0001567619-19-006079.txt : 20190304
0001567619-19-006079.hdr.sgml : 20190304
20190304203822
ACCESSION NUMBER: 0001567619-19-006079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190304
DATE AS OF CHANGE: 20190304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Metro SPV LLC
CENTRAL INDEX KEY: 0001704963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 19656294
BUSINESS ADDRESS:
STREET 1: C/O MAPLES FIDUCIARY SERVICES (DELAWARE)
STREET 2: INC., 4001 KENNETT PIKE, SUITE 302
CITY: WILMINGTON
STATE: DE
ZIP: 19807
BUSINESS PHONE: 302-338-9127
MAIL ADDRESS:
STREET 1: C/O MAPLES FIDUCIARY SERVICES (DELAWARE)
STREET 2: INC., 4001 KENNETT PIKE, SUITE 302
CITY: WILMINGTON
STATE: DE
ZIP: 19807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICG Strategic Secondaries II GP LP
CENTRAL INDEX KEY: 0001704900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 19656295
BUSINESS ADDRESS:
STREET 1: C/O INTERMEDIATE CAPITAL GROUP, INC.
STREET 2: 600 LEXINGTON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-710-9650
MAIL ADDRESS:
STREET 1: C/O INTERMEDIATE CAPITAL GROUP, INC.
STREET 2: 600 LEXINGTON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Intermediate Capital Group, Inc.
CENTRAL INDEX KEY: 0001705157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 19656296
BUSINESS ADDRESS:
STREET 1: 600 LEXINGTON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-710-9650
MAIL ADDRESS:
STREET 1: 600 LEXINGTON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICG FMC Ltd
CENTRAL INDEX KEY: 0001705292
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 19656297
BUSINESS ADDRESS:
STREET 1: C/O INTERMEDIATE CAPITAL GROUP PLC
STREET 2: JUXON HOUSE 100 ST. PAUL'S CHURCHYARD
CITY: LONDON
STATE: X0
ZIP: EC4M 8BU
BUSINESS PHONE: 0044 203 201 7700
MAIL ADDRESS:
STREET 1: C/O INTERMEDIATE CAPITAL GROUP PLC
STREET 2: JUXON HOUSE 100 ST. PAUL'S CHURCHYARD
CITY: LONDON
STATE: X0
ZIP: EC4M 8BU
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Intermediate Capital Group plc
CENTRAL INDEX KEY: 0001705162
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 19656298
BUSINESS ADDRESS:
STREET 1: JUXON HOUSE
STREET 2: 100 ST. PAUL'S CHURCHYARD
CITY: LONDON
STATE: X0
ZIP: EC4M 8BU
BUSINESS PHONE: 0044 203 201 7700
MAIL ADDRESS:
STREET 1: JUXON HOUSE
STREET 2: 100 ST. PAUL'S CHURCHYARD
CITY: LONDON
STATE: X0
ZIP: EC4M 8BU
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ICG Strategic Equity Associates II LLC
CENTRAL INDEX KEY: 0001704887
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 19656299
BUSINESS ADDRESS:
STREET 1: C/O INTERMEDIATE CAPITAL GROUP, INC.
STREET 2: 600 LEXINGTON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-710-9650
MAIL ADDRESS:
STREET 1: C/O INTERMEDIATE CAPITAL GROUP, INC.
STREET 2: 600 LEXINGTON AVENUE, 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: ICG Strategic Secondaries Associates II LLC
DATE OF NAME CHANGE: 20170426
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinion Group Holdings, Inc.
CENTRAL INDEX KEY: 0001404624
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 161732155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: (203) 956-1000
MAIL ADDRESS:
STREET 1: 6 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
4
1
doc1.xml
FORM 4
X0306
4
2019-02-28
0
0001404624
Affinion Group Holdings, Inc.
AFGR
0001704963
Metro SPV LLC
C/O INTERMEDIATE CAPITAL GROUP, INC.
600 LEXINGTON AVENUE, 24TH FLOOR
NEW YORK
NY
10022
1
0
1
0
0001704900
ICG Strategic Secondaries II GP LP
C/O INTERMEDIATE CAPITAL GROUP, INC.
600 LEXINGTON AVENUE, 24TH FLOOR
NEW YORK
NY
10022
1
0
1
0
0001705157
Intermediate Capital Group, Inc.
600 LEXINGTON AVENUE, 24TH FLOOR
NEW YORK
NY
10022
1
0
1
0
0001705292
ICG FMC Ltd
C/O INTERMEDIATE CAPITAL GROUP PLC
JUXON HOUSE, 100 ST. PAUL'S, CHURCHYARD
LONDON
X0
EC4M 8BU
UNITED KINGDOM
1
0
1
0
0001705162
Intermediate Capital Group plc
JUXON HOUSE, 100 ST. PAUL'S, CHURCHYARD
LONDON
X0
EC4M 8BU
UNITED KINGDOM
1
0
1
0
0001704887
ICG Strategic Equity Associates II LLC
C/O INTERMEDIATE CAPITAL GROUP, INC.
600 LEXINGTON AVENUE, 24TH FLOOR
NEW YORK
NY
10022
1
0
1
0
Warrant (right to buy)
0.01
2019-02-28
4
X
0
735657
0.01
A
2017-05-10
2022-11-10
Common Stock
735657
694269
D
This Form 4 is being filed jointly pursuant to Rule 16a-1(a)(3) and Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act") to report the beneficial ownership of Metro SPV LLC (the "SPV"), ICG Strategic Secondaries II GP LP (the "Secondaries Fund GP"), ICG Strategic Equity Associates II LLC ("Equity Associates"), Intermediate Capital Group, Inc. ("ICG, Inc."), ICG FMC Limited ("ICG FMC") and Intermediate Capital Group plc ("ICG plc") (together, the "Reporting Persons").
The reported securities may be deemed to be owned directly by the SPV and indirectly by (a) the Secondaries Fund GP as the managing member of the SPV, (b) Equity Associates as the general partner of the Secondaries Fund GP, (c) ICG, Inc. as the sole managing member of Equity Associates, (d) ICG FMC as ICG, Inc. is its wholly-owned subsidiary and (e) ICG plc as ICG FMC is its wholly-owned subsidiary.
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons are deemed to be directors by deputization due to Christophe Browne's service as a member of the board of directors of the Issuer
/s/ Metro SPV LLC, By: ICG Strategic Secondaries II GP LP, its managing member, By: ICG Strategic Equity Associates II LLC, its general partner, By: /s/ Andrew Hawkins, Name: Andrew Hawkins, Title: Authorized Signatory
2019-03-04
/s/ ICG Strategic Secondaries II GP LP, By: ICG Strategic Equity Associates II LLC, its general partner, By: /s/ Andrew Hawkins, Name: Andrew Hawkins, Title: Authorized Signatory
2019-03-04
/s/ ICG Strategic Equity Associates II LLC, By: /s/ Andrew Hawkins, Name: Andrew Hawkins, Title: Authorized Signatory
2019-03-04
/s/ Intermediate Capital Group, Inc., By: /s/ Peter Lin, Name: Peter Lin, Title: Chief Compliance Officer
2019-03-04
/s/ ICG FMC Limited, By: /s/ Peter Lin, Name: Peter Lin, Title: Authorized Signatory
2019-03-04
/s/ Intermediate Capital Group plc, By: /s/ Peter Lin, Name: Peter Lin, Title: Authorized Signatory
2019-03-04