock Option (right to buy)
36.74
2022-02-10
4
A
0
116520
0
A
2031-02-11
Common Stock
116520.0
116520
D
Stock Option (right to buy)
55.96
2022-02-10
4
A
0
125000
0
A
2023-02-10
2032-02-10
Common Stock
125000.0
125000
D
On February 11, 2021, the reporting person was awarded a performance-based nonqualified stock option grant covering 120,000 shares of common stock. On February 10, 2022, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 97.1% of the grant had been achieved, resulting in a nonqualified stock option award of 116,520 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 11, 2022; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 11, 2022.
25% of each option grant will vest on the one-year anniversary of the grant date, with the remainder vesting quarterly thereafter in substantially equal installments over the next 36 months, subject to the employee's continued employment with Calix through the applicable vesting dates. Notwithstanding the foregoing, no shares issued upon exercise of the grant may be transferred in any manner prior to the second anniversary of the date such shares vested.
/s/ Tom Gemetti as Attorney-in-fact for John Matthew Collins
2022-02-11