0001644999-17-000003.txt : 20170303 0001644999-17-000003.hdr.sgml : 20170303 20170303162154 ACCESSION NUMBER: 0001644999-17-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferland E James Jr CENTRAL INDEX KEY: 0001404512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 17663916 MAIL ADDRESS: STREET 1: ALVARADO SQUARE STREET 2: MS 2850 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-01 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001404512 Ferland E James Jr 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 1 1 0 0 Chairman and CEO Common Stock 2017-03-01 4 M 0 16110 0 A 204774 D Common Stock 2017-03-01 4 F 0 7660 10.33 D 197114 D Common Stock 2017-03-02 4 M 0 26862 0 A 223976 D Common Stock 2017-03-02 4 F 0 12772 10.58 D 211204 D Common Stock 505 I 401k Plan Restricted Stock Units 0 2017-03-01 4 M 0 16110 0 D 2019-03-01 Common Stock 16110 32220 D Restricted Stock Units 0 2017-03-02 4 M 0 26862 0 D 2018-03-02 Common Stock 26862 26862 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 1, 2017. RSUs vest in three equal annual installments beginning March 1, 2017. RSUs vest in three equal annual installments beginning March 2, 2016. E. James Ferland, by Angela P. Winter, attorney-in-fact 2017-03-03