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Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001104659-23-092085
Filing Date
2023-08-16
Accepted
2023-08-15 19:07:10
Documents
1

Document Format Files

Seq Description Document Type Size
1 40-APP/A tm2323824d1_40appa.htm 40-APP/A 360025
  Complete submission text file 0001104659-23-092085.txt   386720
Mailing Address BROOKFIELD PLACE 225 LIBERTY STREET, 43RD FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 225 LIBERTY STREET, 43RD FLOOR NEW YORK NY 10281 2125498400
Brookfield Public Securities Group LLC (Filer) CIK: 0001273887 (see all company filings)

IRS No.: 133519673 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-39 | Film No.: 231176135

Mailing Address 73 FRONT STREET HAMILTON D0 HM12
Business Address 73 FRONT STREET HAMILTON D0 HM12 441 296-4480
Brookfield Infrastructure Partners L.P. (Filer) CIK: 0001406234 (see all company filings)

IRS No.: 000000000 | State of Incorp.: D0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-12 | Film No.: 231176147
SIC: 4400 Water Transportation

Mailing Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3
Business Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3 416 956-5812
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP (Filer) CIK: 0001504716 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 98 | File No.: 812-15415-13 | Film No.: 231176148

Mailing Address 73 FRONT STREET FIFTH FLOOR HAMILTON D0 HM 12
Business Address 73 FRONT STREET FIFTH FLOOR HAMILTON D0 HM 12 441-294-3304
Brookfield Renewable Partners L.P. (Filer) CIK: 0001533232 (see all company filings)

IRS No.: 000000000 | State of Incorp.: D0 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-11 | Film No.: 231176146
SIC: 4911 Electric Services

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-A (CR), L.P. (Filer) CIK: 0001660477 (see all company filings)

IRS No.: 475479203 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-03 | Film No.: 231176138

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-D (CR), L.P. (Filer) CIK: 0001660478 (see all company filings)

IRS No.: 475541359 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-02 | Film No.: 231176137

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-D, L.P. (Filer) CIK: 0001660479 (see all company filings)

IRS No.: 475491378 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-04 | Film No.: 231176139

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-B, L.P. (Filer) CIK: 0001660481 (see all company filings)

IRS No.: 475491378 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-05 | Film No.: 231176140

Mailing Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023
Business Address C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund III-A, L.P. (Filer) CIK: 0001660482 (see all company filings)

IRS No.: 475491378 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-06 | Film No.: 231176141

Mailing Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023
Business Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners L.P. (Filer) CIK: 0001742013 (see all company filings)

IRS No.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-37 | Film No.: 231176133

Mailing Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023
Business Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (NUS) L.P. (Filer) CIK: 0001742016 (see all company filings)

IRS No.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-35 | Film No.: 231176131

Mailing Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023
Business Address BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (TE) L.P. (Filer) CIK: 0001742021 (see all company filings)

IRS No.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-36 | Film No.: 231176132

Mailing Address 6, RUE EUGENE RUPPERT LUXEMBOURG N4 L-2353
Business Address 6, RUE EUGENE RUPPERT LUXEMBOURG N4 L-2353 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (ER) SCSp (Filer) CIK: 0001742246 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-32 | Film No.: 231176128

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund IV-C, L.P. (Filer) CIK: 0001755439 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-25 | Film No.: 231176121

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund IV-B, L.P. (Filer) CIK: 0001755440 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-26 | Film No.: 231176122

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund IV-A, L.P. (Filer) CIK: 0001755441 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-27 | Film No.: 231176123

Mailing Address 19, RUE EUGENE RUPPORT LUXEMBOURG N4 L-2453
Business Address 19, RUE EUGENE RUPPORT LUXEMBOURG N4 L-2453 (212) 417-7000
Brookfield Infrastructure Fund IV (ER) SCSp (Filer) CIK: 0001758169 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-24 | Film No.: 231176120

Mailing Address C/O BID I GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address C/O BID I GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 814-5709
Brookfield Infrastructure Debt Fund II LP (Filer) CIK: 0001800393 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-08 | Film No.: 231176143

Mailing Address BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 814-5709
Brookfield Infrastructure Debt Fund II-A LP (Filer) CIK: 0001800672 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-07 | Film No.: 231176142

