0000919574-13-001243.txt : 20130214
0000919574-13-001243.hdr.sgml : 20130214
20130214093832
ACCESSION NUMBER: 0000919574-13-001243
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 683 Capital Management, LLC
CENTRAL INDEX KEY: 0001404574
IRS NUMBER: 205100992
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14771
FILM NUMBER: 13606920
BUSINESS ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-554-2390
MAIL ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d1354826_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: 683 Capital Management, LLC
Address: 595 Madison Avenue, 17th Floor
New York, NY 10022
13F File Number: 028-14771
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ari Zweiman
Title: Managing Member
Phone: (212) 554-2391
Signature, Place and Date of Signing:
/s/ Ari Zweiman New York, NY February 14, 2013
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 47
Form 13F Information Table Value Total: $244,534
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
--- -------------------- ----
(1) 028-14774 683 Capital Partners, LP
FORM 13F INFORMATION TABLE
December 31, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
-------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ----
APPLE INC COM 37833100 1064 2,000 SH PUT DEFINED (1) 2,000
APPLE INC COM 037833100 7983 15,000 SH DEFINED (1) 15,000
ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 12883 1,321,288 SH DEFINED (1) 1,321,288
BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 4099 45,700 SH PUT DEFINED (1) 45,700
BIOTA PHARMACEUTICALS INC COM 090694100 1030 258,208 SH DEFINED (1) 258,208
BP PLC SPONSORED ADR 055622104 3097 74,375 SH DEFINED (1) 74,375
CHESAPEAKE ENERGY CORP COM 165167107 8310 500,000 SH DEFINED (1) 500,000
CHESAPEAKE ENERGY CORP COM 165167107 8809 530,000 SH PUT DEFINED (1) 530,000
CIT GROUP INC COM NEW 125581801 4937 127,771 SH DEFINED (1) 127,771
CIT GROUP INC COM NEW 125581801 1932 50,000 SH PUT DEFINED (1) 50,000
CITIGROUP INC COM NEW 172967424 1582 40,000 SH PUT DEFINED (1) 40,000
COCA COLA CO COM 191216100 21852 602,800 SH CALL DEFINED (1) 602,800
COCA COLA CO COM 191216100 2538 70,000 SH DEFINED (1) 70,000
CODEXIS INC COM 192005106 1472 666,243 SH DEFINED (1) 666,243
DELPHI AUTOMOTIVE PLC SHS G27823106 9712 253,915 SH DEFINED (1) 253,915
DURECT CORP COM 266605104 3089 3,357,089 SH DEFINED (1) 3,357,089
FURIEX PHARMACEUTICALS INC COM 36106P101 2896 150,342 SH DEFINED (1) 150,342
GEVO INC NOTE 7.500% 7/0 374396AA7 11999 21,051,000 SH DEFINED (1) 21,051,000
HARBINGER GROUP INC COM 41146A106 769 100,000 SH DEFINED (1) 100,000
HOMEOWNERS CHOICE INC COM 43741E103 10395 500,000 SH DEFINED (1) 500,000
IRSA INVERSIONES Y REP SA GLOBL DEP RCPT 450047204 2270 325,643 SH DEFINED (1) 325,643
ISHARES SILVER TRUST ISHARES 46428Q110 3524 120,000 SH PUT DEFINED (1) 120,000
LEAR CORP COM NEW 521865204 1639 35,000 SH DEFINED (1) 35,000
LEUCADIA NAT CORP COM 527288104 4758 200,000 SH DEFINED (1) 200,000
LINN ENERGY LLC UNIT LTD LIAB 536020100 5152 146,200 SH PUT DEFINED (1) 146,200
LONCOR RESOURCES INC COM 54179W101 121 172,100 SH DEFINED (1) 172,100
LTX-CREDENCE CORP COM NEW 502403207 5871 895,000 SH DEFINED (1) 895,000
MICROSOFT CORP COM 594918104 3152 118,000 SH DEFINED (1) 118,000
MYREXIS INC COM 62856H107 220 77,600 SH DEFINED (1) 77,600
NEWMONT MINING CORP COM 651639106 9144 196,900 SH CALL DEFINED (1) 196,900
NEWMONT MINING CORP COM 651639106 4180 90,000 SH DEFINED (1) 90,000
PAIN THERAPEUTICS INC COM 69562K100 1409 520,000 SH DEFINED (1) 520,000
PENNEY J C INC COM 708160106 4565 231,600 SH CALL DEFINED (1) 231,600
PENNEY J C INC COM 708160106 12021 609,900 SH DEFINED (1) 609,900
PENNEY J C INC COM 708160106 12644 641,500 SH PUT DEFINED (1) 641,500
PHH CORP NOTE 6.00% 6/1 693320AQ6 2972 1,500,000 SH DEFINED (1) 1,500,000
PHH CORP COM NEW 693320202 4274 187,854 SH DEFINED (1) 187,854
ROBBINS & MYERS INC COM 77016103 8793 147,900 SH CALL DEFINED (1) 147,900
SILVERCREST MINES INC COM 828365106 882 345,300 SH DEFINED (1) 345,300
SPDR GOLD TRUST GOLD SHS 78463V107 6481 40,000 SH DEFINED (1) 40,000
TERADYNE INC COM 880770102 1013 60,000 SH DEFINED (1) 60,000
TFS FINL CORP COM 87240R107 3859 401,162 SH DEFINED (1) 401,162
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 8380 156,321 SH DEFINED (1) 156,321
VALERO ENERGY CORP COM 91913Y100 2730 80,000 SH DEFINED (1) 80,000
VERENIUM CORP COM NEW 92340P209 170 78,594 SH DEFINED (1) 78,594
XEROX CORP COM 984121103 10571 1,550,000 SH DEFINED (1) 1,550,000
ZYNGA INC CL A 98986T108 3293 1,395,400 SH PUT DEFINED (1) 1,395,400