0001968582-24-000335.txt : 20240429 0001968582-24-000335.hdr.sgml : 20240429 20240429160202 ACCESSION NUMBER: 0001968582-24-000335 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240429 DATE AS OF CHANGE: 20240429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 24890488 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Sepulveda Carlos M CENTRAL INDEX KEY: 0001405703 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 3900 DALLAS PARKWAY STREET 2: SUITE 500 CITY: PLANO STATE: TX ZIP: 75093 144 1 primary_doc.xml 144 0001405703 XXXXXXXX LIVE 0001539638 Triumph Financial, Inc. 001-36722 12700 Park Central Drive, Suite 1700 Dallas TX 75251 214-365-6900 Carlos Sepulveda Affiliate Common Stock J.P. Morgan Securities LLC

390 Madison Avenue - 6th Floor New York NY 10017

16000 1137120 23334719 04/29/2024 NASDAQ Common Stock 01/28/2013 Purchased from company in PPM Issuer N 16000 01/28/2013 Cash Y 04/29/2024 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Carlos Sepulveda