Mailing Address C/O BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address C/O BID II-A GP, LTD C/O MAPLES CORP SVCS LTD, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 814-5709
Brookfield Infrastructure Debt Fund II-B LP (Filer) CIK: 0001800978 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-31 | Film No.: 231176127

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund-B, L.P. (Filer) CIK: 0001860572 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-18 | Film No.: 231176114

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund-C, L.P. (Filer) CIK: 0001860573 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-17 | Film No.: 231176113

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund (ER) SCSp (Filer) CIK: 0001860574 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-16 | Film No.: 231176112

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 (212) 417-7000
Brookfield Global Transition Fund-A, L.P. (Filer) CIK: 0001860987 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-19 | Film No.: 231176115

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (CAN) TE L.P. (Filer) CIK: 0001914995 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-33 | Film No.: 231176129

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Super-Core Infrastructure Partners (CAN) L.P. (Filer) CIK: 0001914996 (see all company filings)

IRS No.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-34 | Film No.: 231176130

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V-A, L.P. (Filer) CIK: 0001915438 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-22 | Film No.: 231176118

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V-B, L.P. (Filer) CIK: 0001915439 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-21 | Film No.: 231176117

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V-C, L.P. (Filer) CIK: 0001915440 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-20 | Film No.: 231176116

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281-1023 (212) 417-7000
Brookfield Infrastructure Fund V (ER) SCSp (Filer) CIK: 0001915555 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-23 | Film No.: 231176119

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 914-5977
Brookfield Infrastructure Debt Fund III-A LP (Filer) CIK: 0001923592 (see all company filings)

IRS No.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-29 | Film No.: 231176125

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 914-5977
Brookfield Infrastructure Debt Fund III LP (Filer) CIK: 0001923593 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-30 | Film No.: 231176126

Mailing Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104
Business Address MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 (345) 914-5977
Brookfield Infrastructure Debt Fund III-B LP (Filer) CIK: 0001923594 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-28 | Film No.: 231176124

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 2125498400
BROOKFIELD REAL ASSETS HYBRID ACCESS TRUST (CANADA) (Filer) CIK: 0001931544 (see all company filings)

IRS No.: 000000000 | State of Incorp.: A6 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-14 | Film No.: 231176149

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 2125498400
BROOKFIELD PRIVATE REAL ASSETS MASTER FUND L.P. (Filer) CIK: 0001931548 (see all company filings)

IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-01 | Film No.: 231176136

Mailing Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281
Business Address BROOKFIELD PLACE 250 VESEY STREET, 15TH FLOOR NEW YORK NY 10281 2125498400
Brookfield PSG ICAV - BROOKFIELD PRIVATE REAL ASSETS QIAIF FUND (Filer) CIK: 0001931749 (see all company filings)

IRS No.: 000000000 | State of Incorp.: L2 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-15 | Film No.: 231176150

Mailing Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449
Business Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449 (212) 417-7000
Brookfield Infrastructure Debt Fund Europe II-A SCSp RAIF (Filer) CIK: 0001941168 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-09 | Film No.: 231176144

Mailing Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449
Business Address 26A, BOULEVARD ROYAL LUXEMBOURG N4 L-2449 (212) 417-7000
Brookfield Infrastructure Debt Fund Europe II SCSp (Filer) CIK: 0001941169 (see all company filings)

IRS No.: 000000000 | State of Incorp.: N4 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-10 | Film No.: 231176145

Mailing Address 250 VESEY STREET 15TH FLOOR NEW YORK NY 10281
Business Address 250 VESEY STREET 15TH FLOOR NEW YORK NY 10281 212-417-7000
Brookfield Infrastructure Income Fund Inc. (Filer) CIK: 0001955857 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415 | Film No.: 231176111

Mailing Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3
Business Address BROOKFIELD PLACE, SUITE 100 181 BAY STREET TORONTO A6 M5F 2T3 2124717000
Brookfield Renewable Energy Group LLC (Filer) CIK: 0001966545 (see all company filings)

IRS No.: 000000000 | State of Incorp.: NY | Fiscal Year End: 1231
Type: 40-APP/A | Act: 98 | File No.: 812-15415-38 | Film No.: 231176134