0001140361-17-008894.txt : 20170223 0001140361-17-008894.hdr.sgml : 20170223 20170223182138 ACCESSION NUMBER: 0001140361-17-008894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. L.P. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorkin David CENTRAL INDEX KEY: 0001494539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 17634094 MAIL ADDRESS: STREET 1: KKR STREET 2: 9 WEST 57TH STREET SUITE 3200 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form4.xml FORM 4 X0306 4 2017-02-21 0001404912 KKR & Co. L.P. KKR 0001494539 Sorkin David C/O KKR & CO. L.P., 9 WEST 57TH STREET, 42ND FLOOR NEW YORK NY 10019 true General Counsel and Secretary Restricted Equity Units 2017-02-21 4 A 0 67463 0 A Common Units 67463 286886 D These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. 219,423 of these restricted equity units were previously granted to the Reporting Person and consist of 12,430 restricted equity units of KKR & Co. L.P. that will generally vest on April 1, 2017 and 147,194 and 59,799 restricted equity units of KKR & Co L.P., which will generally vest in two or three equal installments, respectively, on April 1st of each year with the next vesting on April 1, 2017. /s/ Christopher Lee, Attorney-in-fact 2017-02-23