0001406666-17-000044.txt : 20170517 0001406666-17-000044.hdr.sgml : 20170517 20170517171959 ACCESSION NUMBER: 0001406666-17-000044 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 17852670 BUSINESS ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 BUSINESS PHONE: 707-766-3000 MAIL ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 8-K 1 form8-k2017annualmeetingre.htm 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 17, 2017
CALIX, INC.
(Exact name of Registrant as specified in its charter)
 
 
 
 
 
 
Delaware
 
001-34674
 
68-0438710
(State or other jurisdiction
of incorporation)
 
(Commission
File No.)
 
(I.R.S. Employer
Identification No.)
 
 
 
1035 N. McDowell Boulevard, Petaluma, California
 
94954
(Address of principal executive offices)
 
(Zip Code)
(707) 766-3000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging Growth Company
 
o
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act).  o



Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
At a regularly scheduled meeting of the Board of Directors (the “Board”) of Calix, Inc. (the “Company”) held on March 30, 2017, the Board determined to move one of the directors from Class II (with a term expiring at the 2018 annual meeting of stockholders) to Class III (with a term expiring at the 2019 annual meeting of stockholders) following the retirement of Mr. Thomas Pardun from the Board on May 17, 2017 to achieve a more equal balance of membership among the three classes of directors. Accordingly, on May 17, 2017, Mr. Carl Russo resigned as a Class II director and was immediately re-appointed to the Board as a Class III director. The resignation and reappointment of Mr. Russo was effected solely to satisfy the requirements of the Delaware General Corporation Law, and for all other purposes, Mr. Russo’s service on the Board is deemed to have continued uninterrupted.

Item 5.07 Submission of Matters to a Vote of Security Holders.
At the annual meeting of stockholders of the Company on May 17, 2017, the stockholders approved the following proposals, casting their votes as follows:
Proposal 1: To elect two Class I directors to the Calix Board to serve until the 2020 annual meeting of stockholders or until their successors are elected:
Nominee
For
Withheld
Broker Non-Votes
Kevin DeNuccio
19,346,380
13,367,341
12,106,312
Michael Matthews
32,313,435
400,286
12,106,312
Proposal 2: To approve the Amended and Restated Employee Stock Purchase Plan (“ESPP”) to increase the number of shares of common stock issuable under the ESPP by 3,000,000:
For
Against
Abstained
Broker Non-Votes
32,617,558
80,352
15,811
12,106,312
Proposal 3: To approve the 2017 Nonqualified Employee Stock Purchase Plan:
For
Against
Abstained
Broker Non-Votes
32,436,610
261,337
15,774
12,106,312
Proposal 4: To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers:
For
Against
Abstained
Broker Non-Votes
32,090,090
607,827
15,804
12,106,312
Proposal 5: To approve, on a non-binding, advisory basis, the frequency of future advisory votes to approve the compensation of the Company’s named executive officers:
1 Year
2 Years
3 Years
Abstained
Broker Non-Votes
26,728,242
16,208
5,957,860
11,411
12,106,312
Proposal 6: To ratify the selection of KPMG LLP as Calix’s independent registered public accounting firm for the fiscal year ending December 31, 2017:
For
Against
Abstained
44,627,501
58,781
133,751


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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:
May 17, 2017
 
 
 
 
CALIX, INC.
 
 
 
 
 
 
 
 
 
 
 
By:
 
/s/ Carl Russo
 
 
 
 
 
 
 
 
Carl Russo
 
 
 
 
 
 
 
 
Chief Executive Officer


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