0001644999-18-000021.txt : 20180306 0001644999-18-000021.hdr.sgml : 20180306 20180306184542 ACCESSION NUMBER: 0001644999-18-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferland E James Jr CENTRAL INDEX KEY: 0001404512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 18671388 MAIL ADDRESS: STREET 1: ALVARADO SQUARE STREET 2: MS 2850 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-02 1 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001404512 Ferland E James Jr 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 1 0 0 0 Common Stock 2018-03-02 4 M 0 110054 0 A 361380 D Common Stock 2018-03-02 4 F 0 32959 5.53 D 328421 D Common Stock 2018-03-03 4 M 0 44490 0 A 372911 D Common Stock 2018-03-03 4 F 0 13324 5.53 D 359587 D Common Stock 532 I 401k Plan Restricted Stock Units 0 2018-03-02 4 M 0 83192 0 D 2018-03-02 Common Stock 83192 0 D Restricted Stock Units 0 2018-03-02 4 M 0 26862 0 D 2018-03-03 Common Stock 26862 0 D Restricted Stock Units 0 2018-03-03 4 M 0 44490 0 D 2020-03-03 Common Stock 44490 88983 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of February 28, 2018. 100% of the RSUs vest on March 2, 2018. RSUs vest in three equal annual installments beginning March 2, 2016. RSUs vest in three equal annual installments beginning March 3, 2018. E. James Ferland, by Angela P. Winter, attorney-in-fact 2018-03-06