0001567619-18-002743.txt : 20180917 0001567619-18-002743.hdr.sgml : 20180917 20180917165343 ACCESSION NUMBER: 0001567619-18-002743 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180917 DATE AS OF CHANGE: 20180917 EFFECTIVENESS DATE: 20180917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 683 Capital Management, LLC CENTRAL INDEX KEY: 0001404574 IRS NUMBER: 205100992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14771 FILM NUMBER: 181073959 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: SUITE 2205 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 554-2379 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: SUITE 2205 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001404574 XXXXXXXX 06-30-2018 06-30-2018 true 1 RESTATEMENT 683 Capital Management, LLC
3 COLUMBUS CIRCLE SUITE 2205 NEW YORK NY 10019
13F HOLDINGS REPORT 028-14771 N
Ari Zweiman Managing Member 212-554-2391 /s/ Ari Zweiman New York NY 09-17-2018 1 150 1479947 false 1 0001380126 028-14774 683 Capital Partners, LP
INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 19770 100500 SH Put DFND 1 100500 0 0 ADECOAGRO S A COM L00849106 2783 350000 SH DFND 1 350000 0 0 ADIENT PLC ORD SHS G0084W101 42795 870000 SH DFND 1 870000 0 0 ADMA BIOLOGICS INC COM 000899104 3991 885000 SH DFND 1 885000 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 7950 1000000 SH DFND 1 1000000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 29547 300000 SH DFND 1 300000 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 1110 300000 SH DFND 1 300000 0 0 ARDELYX INC COM 039697107 2405 650000 SH DFND 1 650000 0 0 ARRAY BIOPHARMA INC COM 04269X105 7551 450000 SH DFND 1 450000 0 0 ATLANTIC ACQUISITION CORP RIGHT 02/08/2019 048206304 154 270000 SH DFND 1 270000 0 0 AVEO PHARMACEUTICALS INC COM 053588109 5650 2500000 SH DFND 1 2500000 0 0 AVEO PHARMACEUTICALS INC COM 053588109 1130 500000 SH Call DFND 1 500000 0 0 AZURRX BIOPHARMA INC COM 05502L105 1284 400000 SH DFND 1 400000 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 74 165000 SH DFND 1 165000 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 31 82500 SH DFND 1 82500 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 33 100000 SH DFND 1 100000 0 0 BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 19 50000 SH DFND 1 50000 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 70 200000 SH DFND 1 200000 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 301 700000 SH DFND 1 700000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5469 170000 SH DFND 1 170000 0 0 CARVANA CO CL A 146869102 64964 1561634 SH DFND 1 1561634 0 0 CATERPILLAR INC DEL COM 149123101 10175 75000 SH Put DFND 1 75000 0 0 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 56 175000 SH DFND 1 175000 0 0 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 35 87500 SH DFND 1 87500 0 0 COCA COLA CO COM 191216100 26316 600000 SH Put DFND 1 600000 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 117 180000 SH DFND 1 180000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 137 380000 SH DFND 1 380000 0 0 CONTRAFECT CORP COM 212326102 5138 2324836 SH DFND 1 2324836 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 10100 681500 SH DFND 1 681500 0 0 DIANA SHIPPING INC COM Y2066G104 2109 438364 SH DFND 1 438364 0 0 DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 106 180000 SH DFND 1 180000 0 0 DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 66 90000 SH DFND 1 90000 0 0 EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 625 500000 SH DFND 1 500000 0 0 EDISON INTL COM 281020107 6327 100000 SH DFND 1 100000 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 3602 295285 SH DFND 1 295285 0 0 ELLIE MAE INC COM 28849P100 2596 25000 SH Put DFND 1 25000 0 0 ENERGY RECOVERY INC COM 29270J100 8888 1100000 SH DFND 1 1100000 0 0 ENOVA INTL INC COM 29357K103 19424 531449 SH DFND 1 531449 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 319 750000 SH DFND 1 750000 0 0 ETSY INC COM 29786A106 7383 175000 SH DFND 1 175000 0 0 EVOKE PHARMA INC COM 30049G104 286 114300 SH DFND 1 114300 0 0 FACEBOOK