0001140361-22-036168.txt : 20221004 0001140361-22-036168.hdr.sgml : 20221004 20221004212808 ACCESSION NUMBER: 0001140361-22-036168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221003 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sudol Kathryn King CENTRAL INDEX KEY: 0001940412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 221294281 MAIL ADDRESS: STREET 1: C/O KKR & CO. INC. STREET 2: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 881203639 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 4 1 form4.xml FORM 4 X0306 4 2022-10-03 0001404912 KKR & Co. Inc. KKR 0001940412 Sudol Kathryn King C/O KKR & CO. INC. 30 HUDSON YARDS NEW YORK NY 10001 true General Counsel and Secretary Restricted Holdings Units 2022-10-03 4 A 0 400000 0 A Common Stock 400000 400000 D Represents restricted holdings units granted pursuant to the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, one-half of which will vest in five equal annual installments, commencing on April 1, 2023 through April 1, 2027, subject to continued service through the respective vesting dates, and one-half of which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $75 to $115 and the Reporting Person's continued service to April 1, 2027, subject to exceptions. Upon vesting, subject to certain conditions, the Reporting Person may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. /s/ Christopher Lee, Attorney-in-fact 2022-10-04