0001140361-22-045130.txt : 20221209 0001140361-22-045130.hdr.sgml : 20221209 20221209172026 ACCESSION NUMBER: 0001140361-22-045130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221207 FILED AS OF DATE: 20221209 DATE AS OF CHANGE: 20221209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorkin David CENTRAL INDEX KEY: 0001494539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 221455659 MAIL ADDRESS: STREET 1: C/O KKR & CO. INC. STREET 2: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 881203639 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 4 1 form4.xml X0306 4 2022-12-07 0001404912 KKR & Co. Inc. KKR 0001494539 Sorkin David C/O KKR & CO. INC. 30 HUDSON YARDS NEW YORK NY 10001 true Chief Legal Officer Restricted Holdings Units 2022-12-07 4 D 0 150000 D Common Stock 150000 150000 D On December 7, 2022, the Board of Directors (the "Board") of KKR & Co. Inc. (the "Company" and together with its subsidiaries, "KKR") approved the vesting of equity awards representing 150,000 shares of the Company's common stock previously granted to David Sorkin, the Company's Chief Legal Officer, pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, on May 1, 2026, without requiring his continued employment with KKR through May 1, 2026. After vesting, these equity awards will be subject to the Company's customary 1- and 2-year transfer restrictions. As part of the Board's approval, the remaining 150,000 equity awards previously granted as part of a 300,000 equity award grant to Mr. Sorkin were immediately forfeited. /s/ Christopher Lee, Attorney-in-fact 2022-12-09