0001418100-20-000119.txt : 20201001 0001418100-20-000119.hdr.sgml : 20201001 20201001171227 ACCESSION NUMBER: 0001418100-20-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201001 DATE AS OF CHANGE: 20201001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Shefali A CENTRAL INDEX KEY: 0001405622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 201217027 MAIL ADDRESS: STREET 1: C/O AVAYA STREET 2: ONE PENN PLAZA, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 261119726 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 4655 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 4 1 wf-form4_160158673408494.xml FORM 4 X0306 4 2020-09-30 0 0001418100 Avaya Holdings Corp. AVYA 0001405622 Shah Shefali A C/O AVAYA HOLDINGS CORP. 4655 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 0 1 0 0 EVP, CAO and General Counsel Common Stock, par value $0.01 per share 2020-09-30 4 M 0 10146 A 95235 D Common Stock, par value $0.01 per share 2020-09-30 4 F 0 3878 15.06 D 91357 D Common Stock - Restricted Stock Units 72968 D Restricted Stock Units 2020-09-30 4 M 0 10146 0 D Common Stock, par value $0.01 per share 10146.0 10146 D Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II. These securities represent the total number of Common Stock owned, which includes 1,208 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP. These securities consists of 72,968 Restricted Stock Units previously reported on a Form 4 in Table I. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of Common Stock. These Restricted Stock Units were granted on December 15, 2017 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan. Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I. 33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter. /s/ Danielle Bagatta, as attorney in fact for Shefali Shah 2020-10-01