0001140361-17-009200.txt : 20170224
0001140361-17-009200.hdr.sgml : 20170224
20170224170510
ACCESSION NUMBER: 0001140361-17-009200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170223
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KKR & Co. L.P.
CENTRAL INDEX KEY: 0001404912
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 260426107
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-750-8300
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sorkin David
CENTRAL INDEX KEY: 0001494539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34820
FILM NUMBER: 17638306
MAIL ADDRESS:
STREET 1: KKR
STREET 2: 9 WEST 57TH STREET SUITE 3200
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
form4.xml
FORM 4
X0306
4
2017-02-23
0001404912
KKR & Co. L.P.
KKR
0001494539
Sorkin David
C/O KKR & CO. L.P.,
9 WEST 57TH STREET, 42ND FLOOR
NEW YORK
NY
10019
true
General Counsel and Secretary
Common Units
2017-02-23
4
C
0
100000
A
155171
D
Common Units
2017-02-24
5
G
0
100000
0
D
55171
D
KKR Holdings L.P. Units
2017-02-23
4
C
0
100000
0
D
Common Units
100000
2948593
D
KKR Holdings L.P. Units
Common Units
625000
625000
I
See footnote
KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 2 below.
Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis.
All exchanged units were gifted to a charitable organization.
These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
/s/ Christopher Lee, Attorney-in-fact
2017-02-24