0001140361-21-005515.txt : 20210219 0001140361-21-005515.hdr.sgml : 20210219 20210219170544 ACCESSION NUMBER: 0001140361-21-005515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorkin David CENTRAL INDEX KEY: 0001494539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 21656980 MAIL ADDRESS: STREET 1: C/O KKR & CO. INC. STREET 2: 9 WEST 57TH STREET, SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 4 1 form4.xml FORM 4 X0306 4 2021-02-18 0001404912 KKR & Co. Inc. KKR 0001494539 Sorkin David C/O KKR & CO. INC. 30 HUDSON YARDS NEW YORK NY 10001 true General Counsel and Secretary Restricted Holdings Units 2021-02-18 4 A 0 300000 0 A Common Stock 300000 300000 D Represents a grant of restricted holdings units from the KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price vesting conditions based on average prices of common stock ranging from $45.00 to $70.00 and the holder's continued service to May 1, 2026, subject to exceptions. Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. /s/ Christopher Lee, Attorney-in-fact 2021-02-19