13F-HR 1 d1331181_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: 683 Capital Management, LLC Address: 595 Madison Avenue, 17th Floor New York, NY 10022 13F File Number: 028-14771 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ari Zweiman Title: Managing Member Phone: (212) 554-2391 Signature, Place and Date of Signing: /s/ Ari Zweiman New York, NY November 14, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $284,082 (thousands) List of Other Included Managers: No. Form 13F File Number Name (1) 028-14774 683 Capital Partners, LP FORM 13F INFORMATION TABLE June 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- --------- ------ ---------- -------- --------- ----------- --------- ----- ------- ----- APPLE INC COM 037833100 6,004 9,000 SH DEFINED (1) 9,000 0 0 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 10,072 1,320,000 SH DEFINED (1) 1,320,000 0 0 BP PLC SPONSORED ADR 055622104 3,150 74,373 SH DEFINED (1) 74,373 0 0 CELSION CORPORATION COM NEW 15117N305 653 120,000 SH DEFINED (1) 120,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 9,435 500,000 SH DEFINED (1) 500,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 100 530,000 PUT DEFINED (1) 530,000 0 0 CIT GROUP INC COM NEW 125581801 5,033 127,771 SH DEFINED (1) 127,771 0 0 CIT GROUP INC COM NEW 125581801 7,098 180,200 PUT DEFINED (1) 180,200 0 0 CITIGROUP INC COM NEW 172967424 1,309 40,000 SH DEFINED (1) 40,000 0 0 CITIGROUP INC COM NEW 172967424 1,309 40,000 PUT DEFINED (1) 40,000 0 0 CISCO SYS INC COM 17275R102 1,146 60,000 PUT DEFINED (1) 60,000 0 0 COCA COLA CO COM 191216100 2,655 70,000 SH DEFINED (1) 70,000 0 0 COCA COLA CO COM 191216100 22,864 602,800 CALL DEFINED (1) 602,800 0 0 CODEXIS INC COM 192005106 1,473 486,205 SH DEFINED (1) 486,205 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 7,871 253,915 SH DEFINED (1) 253,915 0 0 DURECT CORP COM 266605104 5,234 3,634,774 SH DEFINED (1) 3,634,774 0 0 FACEBOOK INC CL A 30303M102 312 14,400 SH DEFINED (1) 14,400 0 0 FACEBOOK INC CL A 30303M102 1,668 77,000 CALL DEFINED (1) 77,000 0 0 FACEBOOK INC CL A 30303M102 1,646 76,000 PUT DEFINED (1) 76,000 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 501 28,700 SH DEFINED (1) 28,700 0 0 FURIEX PHARMACEUTICALS INC COM 36106P101 2,869 150,342 SH DEFINED (1) 150,342 0 0 FUSHI COPPERWELD INC COM 36113E107 584 64,200 CALL DEFINED (1) 64,200 0 0 INTERNET PATENTS CORP COM 46063G101 143 40,000 SH DEFINED (1) 40,000 0 0 KNIGHT CAP GROUP INC NOTE 3.500% 3/1 499005AE6 3,163 3,500,000 PRN DEFINED (1) 3,500,000 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 573 11,550 SH DEFINED (1) 11,550 0 0 LONCOR RESOURCES INC COM 54179W101 189 172,100 SH DEFINED (1) 172,100 0 0 LTX-CREDENCE CORP COM NEW 502403207 4,548 791,000 SH DEFINED (1) 791,000 0 0 MICROSOFT CORP COM 594918104 3,512 118,000 SH DEFINED (1) 118,000 0 0 NABI BIOPHARMACEUTICALS COM 629519109 1,149 649,152 SH DEFINED (1) 649,152 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 880 244,581 SH DEFINED (1) 244,581 0 0 NEWMONT MINING CORP COM 651639106 9,523 170,000 SH DEFINED (1) 170,000 0 0 NEWMONT MINING CORP COM 651639106 11,030 196,900 CALL DEFINED (1) 196,900 0 0 ORACLE CORP COM 68389X105 3,146 100,000 SH DEFINED (1) 100,000 0 0 PAIN THERAPEUTICS INC COM 69562K100 103 20,400 SH DEFINED (1) 20,400 0 0 PENNEY J C INC COM 708160106 14,814 609,900 SH DEFINED (1) 609,900 0 0 PENNEY J C INC COM 708160106 5,626 231,600 CALL DEFINED (1) 231,600 0 0 PENNEY J C INC COM 708160106 15,582 641,500 PUT DEFINED (1) 641,500 0 0 PHH CORP NOTE 6.000% 6/1 693320AQ6 2,724 1,500,000 PRN DEFINED (1) 1,500,000 0 0 PHH CORP COM NEW 693320202 3,823 187,854 SH DEFINED (1) 187,854 0 0 PROCTER & GAMBLE CO COM 742718109 3,468 50,000 PUT DEFINED (1) 50,000 0 0 SEARS HLDGS CORP COM 812350106 278 40,500 PUT DEFINED (1) 40,500 0 0 SILVERCREST MINES INC COM 828365106 839 295,300 SH DEFINED (1) 295,300 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 8,595 50,000 SH DEFINED (1) 50,000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 86,382 600,000 CALL DEFINED (1) 600,000 0 0 TERADYNE INC COM 880770102 427 30,000 SH DEFINED (1) 30,000 0 0 TFS FINL CORP COM 87240R107 1,598 176,178 SH DEFINED (1) 176,178 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 7,270 166,321 SH DEFINED (1) 166,321 0 0 VERENIUM CORP COM NEW 92340P209 44 13,640 SH DEFINED (1) 13,640 0 0 ZYNGA INC CL A 98986T108 1,668 587,200 PUT DEFINED (1) 587,200 0 0
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