0000919574-13-001243.txt : 20130214 0000919574-13-001243.hdr.sgml : 20130214 20130214093832 ACCESSION NUMBER: 0000919574-13-001243 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 683 Capital Management, LLC CENTRAL INDEX KEY: 0001404574 IRS NUMBER: 205100992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14771 FILM NUMBER: 13606920 BUSINESS ADDRESS: STREET 1: 595 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-554-2390 MAIL ADDRESS: STREET 1: 595 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1354826_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: 683 Capital Management, LLC Address: 595 Madison Avenue, 17th Floor New York, NY 10022 13F File Number: 028-14771 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ari Zweiman Title: Managing Member Phone: (212) 554-2391 Signature, Place and Date of Signing: /s/ Ari Zweiman New York, NY February 14, 2013 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: $244,534 (thousands) List of Other Included Managers: No. Form 13F File Number Name --- -------------------- ---- (1) 028-14774 683 Capital Partners, LP FORM 13F INFORMATION TABLE December 31, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- APPLE INC COM 37833100 1064 2,000 SH PUT DEFINED (1) 2,000 APPLE INC COM 037833100 7983 15,000 SH DEFINED (1) 15,000 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 12883 1,321,288 SH DEFINED (1) 1,321,288 BERKSHIRE HATHAWAY INC DEL CL B NEW 84670702 4099 45,700 SH PUT DEFINED (1) 45,700 BIOTA PHARMACEUTICALS INC COM 090694100 1030 258,208 SH DEFINED (1) 258,208 BP PLC SPONSORED ADR 055622104 3097 74,375 SH DEFINED (1) 74,375 CHESAPEAKE ENERGY CORP COM 165167107 8310 500,000 SH DEFINED (1) 500,000 CHESAPEAKE ENERGY CORP COM 165167107 8809 530,000 SH PUT DEFINED (1) 530,000 CIT GROUP INC COM NEW 125581801 4937 127,771 SH DEFINED (1) 127,771 CIT GROUP INC COM NEW 125581801 1932 50,000 SH PUT DEFINED (1) 50,000 CITIGROUP INC COM NEW 172967424 1582 40,000 SH PUT DEFINED (1) 40,000 COCA COLA CO COM 191216100 21852 602,800 SH CALL DEFINED (1) 602,800 COCA COLA CO COM 191216100 2538 70,000 SH DEFINED (1) 70,000 CODEXIS INC COM 192005106 1472 666,243 SH DEFINED (1) 666,243 DELPHI AUTOMOTIVE PLC SHS G27823106 9712 253,915 SH DEFINED (1) 253,915 DURECT CORP COM 266605104 3089 3,357,089 SH DEFINED (1) 3,357,089 FURIEX PHARMACEUTICALS INC COM 36106P101 2896 150,342 SH DEFINED (1) 150,342 GEVO INC NOTE 7.500% 7/0 374396AA7 11999 21,051,000 SH DEFINED (1) 21,051,000 HARBINGER GROUP INC COM 41146A106 769 100,000 SH DEFINED (1) 100,000 HOMEOWNERS CHOICE INC COM 43741E103 10395 500,000 SH DEFINED (1) 500,000 IRSA INVERSIONES Y REP SA GLOBL DEP RCPT 450047204 2270 325,643 SH DEFINED (1) 325,643 ISHARES SILVER TRUST ISHARES 46428Q110 3524 120,000 SH PUT DEFINED (1) 120,000 LEAR CORP COM NEW 521865204 1639 35,000 SH DEFINED (1) 35,000 LEUCADIA NAT CORP COM 527288104 4758 200,000 SH DEFINED (1) 200,000 LINN ENERGY LLC UNIT LTD LIAB 536020100 5152 146,200 SH PUT DEFINED (1) 146,200 LONCOR RESOURCES INC COM 54179W101 121 172,100 SH DEFINED (1) 172,100 LTX-CREDENCE CORP COM NEW 502403207 5871 895,000 SH DEFINED (1) 895,000 MICROSOFT CORP COM 594918104 3152 118,000 SH DEFINED (1) 118,000 MYREXIS INC COM 62856H107 220 77,600 SH DEFINED (1) 77,600 NEWMONT MINING CORP COM 651639106 9144 196,900 SH CALL DEFINED (1) 196,900 NEWMONT MINING CORP COM 651639106 4180 90,000 SH DEFINED (1) 90,000 PAIN THERAPEUTICS INC COM 69562K100 1409 520,000 SH DEFINED (1) 520,000 PENNEY J C INC COM 708160106 4565 231,600 SH CALL DEFINED (1) 231,600 PENNEY J C INC COM 708160106 12021 609,900 SH DEFINED (1) 609,900 PENNEY J C INC COM 708160106 12644 641,500 SH PUT DEFINED (1) 641,500 PHH CORP NOTE 6.00% 6/1 693320AQ6 2972 1,500,000 SH DEFINED (1) 1,500,000 PHH CORP COM NEW 693320202 4274 187,854 SH DEFINED (1) 187,854 ROBBINS & MYERS INC COM 77016103 8793 147,900 SH CALL DEFINED (1) 147,900 SILVERCREST MINES INC COM 828365106 882 345,300 SH DEFINED (1) 345,300 SPDR GOLD TRUST GOLD SHS 78463V107 6481 40,000 SH DEFINED (1) 40,000 TERADYNE INC COM 880770102 1013 60,000 SH DEFINED (1) 60,000 TFS FINL CORP COM 87240R107 3859 401,162 SH DEFINED (1) 401,162 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 8380 156,321 SH DEFINED (1) 156,321 VALERO ENERGY CORP COM 91913Y100 2730 80,000 SH DEFINED (1) 80,000 VERENIUM CORP COM NEW 92340P209 170 78,594 SH DEFINED (1) 78,594 XEROX CORP COM 984121103 10571 1,550,000 SH DEFINED (1) 1,550,000 ZYNGA INC CL A 98986T108 3293 1,395,400 SH PUT DEFINED (1) 1,395,400