0001406666-18-000039.txt : 20180515 0001406666-18-000039.hdr.sgml : 20180515 20180515210556 ACCESSION NUMBER: 0001406666-18-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180511 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANTS J DANIEL CENTRAL INDEX KEY: 0001626681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 18838636 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 210 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 BUSINESS PHONE: 707-766-3000 MAIL ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_152643269434229.xml FORM 4 X0306 4 2018-05-11 0 0001406666 CALIX, INC (CALX) 0001626681 PLANTS J DANIEL C/O CALIX, INC. 1035 N. MCDOWELL BLVD. PETALUMA CA 94954 1 0 0 0 Common Stock 2018-05-11 4 P 0 139250 6.39 A 1153044 I Owned by Voce Capital Management LLC Common Stock 27586 D Shares purchased between $6.375 and $6.425 per share at a weighted average price of $6.39. The Reporting Person will provide full information regarding the number of shares purchased at each purchase price upon request. Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Amount of securities beneficially owned includes 27,586 unvested restricted stock units. /s/ Suzanne Tom as Attorney-in-Fact for J. Daniel Plants 2018-05-15