0001567619-18-002743.txt : 20180917
0001567619-18-002743.hdr.sgml : 20180917
20180917165343
ACCESSION NUMBER: 0001567619-18-002743
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180917
DATE AS OF CHANGE: 20180917
EFFECTIVENESS DATE: 20180917
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 683 Capital Management, LLC
CENTRAL INDEX KEY: 0001404574
IRS NUMBER: 205100992
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14771
FILM NUMBER: 181073959
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: SUITE 2205
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 554-2379
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: SUITE 2205
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR/A
1
primary_doc.xml
13F-HR/A
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false
true
false
0001404574
XXXXXXXX
06-30-2018
06-30-2018
true
1
RESTATEMENT
683 Capital Management, LLC
3 COLUMBUS CIRCLE
SUITE 2205
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-14771
N
Ari Zweiman
Managing Member
212-554-2391
/s/ Ari Zweiman
New York
NY
09-17-2018
1
150
1479947
false
1
0001380126
028-14774
683 Capital Partners, LP
INFORMATION TABLE
2
form13fInfoTable.xml
3M CO
COM
88579Y101
19770
100500
SH
Put
DFND
1
100500
0
0
ADECOAGRO S A
COM
L00849106
2783
350000
SH
DFND
1
350000
0
0
ADIENT PLC
ORD SHS
G0084W101
42795
870000
SH
DFND
1
870000
0
0
ADMA BIOLOGICS INC
COM
000899104
3991
885000
SH
DFND
1
885000
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
7950
1000000
SH
DFND
1
1000000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
29547
300000
SH
DFND
1
300000
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
1110
300000
SH
DFND
1
300000
0
0
ARDELYX INC
COM
039697107
2405
650000
SH
DFND
1
650000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
7551
450000
SH
DFND
1
450000
0
0
ATLANTIC ACQUISITION CORP
RIGHT 02/08/2019
048206304
154
270000
SH
DFND
1
270000
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
5650
2500000
SH
DFND
1
2500000
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
1130
500000
SH
Call
DFND
1
500000
0
0
AZURRX BIOPHARMA INC
COM
05502L105
1284
400000
SH
DFND
1
400000
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
74
165000
SH
DFND
1
165000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
31
82500
SH
DFND
1
82500
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
33
100000
SH
DFND
1
100000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
19
50000
SH
DFND
1
50000
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
70
200000
SH
DFND
1
200000
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
301
700000
SH
DFND
1
700000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
5469
170000
SH
DFND
1
170000
0
0
CARVANA CO
CL A
146869102
64964
1561634
SH
DFND
1
1561634
0
0
CATERPILLAR INC DEL
COM
149123101
10175
75000
SH
Put
DFND
1
75000
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
56
175000
SH
DFND
1
175000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
35
87500
SH
DFND
1
87500
0
0
COCA COLA CO
COM
191216100
26316
600000
SH
Put
DFND
1
600000
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
117
180000
SH
DFND
1
180000
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
137
380000
SH
DFND
1
380000
0
0
CONTRAFECT CORP
COM
212326102
5138
2324836
SH
DFND
1
2324836
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
10100
681500
SH
DFND
1
681500
0
0
DIANA SHIPPING INC
COM
Y2066G104
2109
438364
SH
DFND
1
438364
0
0
DRAPER OAKWOOD TECHNOLOGY
RIGHT 09/19/2018
26146L129
106
180000
SH
DFND
1
180000
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
66
90000
SH
DFND
1
90000
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
625
500000
SH
DFND
1
500000
0
0
EDISON INTL
COM
281020107
6327
100000
SH
DFND
1
100000
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
3602
295285
SH
DFND
1
295285
0
0
ELLIE MAE INC
COM
28849P100
2596
25000
SH
Put
DFND
1
25000
0
0
ENERGY RECOVERY INC
COM
29270J100
8888
1100000
SH
DFND
1
1100000
0
0
ENOVA INTL INC
COM
29357K103
19424
531449
SH
DFND
1
531449
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
319
750000
SH
DFND
1
750000
0
0
ETSY INC
COM
29786A106
