0001644999-16-000071.txt : 20161108 0001644999-16-000071.hdr.sgml : 20161108 20161108113456 ACCESSION NUMBER: 0001644999-16-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferland E James Jr CENTRAL INDEX KEY: 0001404512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 161980409 MAIL ADDRESS: STREET 1: ALVARADO SQUARE STREET 2: MS 2850 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-07 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001404512 Ferland E James Jr 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 1 1 0 0 Chairman and CEO Common Stock 2016-11-07 4 P 0 15000 13.81 A 188664 D Common Stock 505 I 401k Plan The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $13.85, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of September 30, 2016. E. James Ferland, by Angela P. Winter, attorney-in-fact 2016-11-08