INC CL A 30303M102 9716 50000 SH Put DFND 1 50000 0 0 FATE THERAPEUTICS INC COM 31189P102 8437 744011 SH DFND 1 744011 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 9053 867185 SH DFND 1 867185 0 0 FERRARI N V COM N3167Y103 13501 100000 SH Put DFND 1 100000 0 0 GALMED PHARMACEUTICALS LTD SHS M47238106 16065 1350000 SH DFND 1 1350000 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T131 1057 68200 SH DFND 1 68200 0 0 GIGCAPITAL INC RIGHT 03/06/2020 37518N114 90 200000 SH DFND 1 200000 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 68 150000 SH DFND 1 150000 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 2187 225000 SH DFND 1 225000 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 124 225000 SH DFND 1 225000 0 0 GREIF INC CL B 397624206 686 11910 SH DFND 1 11910 0 0 GRUBHUB INC COM 400110102 10491 100000 SH Put DFND 1 100000 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 1484 45000 SH DFND 1 45000 0 0 HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 249 300000 SH DFND 1 300000 0 0 HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 774 537500 SH DFND 1 537500 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 21488 400000 SH Put DFND 1 400000 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1811 180000 SH DFND 1 180000 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 3786 2226799 SH DFND 1 2226799 0 0 I AM CAP ACQUISITION CO RIGHT 05/22/2019 45074Q124 76 200000 SH DFND 1 200000 0 0 I AM CAP ACQUISITION CO *W EXP 05/22/202 45074Q116 295 700000 SH DFND 1 700000 0 0 IFRESH INC COM 449538107 156 30000 SH DFND 1 30000 0 0 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 741 1234606 SH DFND 1 1234606 0 0 INSPIRED ENTMT INC COM 45782N108 4421 707330 SH DFND 1 707330 0 0 INTEC PHARMA LTD JERUSALEM SHS M53644106 660 150000 SH DFND 1 150000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 4480 350000 SH DFND 1 350000 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 11520 666300 SH DFND 1 666300 0 0 JOHNSON & JOHNSON COM 478160104 14561 120000 SH Put DFND 1 120000 0 0 KELLOGG CO COM 487836108 13974 200000 SH Put DFND 1 200000 0 0 KROGER CO COM 501044101 18493 650000 SH DFND 1 650000 0 0 KROGER CO COM 501044101 11380 400000 SH Call DFND 1 400000 0 0 LEAP THERAPEUTICS INC COM 52187K101 1350 150000 SH DFND 1 150000 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 215 500000 SH DFND 1 500000 0 0 LEISURE ACQUISITION CORP COM 52539T107 2415 250000 SH DFND 1 250000 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 89 125000 SH DFND 1 125000 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 4532 450000 SH DFND 1 450000 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 2013 125000 SH DFND 1 125000 0 0 M D C HLDGS INC COM 552676108 3077 100000 SH Put DFND 1 100000 0 0 MACROGENICS INC COM 556099109 5423 262600 SH DFND 1 262600 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 8484 1200000 SH DFND 1 1200000 0 0 MEDICINES CO COM 584688105 4670 127252 SH DFND 1 127252 0 0 MICRON TECHNOLOGY INC COM 595112103 17305 330000 SH DFND 1 330000 0 0 MIRAGEN THERAPEUTICS INC COM 60463E103 3205 500000 SH DFND 1 500000 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 520 1000000 SH DFND 1 1000000 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 325 500000 SH DFND 1 500000 0 0 MTECH ACQUISITION CORP *W EXP 08/01/202 55378W115 49 75000 SH DFND 1 75000 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 18316 1900000 SH DFND 1 1900000 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 1600 2500000 SH DFND 1 2500000 0 0 NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 870 725000 SH DFND 1 725000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 12803 295000 SH DFND 1 295000 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 256 300000 SH DFND 1 300000 0 0 NETFLIX INC COM 64110L106 78286 200000 SH Put DFND 1 200000 0 0 NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1003 100000 SH DFND 1 100000 0 0 NEW YORK REIT INC COM NEW 64976L208 13680 749999 SH DFND 1 749999 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 671 1175341 SH DFND 1 1175341 