7383
175000
SH
DFND
1
175000
0
0
EVOKE PHARMA INC
COM
30049G104
286
114300
SH
DFND
1
114300
0
0
FACEBOOK INC
CL A
30303M102
9716
50000
SH
Put
DFND
1
50000
0
0
FATE THERAPEUTICS INC
COM
31189P102
8437
744011
SH
DFND
1
744011
0
0
FENNEC PHARMACEUTICALS INC
COM
31447P100
9053
867185
SH
DFND
1
867185
0
0
FERRARI N V
COM
N3167Y103
13501
100000
SH
Put
DFND
1
100000
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
16065
1350000
SH
DFND
1
1350000
0
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
1057
68200
SH
DFND
1
68200
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
90
200000
SH
DFND
1
200000
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
68
150000
SH
DFND
1
150000
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
2187
225000
SH
DFND
1
225000
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
124
225000
SH
DFND
1
225000
0
0
GREIF INC
CL B
397624206
686
11910
SH
DFND
1
11910
0
0
GRUBHUB INC
COM
400110102
10491
100000
SH
Put
DFND
1
100000
0
0
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
1484
45000
SH
DFND
1
45000
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
249
300000
SH
DFND
1
300000
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
774
537500
SH
DFND
1
537500
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
21488
400000
SH
Put
DFND
1
400000
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
1811
180000
SH
DFND
1
180000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
3786
2226799
SH
DFND
1
2226799
0
0
I AM CAP ACQUISITION CO
RIGHT 05/22/2019
45074Q124
76
200000
SH
DFND
1
200000
0
0
I AM CAP ACQUISITION CO
*W EXP 05/22/202
45074Q116
295
700000
SH
DFND
1
700000
0
0
IFRESH INC
COM
449538107
156
30000
SH
DFND
1
30000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
741
1234606
SH
DFND
1
1234606
0
0
INSPIRED ENTMT INC
COM
45782N108
4421
707330
SH
DFND
1
707330
0
0
INTEC PHARMA LTD JERUSALEM
SHS
M53644106
660
150000
SH
DFND
1
150000
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
4480
350000
SH
DFND
1
350000
0
0
IRSA INVERSIONES Y REP S A
GLOBL DEP RCPT
450047204
11520
666300
SH
DFND
1
666300
0
0
JOHNSON & JOHNSON
COM
478160104
14561
120000
SH
Put
DFND
1
120000
0
0
KELLOGG CO
COM
487836108
13974
200000
SH
Put
DFND
1
200000
0
0
KROGER CO
COM
501044101
18493
650000
SH
DFND
1
650000
0
0
KROGER CO
COM
501044101
11380
400000
SH
Call
DFND
1
400000
0
0
LEAP THERAPEUTICS INC
COM
52187K101
1350
150000
SH
DFND
1
150000
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
215
500000
SH
DFND
1
500000
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2415
250000
SH
DFND
1
250000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
89
125000
SH
DFND
1
125000
0
0
LF CAP ACQUISITION CORP
UNIT 06/19/2025
50200K207
4532
450000
SH
DFND
1
450000
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
2013
125000
SH
DFND
1
125000
0
0
M D C HLDGS INC
COM
552676108
3077
100000
SH
Put
DFND
1
100000
0
0
MACROGENICS INC
COM
556099109
5423
262600
SH
DFND
1
262600
0
0
MARINUS PHARMACEUTICALS INC
COM
56854Q101
8484
1200000
SH
DFND
1
1200000
0
0
MEDICINES CO
COM
584688105
4670
127252
SH
DFND
1
127252
0
0
MICRON TECHNOLOGY INC
COM
595112103
17305
330000
SH
DFND
1
330000
0
0
MIRAGEN THERAPEUTICS INC
COM
60463E103
3205
500000
SH
DFND
1
500000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
520
1000000
SH
DFND
1
1000000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
325
500000
SH
DFND
1
500000
0
0
MTECH ACQUISITION CORP
*W EXP 08/01/202
55378W115
49
75000
SH
DFND
1
75000
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
18316
1900000
SH
DFND
1
1900000
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
1600
2500000
SH
DFND
1
2500000
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
870
725000
SH
DFND
1
725000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
12803
295000
SH
DFND
1
295000
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
256
300000
SH
DFND
1
300000
0
0
NETFLIX INC
COM
64110L106
78286
200000
SH
Put
DFND
1
200000
0
0
NEW FRONTIER CORP
UNIT 99/99/9999
G6485P116
1003
100000
SH
DFND
1
100000
0
0
NEW YORK REIT INC
COM NEW
64976L208
13680
749999
SH
DFND
1
749999
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
