0001406666-18-000022.txt : 20180316
0001406666-18-000022.hdr.sgml : 20180316
20180316171543
ACCESSION NUMBER: 0001406666-18-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180314
FILED AS OF DATE: 20180316
DATE AS OF CHANGE: 20180316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANTS J DANIEL
CENTRAL INDEX KEY: 0001626681
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 18696619
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 210
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1035 N MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 95954
BUSINESS PHONE: 707-766-3000
MAIL ADDRESS:
STREET 1: 1035 N MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 95954
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
4
1
wf-form4_152123491902778.xml
FORM 4
X0306
4
2018-03-14
0
0001406666
CALIX, INC
(CALX)
0001626681
PLANTS J DANIEL
C/O CALIX, INC.
1035 N. MCDOWELL BLVD.
PETALUMA
CA
94954
1
0
0
0
Common Stock
2018-03-14
4
A
0
27586
0
A
27586
D
Common Stock
1013794
I
Owned by Voce Capital Management LLC
Represents an automatic initial grant of restricted stock units ("RSUs") that will vest in full on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the issuer's common stock.
Amount of securities beneficially owned includes 27,586 unvested RSUs.
Shares held by Voce Capital Management, LLC. Mr. Plants is managing member of Voce Capital Management, LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
/s/ Sheila Cheung as Attorney-in-Fact for J. Daniel Plants
2018-03-16