0001140361-22-025402.txt : 20220707 0001140361-22-025402.hdr.sgml : 20220707 20220707165049 ACCESSION NUMBER: 0001140361-22-025402 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20220707 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20220707 DATE AS OF CHANGE: 20220707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 881203639 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 221072137 BUSINESS ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 8-K 1 brhc10039467_8k.htm 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 7, 2022

KKR & Co. Inc.
(Exact name of registrant as specified in its charter)

Delaware
001-34820
88-1203639
(State or other jurisdiction of incorporation)
 (Commission File Number)
(IRS Employer Identification No.)

30 Hudson Yards
New York, NY 10001
Telephone: (212) 750-8300
(Address, zip code, and telephone number, including
area code, of registrant’s principal executive office.)

NOT APPLICABLE
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol(s)
Name of each exchange on which
registered
Common Stock
KKR
New York Stock Exchange
6.00% Series C Mandatory Convertible Preferred Stock
KKR PR C
New York Stock Exchange
4.625% Subordinated Notes due 2061 of KKR Group Finance Co. IX LLC
KKRS
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company
          
   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
 
(b)          On July 7, 2022, KKR & Co. Inc. (together with its subsidiaries, “KKR”) announced the appointment of Kathryn King Sudol as General Counsel of KKR. She will succeed David Sorkin who has served as General Counsel since 2007 and will become the Chief Legal Offer of KKR. Both appointments are effective September 6, 2022. At the end of the first quarter of 2023, Ms. Sudol will assume the role of Chief Legal Officer, and Mr. Sorkin will become an Advisory Partner of KKR. The press release is filed as Exhibit 99.1 to this Form 8-K and is incorporated by reference herein.
 
Item 9.01 Financial Statements and Exhibits
 
(d)
Exhibits
 
Exhibit No.
 
Description
 
Exhibit 99.1
Press release, dated July 7, 2022
Exhibit 104
Cover Page Interactive Data File, formatted in Inline XBRL.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
KKR & CO. INC.
   
Date: July 7, 2022
By:
/s/ Christopher Lee
 
Name:
  Christopher Lee
 
Title:
 Assistant Secretary



EX-99.1 2 brhc10039467_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

KKR To Appoint Katie Sudol As General Counsel; David Sorkin To Become Chief Legal Officer
 
NEW YORK, July 7, 2022, KKR & Co. Inc. (NYSE: KKR) today announced the appointment of Kathryn King Sudol as General Counsel of KKR.  She will succeed David Sorkin who has served as General Counsel since 2007 and will become Chief Legal Officer of KKR. Both appointments are effective September 6, 2022.  At the end of the first quarter of 2023, Ms. Sudol will assume the role of Chief Legal Officer, and Mr. Sorkin will become an Advisory Partner of KKR.
 
Ms. Sudol joins from Simpson Thacher & Bartlett LLP (“STB”), where she is currently Global Co-Head of Mergers and Acquisitions.  She is one of the world’s leading corporate, M&A, and private equity lawyers, and has been a trusted advisor to corporate and private equity clients across a diverse range of industries in a variety of complex and high-profile transactions.  During her 24-year career at STB, Ms. Sudol held numerous leadership roles, including as a longtime member of the firm’s Executive Committee and as head of the firm’s M&A practice in Asia from 2010 through 2018. 
 
Commenting on the appointment, Joe Bae and Scott Nuttall, Co-Chief Executive Officers of KKR, said: “Katie has worked very closely with KKR and members of our senior team both in the U.S. and internationally for many, many years. She is a preeminent lawyer and a dynamic leader who is a perfect fit with KKR’s culture. We are delighted that she has decided to join KKR, and we are excited to work with her as a strategic partner for years to come in achieving our growth objectives.”
 
They added, “A colleague, friend, and trusted and strategic advisor, David has been instrumental in building KKR into the institution it is today. Among his many accomplishments over his fifteen years as General Counsel, David steered us forward as we became a public company, helped drive our growth into new businesses and regions, and built the strong legal and compliance teams, as well as internal audit and enterprise risk teams, that support every aspect of our business around the world. We look forward to continuing our longtime partnership with him in his next chapter at KKR.”
 
About KKR
 
KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life, and reinsurance products under the management of Global Atlantic Financial Group. References to KKR’s investments may include the activities of its sponsored funds and insurance subsidiaries. For additional information about KKR & Co. Inc. (NYSE: KKR), please visit KKR’s website at www.kkr.com and on Twitter @KKR_Co.


Contacts
 
Investor Relations:
Craig Larson
Tel: +1-877-610-4910 (U.S.) / +1-212-230-9410
investor-relations@kkr.com
 
Media:
Public Affairs
Tel: +1-212-750-8300
media@kkr.com



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