0001140361-18-032384.txt : 20180713 0001140361-18-032384.hdr.sgml : 20180713 20180713161948 ACCESSION NUMBER: 0001140361-18-032384 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180713 DATE AS OF CHANGE: 20180713 EFFECTIVENESS DATE: 20180713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. Inc. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 18952697 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KKR & Co. L.P. DATE OF NAME CHANGE: 20070627 15-12B 1 form1512b.htm 15-12B

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Commission File Number 001-34820

KKR & Co. Inc.
(Exact name of registrant as specified in its charter)

9 West 57th Street, Suite 4200
New York, New York 10019
(212) 750-8300
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common units representing limited partner interests of KKR & Co. L.P.
6.75% Series A Preferred Units of KKR & Co. L.P.
6.50% Series B Preferred Units of KKR & Co. L.P.
(Title of each class of securities covered by this Form)

Common stock, par value $0.01 per share, of KKR & Co. Inc.
6.75% Series A Preferred Stock of KKR & Co. Inc.
6.50% Series B Preferred Stock of KKR & Co. Inc.
(Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
 
 
Rule 12g-4(a)(1)
☒
 
Rule 12g-4(a)(2)
☐
 
Rule 12h-3(b)(1)(i)
☒
 
Rule 12h-3(b)(1)(ii)
☐
 
Rule 15d-6
☐
 
Explanatory Note: Effective at 12:01 a.m. (Eastern Time) on July 1, 2018, KKR & Co. L.P. (the “Partnership”) converted from a Delaware limited partnership to a Delaware corporation named KKR & Co. Inc. (the “Corporation” and such conversion, the “Conversion”). At the effective time of the Conversion (the “Effective Time”), (i) each Partnership common unit (“Common Unit”) outstanding immediately prior to the Effective Time was converted into one issued and outstanding, fully paid and nonassessable share of Class A common stock, $0.01 par value per share, of the Corporation, (ii) each 6.75% Series A Preferred Unit of the Partnership (collectively, the “Series A Preferred Units”) outstanding immediately prior to the Effective Time was converted into one issued and outstanding, fully paid and nonassessable share of preferred stock, $0.01 par value per share, of the Corporation, designated as “6.75% Series A Preferred Stock”, and (iii) each 6.50% Series B Preferred Unit of the Partnership (collectively, the “Series B Preferred Units”) outstanding immediately prior to the Effective Time was converted into one issued and outstanding, fully paid and nonassessable share of preferred stock, $0.01 par value per share, of the Corporation, designated as “6.50% Series B Preferred Stock”. This Form 15 is being filed solely in connection with the deregistration under the Securities Exchange Act of 1934 of the applicable classes of securities of the Partnership and does not affect the continued registration under the Securities Exchange Act of 1934 of the applicable classes of securities of the Corporation.
 

Approximate number of holders of record as of the certification or notice date:

Common Units: 0
Series A Preferred Units: 0
Series B Preferred Units: 0

2
Pursuant to the requirements of the Securities Exchange Act of 1934, KKR & Co. Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

   
KKR & CO. INC.
         
Date:
July 13, 2018
By:
 /s/ Christopher Lee
     
Name:
Christopher Lee
     
Title:
Assistant Secretary

3