0001418100-20-000119.txt : 20201001
0001418100-20-000119.hdr.sgml : 20201001
20201001171227
ACCESSION NUMBER: 0001418100-20-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201001
DATE AS OF CHANGE: 20201001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Shefali A
CENTRAL INDEX KEY: 0001405622
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38289
FILM NUMBER: 201217027
MAIL ADDRESS:
STREET 1: C/O AVAYA
STREET 2: ONE PENN PLAZA, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avaya Holdings Corp.
CENTRAL INDEX KEY: 0001418100
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 261119726
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 4655 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: (908) 953-6000
MAIL ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 4655 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: Sierra Holdings Corp
DATE OF NAME CHANGE: 20071109
4
1
wf-form4_160158673408494.xml
FORM 4
X0306
4
2020-09-30
0
0001418100
Avaya Holdings Corp.
AVYA
0001405622
Shah Shefali A
C/O AVAYA HOLDINGS CORP.
4655 GREAT AMERICA PARKWAY
SANTA CLARA
CA
95054
0
1
0
0
EVP, CAO and General Counsel
Common Stock, par value $0.01 per share
2020-09-30
4
M
0
10146
A
95235
D
Common Stock, par value $0.01 per share
2020-09-30
4
F
0
3878
15.06
D
91357
D
Common Stock - Restricted Stock Units
72968
D
Restricted Stock Units
2020-09-30
4
M
0
10146
0
D
Common Stock, par value $0.01 per share
10146.0
10146
D
Restricted Stock Units convert into common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock") on a one-for-one basis. These shares of Common Stock represent Restricted Stock Units that have vested as set forth in Table II.
These securities represent the total number of Common Stock owned, which includes 1,208 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.
These securities consists of 72,968 Restricted Stock Units previously reported on a Form 4 in Table I.
Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of Common Stock. These Restricted Stock Units were granted on December 15, 2017 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan.
Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.
33.33% of these Restricted Stock Units vested on December 15, 2018 and 8.33% vest on the last day of each quarter thereafter.
/s/ Danielle Bagatta, as attorney in fact for Shefali Shah
2020-10-01