0001406666-18-000022.txt : 20180316 0001406666-18-000022.hdr.sgml : 20180316 20180316171543 ACCESSION NUMBER: 0001406666-18-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180314 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANTS J DANIEL CENTRAL INDEX KEY: 0001626681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 18696619 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 210 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 BUSINESS PHONE: 707-766-3000 MAIL ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_152123491902778.xml FORM 4 X0306 4 2018-03-14 0 0001406666 CALIX, INC (CALX) 0001626681 PLANTS J DANIEL C/O CALIX, INC. 1035 N. MCDOWELL BLVD. PETALUMA CA 94954 1 0 0 0 Common Stock 2018-03-14 4 A 0 27586 0 A 27586 D Common Stock 1013794 I Owned by Voce Capital Management LLC Represents an automatic initial grant of restricted stock units ("RSUs") that will vest in full on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the issuer's common stock. Amount of securities beneficially owned includes 27,586 unvested RSUs. Shares held by Voce Capital Management, LLC. Mr. Plants is managing member of Voce Capital Management, LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. /s/ Sheila Cheung as Attorney-in-Fact for J. Daniel Plants 2018-03-16