0 0 NII HLDGS INC COM PAR 62913F508 54777 14045499 SH DFND 1 14045499 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 1005 375000 SH DFND 1 375000 0 0 ON DECK CAP INC COM 682163100 21350 3050000 SH DFND 1 3050000 0 0 ONCONOVA THERAPEUTICS INC COM NEW 68232V306 5867 14503169 SH DFND 1 14503169 0 0 ONCOSEC MED INC COM NEW 68234L207 414 300000 SH DFND 1 300000 0 0 ONE MADISON CORP COM CL A G6772P100 2425 250000 SH DFND 1 250000 0 0 ONE MADISON CORP *W EXP 99/99/999 G6772P126 128 125000 SH DFND 1 125000 0 0 OPES ACQUISITION CORP COM 68373P100 1455 150000 SH DFND 1 150000 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 53 150000 SH DFND 1 150000 0 0 OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 239 149600 SH DFND 1 149600 0 0 OTONOMY INC COM 68906L105 3080 800000 SH DFND 1 800000 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 296 605000 SH DFND 1 605000 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 74 115000 SH DFND 1 115000 0 0 PG&E CORP COM 69331C108 25192 591910 SH DFND 1 591910 0 0 POLARITYTE INC COM 731094108 4002 170000 SH DFND 1 170000 0 0 PURE ACQUISITION CORP CL A 74621Q106 2050 200000 SH DFND 1 200000 0 0 REDHILL BIOPHARMA LTD SPONSORED ADS 757468103 17424 2042654 SH DFND 1 2042654 0 0 SEADRILL LIMITED SHS G7945E105 2974 13519200 SH Put DFND 1 13519200 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5153 100000 SH Put DFND 1 100000 0 0 SEQUENTIAL BRNDS GROUP INC N COM 81734P107 6612 3356200 SH DFND 1 3356200 0 0 SIERRA ONCOLOGY INC COM 82640U107 5328 1800000 SH DFND 1 1800000 0 0 SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 3318 799459 SH DFND 1 799459 0 0 SOLENO THERAPEUTICS INC COM NEW 834203200 1975 844112 SH DFND 1 844112 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 18300 300000 SH Put DFND 1 300000 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 21852 450000 SH Put DFND 1 450000 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 1500 250000 SH DFND 1 250000 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 2633 375000 SH DFND 1 375000 0 0 SYNTHETIC BIOLOGICS INC COM 87164U102 359 1500000 SH DFND 1 1500000 0 0 TAPIMMUNE INC COM PAR 876033408 1886 200000 SH DFND 1 200000 0 0 TARGET CORP COM 87612E106 1903 25000 SH Put DFND 1 25000 0 0 TESLA INC COM 88160R101 425258 1240000 SH Put DFND 1 1240000 0 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 2142 600000 SH DFND 1 600000 0 0 TIBERIUS ACQUISITION CORP COM 88633A107 4325 450000 SH DFND 1 450000 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 252 450000 SH DFND 1 450000 0 0 TIDEWATER INC NEW *W EXP 07/31/202 88642R125 39 14178 SH DFND 1 14178 0 0 TOCAGEN INC COM 888846102 467 50000 SH DFND 1 50000 0 0 TRACON PHARMACEUTICALS INC COM 89237H100 7073 2738938 SH DFND 1 2738938 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 2438 250000 SH DFND 1 250000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 542 1693750 SH DFND 1 1693750 0 0 TRINITY MERGER CORP COM CL A 89653L106 7000 700000 SH DFND 1 700000 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 24970 5500000 SH DFND 1 5500000 0 0 TRUECAR INC COM 89785L107 34138 3383358 SH DFND 1 3383358 0 0 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 1761 175000 SH DFND 1 175000 0 0 UNION ACQUISITION CORP SHS G9366W101 1938 200000 SH DFND 1 200000 0 0 UNION ACQUISITION CORP RIGHT 12/02/2019 G9366W135 64 200000 SH DFND 1 200000 0 0 UNION ACQUISITION CORP *W EXP 07/01/202 G9366W127 70 200000 SH DFND 1 200000 0 0 UNIQURE NV SHS N90064101 39690 1050000 SH DFND 1 1050000 0 0 VASCULAR BIOGENICS LTD COM M96883109 762 346574 SH DFND 1 346574 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 5000 500000 SH DFND 1 500000 0 0 WARRIOR MET COAL INC COM 93627C101 6203 225000 SH DFND 1 225000 0 0 WILLSCOT CORP *W EXP 09/10/202 971375118 5831 2579958 SH DFND 1 2579958 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 517 403531 SH DFND 1 403531 0 0 XENIA HOTELS & RESORTS INC COM 984017103 13398 550000 SH DFND 1 550000 0 0 ZAFGEN INC COM 98885E103 16368 1600000 SH DFND 1 1600000 0 0 ZOGENIX INC COM NEW 98978L204 2210 50000 SH DFND 1 50000 0 0