671
1175341
SH
DFND
1
1175341
0
0
NII HLDGS INC
COM PAR
62913F508
54777
14045499
SH
DFND
1
14045499
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
1005
375000
SH
DFND
1
375000
0
0
ON DECK CAP INC
COM
682163100
21350
3050000
SH
DFND
1
3050000
0
0
ONCONOVA THERAPEUTICS INC
COM NEW
68232V306
5867
14503169
SH
DFND
1
14503169
0
0
ONCOSEC MED INC
COM NEW
68234L207
414
300000
SH
DFND
1
300000
0
0
ONE MADISON CORP
COM CL A
G6772P100
2425
250000
SH
DFND
1
250000
0
0
ONE MADISON CORP
*W EXP 99/99/999
G6772P126
128
125000
SH
DFND
1
125000
0
0
OPES ACQUISITION CORP
COM
68373P100
1455
150000
SH
DFND
1
150000
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
53
150000
SH
DFND
1
150000
0
0
OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
239
149600
SH
DFND
1
149600
0
0
OTONOMY INC
COM
68906L105
3080
800000
SH
DFND
1
800000
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
296
605000
SH
DFND
1
605000
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
74
115000
SH
DFND
1
115000
0
0
PG&E CORP
COM
69331C108
25192
591910
SH
DFND
1
591910
0
0
POLARITYTE INC
COM
731094108
4002
170000
SH
DFND
1
170000
0
0
PURE ACQUISITION CORP
CL A
74621Q106
2050
200000
SH
DFND
1
200000
0
0
REDHILL BIOPHARMA LTD
SPONSORED ADS
757468103
17424
2042654
SH
DFND
1
2042654
0
0
SEADRILL LIMITED
SHS
G7945E105
2974
13519200
SH
Put
DFND
1
13519200
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
5153
100000
SH
Put
DFND
1
100000
0
0
SEQUENTIAL BRNDS GROUP INC N
COM
81734P107
6612
3356200
SH
DFND
1
3356200
0
0
SIERRA ONCOLOGY INC
COM
82640U107
5328
1800000
SH
DFND
1
1800000
0
0
SIMPLY GOOD FOODS CO
*W EXP 07/07/202
82900L110
3318
799459
SH
DFND
1
799459
0
0
SOLENO THERAPEUTICS INC
COM NEW
834203200
1975
844112
SH
DFND
1
844112
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
18300
300000
SH
Put
DFND
1
300000
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
21852
450000
SH
Put
DFND
1
450000
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
1500
250000
SH
DFND
1
250000
0
0
SYNDAX PHARMACEUTICALS INC
COM
87164F105
2633
375000
SH
DFND
1
375000
0
0
SYNTHETIC BIOLOGICS INC
COM
87164U102
359
1500000
SH
DFND
1
1500000
0
0
TAPIMMUNE INC
COM PAR
876033408
1886
200000
SH
DFND
1
200000
0
0
TARGET CORP
COM
87612E106
1903
25000
SH
Put
DFND
1
25000
0
0
TESLA INC
COM
88160R101
425258
1240000
SH
Put
DFND
1
1240000
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
2142
600000
SH
DFND
1
600000
0
0
TIBERIUS ACQUISITION CORP
COM
88633A107
4325
450000
SH
DFND
1
450000
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
252
450000
SH
DFND
1
450000
0
0
TIDEWATER INC NEW
*W EXP 07/31/202
88642R125
39
14178
SH
DFND
1
14178
0
0
TOCAGEN INC
COM
888846102
467
50000
SH
DFND
1
50000
0
0
TRACON PHARMACEUTICALS INC
COM
89237H100
7073
2738938
SH
DFND
1
2738938
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
2438
250000
SH
DFND
1
250000
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
542
1693750
SH
DFND
1
1693750
0
0
TRINITY MERGER CORP
COM CL A
89653L106
7000
700000
SH
DFND
1
700000
0
0
TRIVAGO N V
SPON ADS A SHS
89686D105
24970
5500000
SH
DFND
1
5500000
0
0
TRUECAR INC
COM
89785L107
34138
3383358
SH
DFND
1
3383358
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
1761
175000
SH
DFND
1
175000
0
0
UNION ACQUISITION CORP
SHS
G9366W101
1938
200000
SH
DFND
1
200000
0
0
UNION ACQUISITION CORP
RIGHT 12/02/2019
G9366W135
64
200000
SH
DFND
1
200000
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
70
200000
SH
DFND
1
200000
0
0
UNIQURE NV
SHS
N90064101
39690
1050000
SH
DFND
1
1050000
0
0
VASCULAR BIOGENICS LTD
COM
M96883109
762
346574
SH
DFND
1
346574
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
5000
500000
SH
DFND
1
500000
0
0
WARRIOR MET COAL INC
COM
93627C101
6203
225000
SH
DFND
1
225000
0
0
WILLSCOT CORP
*W EXP 09/10/202
971375118
5831
2579958
SH
DFND
1
2579958
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
517
403531
SH
DFND
1
403531
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
13398
550000
SH
DFND
1
550000
0
0
ZAFGEN INC
COM
98885E103
16368
1600000
SH
DFND
1
1600000
0
0
ZOGENIX INC
COM NEW
98978L204
2210
50000
SH
DFND
1
50000
0
0