0001104659-16-109929.txt : 20160405 0001104659-16-109929.hdr.sgml : 20160405 20160405170307 ACCESSION NUMBER: 0001104659-16-109929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KKR & Co. L.P. CENTRAL INDEX KEY: 0001404912 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 260426107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-750-8300 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sorkin David CENTRAL INDEX KEY: 0001494539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34820 FILM NUMBER: 161555306 MAIL ADDRESS: STREET 1: KKR STREET 2: 9 WEST 57TH STREET SUITE 3200 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 a4.xml 4 X0306 4 2016-04-01 0 0001404912 KKR & Co. L.P. KKR 0001494539 Sorkin David C/O KKR & CO. L.P. 9 WEST 57TH STREET, 42ND FLOOR NEW YORK NY 10019 0 1 0 0 General Counsel and Secretary Common Units 2016-04-01 4 M 0 102647 A 102647 D Common Units 2016-04-01 4 F 0 47476 14.69 D 55171 D Restricted Equity Units 2016-04-01 4 M 0 102647 0 D Common Units 102647 219423 D 102,647 restricted equity units of KKR & Co. L.P. vested on April 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 219,423 restricted equity units consist of 12,430, 147,194 and 59,799 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2017, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis. /s/ Christopher Lee, Attorney-in-fact 2016-04-05